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Nasdaq · USD

CPSH

CPS TECHNOLOGIES CORP/DE/

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Tapewire entity
7015
SEC CIK
0000814676
Parsed reports
159

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2024 Filed Mar 1, 2024 21:10 UTC GrantCommon Stock Options · Derivative 15,000 $2.34 Strike: $2.34 $35,100.00
Disclosure

SEC source: 0000814676-24-000011 · primary_doc.xml · derivative · entry 1

CULLIGAN THOMAS M · CIK 0001217585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,100

Underlying: Common Stock · 15,000 shares

Expires 2034-02-28

Read SEC document
February 28, 2024 Filed Mar 1, 2024 20:46 UTC Amendment GrantCommon Stock Options · Derivative 15,000 $2.34 Strike: $2.34 $35,100.00
Disclosure

SEC source: 0000814676-24-000010 · primary_doc.xml · derivative · entry 1

HUGHES FRANCIS J JR · CIK 0001145496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,100

Underlying: Common Stock · 15,000 shares

Expires 2034-02-28

Read SEC document
February 28, 2024 Filed Mar 1, 2024 20:39 UTC Amendment GrantCommon Stock Options · Derivative 15,000 $2.34 Strike: $2.34 $35,100.00
Disclosure

SEC source: 0000814676-24-000009 · primary_doc.xml · derivative · entry 1

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,100

Underlying: Common Stock · 15,000 shares

Expires 2034-02-28

Read SEC document
January 12, 2024 Filed Jan 16, 2024 13:24 UTC GiftCommon Stock 5,000 $2.30 $11,500.00
Disclosure

SEC source: 0000814676-24-000001 · primary_doc.xml · nonDerivative · entry 1

BENNETT GRANT C · CIK 0001226537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,281,554

Read SEC document
July 24, 2023 Filed Jul 24, 2023 14:46 UTC Exercise / conversionCommon Stock Options · Derivative 5,000 $1.55 Strike: $1.55 $7,750.00
Disclosure

SEC source: 0000814676-23-000013 · primary_doc.xml · derivative · entry 2

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,000

Underlying: Common Stock · 5,000 shares

Expires 2029-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2023 Filed Jul 24, 2023 14:46 UTC Exercise / conversionCommon Stock 5,000 $1.55 $7,750.00
Disclosure

SEC source: 0000814676-23-000013 · primary_doc.xml · nonDerivative · entry 1

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 15:07 UTC Exercise / conversionCommon Stock Options · Derivative 10,000 $2.90 Strike: $2.90 $29,000.00
Disclosure

SEC source: 0000814676-23-000014 · primary_doc.xml · derivative · entry 5

McCormack Michael E · CIK 0001839952 · former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2032-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 15:07 UTC Exercise / conversionCommon Stock Options · Derivative 40,000 $2.73 Strike: $2.73 $109,200.00
Disclosure

SEC source: 0000814676-23-000014 · primary_doc.xml · derivative · entry 4

McCormack Michael E · CIK 0001839952 · former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 40,000 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 15:07 UTC Tax withholdingCommon Stock 47,329 $2.92 $138,200.68
Disclosure

SEC source: 0000814676-23-000014 · primary_doc.xml · nonDerivative · entry 3

McCormack Michael E · CIK 0001839952 · former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,671

Read SEC document
July 21, 2023 Filed Jul 24, 2023 15:07 UTC Exercise / conversionCommon Stock 10,000 $2.90 $29,000.00
Disclosure

SEC source: 0000814676-23-000014 · primary_doc.xml · nonDerivative · entry 2

McCormack Michael E · CIK 0001839952 · former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 15:07 UTC Exercise / conversionCommon Stock 40,000 $2.73 $109,200.00
Disclosure

SEC source: 0000814676-23-000014 · primary_doc.xml · nonDerivative · entry 1

McCormack Michael E · CIK 0001839952 · former CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2023 Filed May 5, 2023 20:26 UTC OtherCommon Stock Options · Derivative 15,000 $1.00 Strike: $1.00 $15,000.00
Disclosure

SEC source: 0000814676-23-000012 · primary_doc.xml · derivative · entry 2

HUGHES FRANCIS J JR · CIK 0001145496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,100

Underlying: Common Stock · 15,000 shares

Expires 2023-05-07

Read SEC document
May 05, 2023 Filed May 5, 2023 20:26 UTC OtherCommon Stock 15,000 $1.00 $15,000.00
Disclosure

SEC source: 0000814676-23-000012 · primary_doc.xml · nonDerivative · entry 1

HUGHES FRANCIS J JR · CIK 0001145496 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 419,676

Read SEC document
May 05, 2023 Filed May 5, 2023 20:15 UTC OtherCommon Stock Options · Derivative 15,000 $1.00 Strike: $1.00 $15,000.00
Disclosure

SEC source: 0000814676-23-000011 · primary_doc.xml · derivative · entry 3

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,100

Underlying: Common Stock · 15,000 shares

Expires 2023-05-07

Read SEC document
May 05, 2023 Filed May 5, 2023 20:15 UTC Tax withholdingCommon Stock 5,703 $2.63 $14,998.89
Disclosure

SEC source: 0000814676-23-000011 · primary_doc.xml · nonDerivative · entry 2

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,718

Read SEC document
May 05, 2023 Filed May 5, 2023 20:15 UTC OtherCommon Stock 15,000 $1.00 $15,000.00
Disclosure

SEC source: 0000814676-23-000011 · primary_doc.xml · nonDerivative · entry 1

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,421

Read SEC document
May 02, 2023 Filed May 2, 2023 21:03 UTC OtherCommon Stock Options · Derivative 10,000 $1.00 Strike: $1.00 $10,000.00
Disclosure

SEC source: 0000814676-23-000010 · primary_doc.xml · derivative · entry 3

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,100

Underlying: Common Stock · 10,000 shares

Expires 2023-05-07

Read SEC document
May 02, 2023 Filed May 2, 2023 21:03 UTC Tax withholdingCommon Stock 3,663 $2.73 $9,999.99
Disclosure

SEC source: 0000814676-23-000010 · primary_doc.xml · nonDerivative · entry 2

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,421

Read SEC document
May 02, 2023 Filed May 2, 2023 21:03 UTC OtherCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0000814676-23-000010 · primary_doc.xml · nonDerivative · entry 1

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,084

Read SEC document
April 25, 2023 Filed Apr 26, 2023 15:12 UTC GrantCommon Stock Options · Derivative 3,000 $2.66 Strike: $2.66 $7,980.00
Disclosure

SEC source: 0000814676-23-000009 · primary_doc.xml · derivative · entry 5

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,000

Underlying: Common Stock · 3,000 shares

Expires 2033-04-25

Read SEC document
April 25, 2023 Filed Apr 26, 2023 15:12 UTC GrantCommon Stock Options · Derivative 3,000 $2.66 Strike: $2.66 $7,980.00
Disclosure

SEC source: 0000814676-23-000009 · primary_doc.xml · derivative · entry 4

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,000

Underlying: Common Stock · 3,000 shares

Expires 2033-04-25

Read SEC document
April 25, 2023 Filed Apr 26, 2023 15:12 UTC GrantCommon Stock Options · Derivative 3,000 $2.66 Strike: $2.66 $7,980.00
Disclosure

SEC source: 0000814676-23-000009 · primary_doc.xml · derivative · entry 2

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 3,000 shares

Expires 2033-04-25

Read SEC document
April 25, 2023 Filed Apr 26, 2023 15:12 UTC GrantCommon Stock Options · Derivative 3,000 $2.66 Strike: $2.66 $7,980.00
Disclosure

SEC source: 0000814676-23-000009 · primary_doc.xml · derivative · entry 1

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 3,000 shares

Expires 2033-04-25

Read SEC document
April 10, 2023 Filed Apr 11, 2023 13:56 UTC OtherCommon Stock Options · Derivative 10,000 $1.00 Strike: $1.00 $10,000.00
Disclosure

SEC source: 0000814676-23-000008 · primary_doc.xml · derivative · entry 3

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,100

Underlying: Common Stock · 10,000 shares

Expires 2023-05-07

Read SEC document
April 10, 2023 Filed Apr 11, 2023 13:56 UTC Tax withholdingCommon Stock 3,509 $2.85 $10,000.65
Disclosure

SEC source: 0000814676-23-000008 · primary_doc.xml · nonDerivative · entry 2

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,084

Read SEC document
April 10, 2023 Filed Apr 11, 2023 13:56 UTC OtherCommon Stock 10,000 $1.00 $10,000.00
Disclosure

SEC source: 0000814676-23-000008 · primary_doc.xml · nonDerivative · entry 1

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,593

Read SEC document
April 05, 2023 Filed Apr 6, 2023 15:21 UTC Exercise / conversionCommon Stock Options · Derivative 3,000 $1.55 Strike: $1.55 $4,650.00
Disclosure

SEC source: 0000814676-23-000007 · primary_doc.xml · derivative · entry 4

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 3,000 shares

Expires 2029-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 15:21 UTC Exercise / conversionCommon Stock Options · Derivative 3,000 $1.49 Strike: $1.49 $4,470.00
Disclosure

SEC source: 0000814676-23-000007 · primary_doc.xml · derivative · entry 3

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

Underlying: Common Stock · 3,000 shares

Expires 2030-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 15:21 UTC Exercise / conversionCommon Stock 3,000 $1.55 $4,650.00
Disclosure

SEC source: 0000814676-23-000007 · primary_doc.xml · nonDerivative · entry 2

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 6, 2023 15:21 UTC Exercise / conversionCommon Stock 3,000 $1.49 $4,470.00
Disclosure

SEC source: 0000814676-23-000007 · primary_doc.xml · nonDerivative · entry 1

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2023 Filed Apr 26, 2023 15:12 UTC GrantCommon Stock Options · Derivative 3,000 $2.66 Strike: $2.66 $7,980.00
Disclosure

SEC source: 0000814676-23-000009 · primary_doc.xml · derivative · entry 3

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 3,000 shares

Expires 2033-04-25

Read SEC document
February 28, 2023 Filed Mar 2, 2023 01:20 UTC GrantCommon Stock Options · Derivative 10,000 $3.07 Strike: $3.07 $30,700.00
Disclosure

SEC source: 0000814676-23-000005 · primary_doc.xml · derivative · entry 1

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,100

Underlying: Common Stock · 10,000 shares

Expires 2033-02-28

Read SEC document
February 28, 2023 Filed Mar 2, 2023 01:01 UTC GrantCommon Stock Options · Derivative 10,000 $3.07 Strike: $3.07 $30,700.00
Disclosure

SEC source: 0000814676-23-000003 · primary_doc.xml · derivative · entry 1

HUGHES FRANCIS J JR · CIK 0001145496 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,100

Underlying: Common Stock · 10,000 shares

Expires 2033-02-28

Read SEC document
February 28, 2023 Filed Mar 2, 2023 01:07 UTC GrantCommon Stock Options · Derivative 10,000 $3.07 Strike: $3.07 $30,700.00
Disclosure

SEC source: 0000814676-23-000004 · primary_doc.xml · derivative · entry 1

Snow Daniel C · CIK 0001437802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,100

Underlying: Common Stock · 10,000 shares

Expires 2033-02-28

Read SEC document
February 28, 2023 Filed Mar 2, 2023 00:54 UTC GrantCommon Stock Options · Derivative 10,000 $3.07 Strike: $3.07 $30,700.00
Disclosure

SEC source: 0000814676-23-000002 · primary_doc.xml · derivative · entry 1

BENNETT GRANT C · CIK 0001226537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Underlying: Common Stock · 10,000 shares

Expires 2033-02-28

Read SEC document
February 28, 2023 Filed Mar 2, 2023 23:05 UTC GrantCommon Stock Options · Derivative 10,000 $3.07 Strike: $3.07 $30,700.00
Disclosure

SEC source: 0000814676-23-000006 · primary_doc.xml · derivative · entry 1

CULLIGAN THOMAS M · CIK 0001217585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,100

Underlying: Common Stock · 10,000 shares

Expires 2033-02-28

Read SEC document
December 30, 2022 Filed Jan 4, 2023 15:23 UTC GiftCommon Stock 2,500 $2.69 $6,725.00
Disclosure

SEC source: 0000814676-23-000001 · primary_doc.xml · nonDerivative · entry 1

BENNETT GRANT C · CIK 0001226537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286,554

Read SEC document
November 14, 2022 Filed Nov 15, 2022 17:32 UTC SaleCommon Stock 6,034 $3.49 $21,058.66
Disclosure

SEC source: 0000814676-22-000013 · primary_doc.xml · nonDerivative · entry 4

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,593

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:32 UTC OtherCommon Stock Options · Derivative 20,000 $1.00 Strike: $1.00 $20,000.00
Disclosure

SEC source: 0000814676-22-000013 · primary_doc.xml · derivative · entry 5

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,100

Underlying: Common Stock · 20,000 shares

Expires 2023-05-07

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:32 UTC SaleCommon Stock 5,000 $3.50 $17,500.00
Disclosure

SEC source: 0000814676-22-000013 · primary_doc.xml · nonDerivative · entry 3

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,627

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:32 UTC Tax withholdingCommon Stock 5,698 $3.51 $19,999.98
Disclosure

SEC source: 0000814676-22-000013 · primary_doc.xml · nonDerivative · entry 2

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,627

Read SEC document
November 11, 2022 Filed Nov 15, 2022 17:32 UTC OtherCommon Stock 20,000 $1.00 $20,000.00
Disclosure

SEC source: 0000814676-22-000013 · primary_doc.xml · nonDerivative · entry 1

NORWOOD RALPH M · CIK 0001205534 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,325

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:02 UTC
McCormack Michael EPresident and CEO
GrantCommon Stock Options · Derivative 5,000 $3.69 Strike: $3.69 $18,450.00
Disclosure

SEC source: 0000814676-22-000012 · primary_doc.xml · derivative · entry 5

McCormack Michael E · CIK 0001839952 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-03

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:02 UTC
McCormack Michael EPresident and CEO
GrantCommon Stock Options · Derivative 5,000 $3.69 Strike: $3.69 $18,450.00
Disclosure

SEC source: 0000814676-22-000012 · primary_doc.xml · derivative · entry 4

McCormack Michael E · CIK 0001839952 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-03

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:02 UTC
McCormack Michael EPresident and CEO
GrantCommon Stock Options · Derivative 5,000 $3.69 Strike: $3.69 $18,450.00
Disclosure

SEC source: 0000814676-22-000012 · primary_doc.xml · derivative · entry 3

McCormack Michael E · CIK 0001839952 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-03

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:02 UTC
McCormack Michael EPresident and CEO
GrantCommon Stock Options · Derivative 5,000 $3.69 Strike: $3.69 $18,450.00
Disclosure

SEC source: 0000814676-22-000012 · primary_doc.xml · derivative · entry 2

McCormack Michael E · CIK 0001839952 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-03

Read SEC document
August 03, 2022 Filed Aug 5, 2022 20:02 UTC
McCormack Michael EPresident and CEO
GrantCommon Stock Options · Derivative 5,000 $3.69 Strike: $3.69 $18,450.00
Disclosure

SEC source: 0000814676-22-000012 · primary_doc.xml · derivative · entry 1

McCormack Michael E · CIK 0001839952 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 5,000 shares

Expires 2032-08-03

Read SEC document
May 04, 2022 Filed May 5, 2022 13:08 UTC Exercise / conversionCommon Stock Options · Derivative 3,000 $1.49 Strike: $1.49 $4,470.00
Disclosure

SEC source: 0000814676-22-000010 · primary_doc.xml · derivative · entry 4

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,000

Underlying: Common Stock · 3,000 shares

Expires 2030-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 5, 2022 13:08 UTC Exercise / conversionCommon Stock Options · Derivative 1,500 $1.55 Strike: $1.55 $2,325.00
Disclosure

SEC source: 0000814676-22-000010 · primary_doc.xml · derivative · entry 3

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 1,500 shares

Expires 2029-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 04, 2022 Filed May 5, 2022 13:08 UTC Exercise / conversionCommon Stock 3,000 $1.49 $4,470.00
Disclosure

SEC source: 0000814676-22-000010 · primary_doc.xml · nonDerivative · entry 2

Griffith Charles Kellogg Jr · CIK 0001775557 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.