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Nasdaq · USD

CPSS

CONSUMER PORTFOLIO SERVICES, INC.

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Tapewire entity
1404
SEC CIK
0000889609
Parsed reports
447

Last 12 months

Inside the activity.

0 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202604
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.53 Not disclosed
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · derivative · entry 8

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
June 13, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
Exercise / conversionCommon Stock, no par value 30,000 $3.53 $105,900.00
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · nonDerivative · entry 6

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
SaleCommon Stock, no par value 3,000 $10.10 $30,300.00
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · nonDerivative · entry 5

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,311

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
SaleCommon Stock, no par value 1,647 $10.10 $16,634.70
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · nonDerivative · entry 4

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,311

Read SEC document
June 12, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
SaleCommon Stock, no par value 5,000 $10.05 $50,250.00
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · nonDerivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 303,958

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
SaleCommon Stock, no par value 2,148 $10.00 $21,480.00
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,958

Read SEC document
June 11, 2025 Filed Jun 13, 2025 21:20 UTC
Washer GregDirector
SaleCommon Stock, no par value 7,500 $9.85 $73,875.00
Disclosure

SEC source: 0001683168-25-004496 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,106

Read SEC document
June 06, 2025 Filed Jun 11, 2025 01:06 UTC
Crisp AprilSr. Vice President
SaleCommon Stock, no par value 100 $9.75 $975.00
Disclosure

SEC source: 0001683168-25-004385 · ownership.xml · nonDerivative · entry 1

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,591

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 15,000 Not disclosed Strike: $3.53 Not disclosed
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · derivative · entry 7

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 15,000 shares

Expires 2026-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Issued in consideration of the named person's services to the issuer.

F4 · derivative.exercise_date: Original grant of 30,000 options became exercisable in 4 equal installments of 7,500 shares on 8/8/2020, 8/8/2021, 8/8/2022, and 8/8/2023.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 10,000 Not disclosed Strike: $2.47 Not disclosed
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · derivative · entry 6

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 10,000 shares

Expires 2027-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Issued in consideration of the named person's services to the issuer.

F3 · derivative.exercise_date: Original grant of 30,000 options became exercisable in 4 equal installments of 7,500 shares on 6/1/2021, 6/1/2022, 6/1/2023, and 6/1/2024.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 19,500 Not disclosed Strike: $4.95 Not disclosed
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · derivative · entry 5

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock, No Par Value · 19,500 shares

Expires 2028-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Original grant of 30,000 options becomes or became exercisable in 4 equal installments of 7,500 shares on 8/3/2022, 8/3/2023, 8/3/2024, and 8/3/2025.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Tax withholdingCommon Stock, no par value 19,021 $9.21 $175,183.41
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · nonDerivative · entry 4

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,691

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 25,479 shares of common stock on net exercise of option to purchase 44,500 shares of common stock. The reporting person forfeited 19,021 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on June 02, 2025 of $9.21 per share.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Exercise / conversionCommon Stock, no par value 19,500 $4.95 $96,525.00
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · nonDerivative · entry 3

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Exercise / conversionCommon Stock, no par value 10,000 $2.47 $24,700.00
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · nonDerivative · entry 2

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2025 Filed Jun 4, 2025 23:27 UTC
Crisp AprilSr. Vice President
Exercise / conversionCommon Stock, no par value 15,000 $3.53 $52,950.00
Disclosure

SEC source: 0001683168-25-004237 · ownership.xml · nonDerivative · entry 1

Crisp April · CIK 0001983271 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2025 Filed May 21, 2025 22:59 UTC
Schween StevenSr. Vice President
GiftCommon Stock, no par value 8,474 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003930 · ownership.xml · nonDerivative · entry 2

Schween Steven · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,099

F1 · price: Bona Fide Gift. No payment was received for the gifting of shares.

Read SEC document
May 16, 2025 Filed May 19, 2025 22:38 UTC
Washer GregDirector
SaleCommon Stock, no par value 140 $8.96 $1,254.40
Disclosure

SEC source: 0001683168-25-003847 · ownership.xml · nonDerivative · entry 2

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,606

Read SEC document
May 15, 2025 Filed May 19, 2025 22:38 UTC
Washer GregDirector
SaleCommon Stock, no par value 6,254 $9.16 $57,286.64
Disclosure

SEC source: 0001683168-25-003847 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,746

Read SEC document
May 08, 2025 Filed May 13, 2025 00:13 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 300,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003448 · ownership.xml · derivative · entry 4

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 300,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in four equal installments on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.

Read SEC document
May 08, 2025 Filed May 13, 2025 00:13 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Tax withholdingCommon Stock, no par value 95,547 $9.88 $944,004.36
Disclosure

SEC source: 0001683168-25-003448 · ownership.xml · nonDerivative · entry 3

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,924,545

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 204,453 shares of common stock on net exercise of option to purchase 300,000 shares of common stock. The reporting person forfeited 95,547 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 08, 2025 of $9.88 per share.

Read SEC document
May 08, 2025 Filed May 13, 2025 00:13 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock, no par value 271,265 $3.48 $944,002.20
Disclosure

SEC source: 0001683168-25-003448 · ownership.xml · nonDerivative · entry 2

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,020,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 13, 2025 00:13 UTC
BRADLEY CHARLES E JRDirector · CEO · 10% owner
Exercise / conversionCommon Stock, no par value 28,735 $3.48 $99,997.80
Disclosure

SEC source: 0001683168-25-003448 · ownership.xml · nonDerivative · entry 1

BRADLEY CHARLES E JR · CIK 0001028860 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,748,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 19:47 UTC
Robinson TeriExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003426 · ownership.xml · derivative · entry 6

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 08, 2025 Filed May 12, 2025 19:47 UTC
Robinson TeriExec. Vice President
GiftCommon Stock, no par value 42,143 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003426 · ownership.xml · nonDerivative · entry 5

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Indirect · Teri Lee Robinson Living Trust

Disclosed balance after: 498,445

Read SEC document
May 08, 2025 Filed May 12, 2025 19:47 UTC
Robinson TeriExec. Vice President
GiftCommon Stock, no par value 42,143 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003426 · ownership.xml · nonDerivative · entry 4

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 08, 2025 Filed May 12, 2025 19:47 UTC
Robinson TeriExec. Vice President
Tax withholdingCommon Stock, no par value 17,857 $9.88 $176,427.16
Disclosure

SEC source: 0001683168-25-003426 · ownership.xml · nonDerivative · entry 3

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,143

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 42,143 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 17,857 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 08, 2025 of $9.88 per share.

Read SEC document
May 08, 2025 Filed May 12, 2025 19:47 UTC
Robinson TeriExec. Vice President
Exercise / conversionCommon Stock, no par value 35,015 $3.48 $121,852.20
Disclosure

SEC source: 0001683168-25-003426 · ownership.xml · nonDerivative · entry 2

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 19:47 UTC
Robinson TeriExec. Vice President
Exercise / conversionCommon Stock, no par value 24,985 $3.48 $86,947.80
Disclosure

SEC source: 0001683168-25-003426 · ownership.xml · nonDerivative · entry 1

Robinson Teri · CIK 0001397947 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 18:31 UTC
Washer GregDirector
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003417 · ownership.xml · derivative · entry 3

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 08, 2025 Filed May 12, 2025 18:31 UTC
Washer GregDirector
Exercise / conversionCommon Stock, no par value 60,000 $3.48 $208,800.00
Disclosure

SEC source: 0001683168-25-003417 · ownership.xml · nonDerivative · entry 1

Washer Greg · CIK 0001405318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 18:43 UTC
TERRY CHRISExec. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003419 · ownership.xml · derivative · entry 3

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 08, 2025 Filed May 12, 2025 18:43 UTC
TERRY CHRISExec. Vice President
Tax withholdingCommon Stock, no par value 26,657 $9.88 $263,371.16
Disclosure

SEC source: 0001683168-25-003419 · ownership.xml · nonDerivative · entry 2

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,999

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 33,343 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 26,657 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 08, 2025 of $9.88 per share.

Read SEC document
May 08, 2025 Filed May 12, 2025 18:43 UTC
TERRY CHRISExec. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $3.48 $208,800.00
Disclosure

SEC source: 0001683168-25-003419 · ownership.xml · nonDerivative · entry 1

TERRY CHRIS · CIK 0001244792 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 17:24 UTC Exercise / conversionStock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003412 · ownership.xml · derivative · entry 3

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 45,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Issued in consideration of the named person's services to the issuer.

Read SEC document
May 08, 2025 Filed May 12, 2025 17:24 UTC Tax withholdingCommon Stock, no par value 15,851 $9.88 $156,607.88
Disclosure

SEC source: 0001683168-25-003412 · ownership.xml · nonDerivative · entry 2

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,385

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 29,149 shares of common stock on net exercise of option to purchase 45,000 shares of common stock. The reporting person forfeited 15,851 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 8, 2025 of $9.88 per share.

Read SEC document
May 08, 2025 Filed May 12, 2025 17:24 UTC Exercise / conversionCommon Stock, no par value 45,000 $3.48 $156,600.00
Disclosure

SEC source: 0001683168-25-003412 · ownership.xml · nonDerivative · entry 1

Rayhill Brian · CIK 0001378986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 248,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 16:57 UTC Exercise / conversionStock Option (right to buy) · Derivative 90,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003410 · ownership.xml · derivative · entry 6

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 90,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Becomes exercisable in four equal increments on May 9, 2019, 2020, 2021, and 2022.

Read SEC document
May 08, 2025 Filed May 12, 2025 16:57 UTC GiftCommon Stock, no par value 50,936 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003410 · ownership.xml · nonDerivative · entry 5

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: No plan indicated

Ownership: Indirect · MTRB LAVIN LIVING TRUST

Disclosed balance after: 404,815

Read SEC document
May 08, 2025 Filed May 12, 2025 16:57 UTC GiftCommon Stock, no par value 50,936 $0.00 $0.00
Disclosure

SEC source: 0001683168-25-003410 · ownership.xml · nonDerivative · entry 4

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 08, 2025 Filed May 12, 2025 16:57 UTC Tax withholdingCommon Stock, no par value 39,064 $9.88 $385,952.32
Disclosure

SEC source: 0001683168-25-003410 · ownership.xml · nonDerivative · entry 3

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,936

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 27,826 shares of common stock on net exercise of option to purchase 66,890 shares of common stock. The reporting person forfeited 39,064 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 08, 2025 of $9.88 per share.

Read SEC document
May 08, 2025 Filed May 12, 2025 16:57 UTC Exercise / conversionCommon Stock, no par value 66,890 $3.48 $232,777.20
Disclosure

SEC source: 0001683168-25-003410 · ownership.xml · nonDerivative · entry 2

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 16:57 UTC Exercise / conversionCommon Stock, no par value 23,110 $3.48 $80,422.80
Disclosure

SEC source: 0001683168-25-003410 · ownership.xml · nonDerivative · entry 1

Lavin Michael T. · CIK 0001463930 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 12, 2025 16:49 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionStock Option (right to buy · Derivative 60,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003406 · ownership.xml · derivative · entry 3

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 60,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's service to the issuer.

F2 · derivative.exercise_date: Became exercisable in four equal increments on May 9, 2019, 2020, 2021 and 2022.

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May 08, 2025 Filed May 12, 2025 16:49 UTC
Bharwani DeneshExec. Vice President
Tax withholdingCommon Stock, no par value 26,657 $9.88 $263,371.16
Disclosure

SEC source: 0001683168-25-003406 · ownership.xml · nonDerivative · entry 2

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,881

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 33,343 shares of common stock on net exercise of option to purchase 60,000 shares of common stock. The reporting person forfeited 26,657 shares of common stock underlying the option in payment of the exercise price and tax liability, using the closing stock price on May 08, 2025 of $9.88 per share.

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May 08, 2025 Filed May 12, 2025 16:49 UTC
Bharwani DeneshExec. Vice President
Exercise / conversionCommon Stock, no par value 60,000 $3.48 $208,800.00
Disclosure

SEC source: 0001683168-25-003406 · ownership.xml · nonDerivative · entry 1

Bharwani Denesh · CIK 0001672094 · Exec. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2025 Filed May 12, 2025 16:41 UTC
Schween StevenSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 30,000 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003400 · ownership.xml · derivative · entry 3

Schween Steven · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 30,000 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: Became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.

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May 08, 2025 Filed May 12, 2025 16:41 UTC
Schween StevenSr. Vice President
Tax withholdingCommon Stock, no par value 10,567 $9.88 $104,401.96
Disclosure

SEC source: 0001683168-25-003400 · ownership.xml · nonDerivative · entry 2

Schween Steven · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,631

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 19,433 shares of common stock on net exercise of option to purchase 30,000 shares of common stock. The reporting person forfeited 10,567shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 8, 2025 of $9.88 per share.

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May 08, 2025 Filed May 12, 2025 16:41 UTC
Schween StevenSr. Vice President
Exercise / conversionCommon Stock, no par value 30,000 $3.48 $104,400.00
Disclosure

SEC source: 0001683168-25-003400 · ownership.xml · nonDerivative · entry 1

Schween Steven · CIK 0001959212 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 07, 2025 Filed May 8, 2025 18:53 UTC
Ryan SusanSr. Vice President
Exercise / conversionStock Option (right to buy) · Derivative 22,500 Not disclosed Strike: $3.48 Not disclosed
Disclosure

SEC source: 0001683168-25-003279 · ownership.xml · derivative · entry 3

Ryan Susan · CIK 0001983468 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, No Par Value · 22,500 shares

Expires 2025-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Issued in consideration of the named person's services to the issuer.

F2 · derivative.exercise_date: The original grant of 30,000 options became exercisable in 4 equal installments of 7,500 shares on 5/9/2019, 5/9/2020, 5/9/2021, and 5/9/2022.

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May 07, 2025 Filed May 8, 2025 18:53 UTC
Ryan SusanSr. Vice President
Tax withholdingCommon Stock, no par value 8,586 $9.12 $78,304.32
Disclosure

SEC source: 0001683168-25-003279 · ownership.xml · nonDerivative · entry 2

Ryan Susan · CIK 0001983468 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,187

F1 · kind: Represents a "net exercise" of outstanding stock options. The reporting person received 13,914 shares of common stock on net exercise of option to purchase 22,500 shares of common stock. The reporting person forfeited 8,586 shares of common stock underlying the option in payment of the exercise price, using the closing stock price on May 7, 2025 of $9.12 per share.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.