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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2019 Filed Jun 14, 2019 21:22 UTC SaleCommon Stock 663 $6.46 $4,282.98
Disclosure

SEC source: 0001209191-19-037202 · doc4.xml · nonDerivative · entry 3

Bernard Gordon R · CIK 0001470015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,477

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. This plan was established due to the policy change at Vanderbilt Medical Center requiring that senior executives divest holdings in biopharmaceutical companies.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.68 to $5.86, inclusive. The reporting person undertakes to provide to Cumberland Pharmaceuticals Inc., any security holder of Cumberland Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F5 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.50 to $6.43, inclusive.

Read SEC document
May 30, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.58 $394.80
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 21

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,028

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 29, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.52 $423.80
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 20

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,227

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 29, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.53 $391.80
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,892

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 29, 2019 Filed Jun 14, 2019 21:22 UTC SaleCommon Stock 1,800 $6.38 $11,484.00
Disclosure

SEC source: 0001209191-19-037202 · doc4.xml · nonDerivative · entry 2

Bernard Gordon R · CIK 0001470015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,140

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. This plan was established due to the policy change at Vanderbilt Medical Center requiring that senior executives divest holdings in biopharmaceutical companies.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.68 to $5.86, inclusive. The reporting person undertakes to provide to Cumberland Pharmaceuticals Inc., any security holder of Cumberland Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.40 to $6.33, inclusive.

Read SEC document
May 29, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.53 $391.80
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 20

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,968

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 29, 2019 Filed Jul 12, 2019 21:17 UTC PurchaseCommon Stock 50 $6.43 $321.50
Disclosure

SEC source: 0001209191-19-041963 · doc4.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,839

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 28, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.64 $431.60
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 19

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,162

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 28, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.65 $399.00
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,832

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 28, 2019 Filed Jun 14, 2019 21:22 UTC SaleCommon Stock 3,789 $6.44 $24,401.16
Disclosure

SEC source: 0001209191-19-037202 · doc4.xml · nonDerivative · entry 1

Bernard Gordon R · CIK 0001470015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,940

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. This plan was established due to the policy change at Vanderbilt Medical Center requiring that senior executives divest holdings in biopharmaceutical companies.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.68 to $5.86, inclusive. The reporting person undertakes to provide to Cumberland Pharmaceuticals Inc., any security holder of Cumberland Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.55 to $6.26, inclusive.

Read SEC document
May 28, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.65 $399.00
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 19

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,908

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 24, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.66 $432.90
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 18

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,097

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 24, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.67 $400.20
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,772

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 24, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.67 $400.20
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 18

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 24, 2019 Filed Jul 12, 2019 21:17 UTC PurchaseCommon Stock 75 $6.48 $486.00
Disclosure

SEC source: 0001209191-19-041963 · doc4.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 23, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 850 $6.44 $5,474.00
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 10

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 23, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.52 $423.80
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 17

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,032

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 23, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.53 $391.80
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,712

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 23, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.53 $391.80
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 17

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,788

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 22, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 850 $6.49 $5,516.50
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 9

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,565

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 22, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.57 $427.05
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 16

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,967

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 22, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.58 $394.80
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,652

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 22, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.58 $394.80
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 16

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,728

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 21, 2019 Filed May 31, 2019 21:13 UTC
Pavliv LeoSVP and Chief Development Off.
Tax withholdingCommon Stock 1,850 $6.30 $11,655.00
Disclosure

SEC source: 0001209191-19-033697 · doc4.xml · nonDerivative · entry 1

Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,611

F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares.

Read SEC document
May 21, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 850 $6.49 $5,516.50
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 8

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,715

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 21, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.70 $435.50
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 15

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,902

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 21, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.71 $402.60
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,592

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 21, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.71 $402.60
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 15

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 21, 2019 Filed Jul 12, 2019 21:17 UTC PurchaseCommon Stock 50 $6.61 $330.50
Disclosure

SEC source: 0001209191-19-041963 · doc4.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,714

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 20, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 850 $6.89 $5,856.50
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 7

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,865

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 20, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 65 $6.89 $447.85
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 14

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,837

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 20, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 60 $6.89 $413.40
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,532

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 20, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 60 $6.89 $413.40
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 14

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,608

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 17, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 794 $6.20 $4,922.80
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 6

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,015

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 17, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 148 $6.19 $916.12
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 13

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,772

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 17, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 106 $6.25 $662.50
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,472

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 17, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 106 $6.25 $662.50
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 13

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,548

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 17, 2019 Filed Jul 12, 2019 21:17 UTC PurchaseCommon Stock 44 $6.19 $272.36
Disclosure

SEC source: 0001209191-19-041963 · doc4.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,664

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 16, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 301 $5.99 $1,802.99
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 5

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,221

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 15, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 677 $6.00 $4,062.00
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 4

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,920

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 15, 2019 Filed Jul 12, 2019 21:17 UTC PurchaseCommon Stock 51 $5.66 $288.66
Disclosure

SEC source: 0001209191-19-041963 · doc4.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,620

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 14, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 66 $5.48 $361.68
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 3

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,243

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 14, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 49 $5.59 $273.91
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 12

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,624

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 14, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 36 $5.62 $202.32
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,366

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 14, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 36 $5.62 $202.32
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 12

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,442

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 13, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 526 $5.67 $2,982.42
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 2

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,177

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 10, 2019 Filed May 31, 2019 21:12 UTC PurchaseCommon Stock 931 $5.92 $5,511.52
Disclosure

SEC source: 0001209191-19-033695 · doc4.xml · nonDerivative · entry 1

JACOBS JOEY A · CIK 0001243878 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,651

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 10, 2019 Filed Jun 14, 2019 21:22 UTC PurchaseCommon Stock 76 $5.99 $455.24
Disclosure

SEC source: 0001209191-19-037204 · doc4.xml · nonDerivative · entry 11

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,575

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

Read SEC document
May 10, 2019 Filed Jun 14, 2019 21:21 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 57 $6.01 $342.57
Disclosure

SEC source: 0001209191-19-037201 · doc4.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761,330

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

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May 10, 2019 Filed Jun 14, 2019 21:20 UTC PurchaseCommon Stock 57 $6.01 $342.57
Disclosure

SEC source: 0001209191-19-037200 · doc4.xml · nonDerivative · entry 11

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,406

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.