Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2020 Filed Feb 5, 2021 22:37 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $4.03 | $60.45 |
DisclosureSEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 1 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,790,422 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. F2 · shares: Filing 1 of 6. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:25 UTC |
Young CarolineDirector
|
GrantCommon Stock | 1,000 | $3.56 | $3,560.00 |
DisclosureSEC source: 0001209191-20-024903 · doc4.xml · nonDerivative · entry 1 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,268 F1 · shares: Restricted stock award will vest 100% on March 23, 2021. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:24 UTC |
Krogulski KennethDirector
|
GrantCommon Stock | 1,000 | $3.56 | $3,560.00 |
DisclosureSEC source: 0001209191-20-024900 · doc4.xml · nonDerivative · entry 1 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,495 F1 · shares: Restricted stock award will vest 100% on March 23, 2021. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:22 UTC |
JACOBS JOEY ADirector
|
GrantCommon Stock | 5,000 | $3.56 | $17,800.00 |
DisclosureSEC source: 0001209191-20-024892 · doc4.xml · nonDerivative · entry 1 JACOBS JOEY A · CIK 0001243878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,415 F1 · shares: Restricted stock award will vest 100% on March 23, 2021. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:23 UTC |
Jones JamesDirector
|
GrantCommon Stock | 1,000 | $3.56 | $3,560.00 |
DisclosureSEC source: 0001209191-20-024896 · doc4.xml · nonDerivative · entry 1 Jones James · CIK 0001490829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,700 F1 · shares: Restricted stock award will vest 100% on March 23, 2021. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:20 UTC |
Griggs JonathanDirector
|
GrantCommon Stock | 1,000 | $3.56 | $3,560.00 |
DisclosureSEC source: 0001209191-20-024889 · doc4.xml · nonDerivative · entry 1 Griggs Jonathan · CIK 0001490828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,803 F1 · shares: Restricted stock award will vest 100% on March 23, 2021. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:19 UTC |
Galante Joseph CDirector
|
GrantCommon Stock | 1,000 | $3.56 | $3,560.00 |
DisclosureSEC source: 0001209191-20-024884 · doc4.xml · nonDerivative · entry 1 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,692 F1 · shares: Restricted stock award will vest 100% on March 23, 2021. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:18 UTC |
Bonner MichaelChief Financial Officer
|
GrantCommon Stock | 2,500 | $3.56 | $8,900.00 |
DisclosureSEC source: 0001209191-20-024880 · doc4.xml · nonDerivative · entry 2 Bonner Michael · CIK 0001666790 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,287 F2 · shares: Restricted stock award will vest 100% on March 23, 2024. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:17 UTC |
Herman James LVP and Chief Compliance Office
|
GrantCommon Stock | 4,000 | $3.56 | $14,240.00 |
DisclosureSEC source: 0001209191-20-024878 · doc4.xml · nonDerivative · entry 2 Herman James L · CIK 0001572342 · VP and Chief Compliance Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,561 F2 · shares: Restricted stock award will vest 100% on March 23, 2024. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:16 UTC |
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
|
GrantCommon Stock | 5,000 | $3.56 | $17,800.00 |
DisclosureSEC source: 0001209191-20-024876 · doc4.xml · nonDerivative · entry 2 Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,759 F2 · shares: Restricted stock award will vest 100% on March 23, 2024. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:14 UTC |
Pavliv LeoSVP and Chief Development Off.
|
GrantCommon Stock | 25,000 | $3.56 | $89,000.00 |
DisclosureSEC source: 0001209191-20-024873 · doc4.xml · nonDerivative · entry 2 Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,988 F2 · shares: Restricted stock award will vest 100% on March 23, 2024. Read SEC document |
| March 23, 2020 Filed Apr 17, 2020 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
GrantCommon Stock | 100,000 | $3.56 | $356,000.00 |
DisclosureSEC source: 0001209191-20-024872 · doc4.xml · nonDerivative · entry 2 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,790,407 F2 · shares: Restricted stock award will vest 100% on March 23, 2024. Read SEC document |
| March 18, 2020 Filed Apr 17, 2020 21:18 UTC |
Bonner MichaelChief Financial Officer
|
Tax withholdingCommon Stock | 2,134 | $3.53 | $7,533.02 |
DisclosureSEC source: 0001209191-20-024880 · doc4.xml · nonDerivative · entry 1 Bonner Michael · CIK 0001666790 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,787 F1 · shares: This transaction represents shares purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 18, 2020 Filed Apr 17, 2020 21:17 UTC |
Herman James LVP and Chief Compliance Office
|
Tax withholdingCommon Stock | 1,173 | $3.53 | $4,140.69 |
DisclosureSEC source: 0001209191-20-024878 · doc4.xml · nonDerivative · entry 1 Herman James L · CIK 0001572342 · VP and Chief Compliance Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,561 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 18, 2020 Filed Apr 17, 2020 21:16 UTC |
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
|
Tax withholdingCommon Stock | 1,186 | $3.53 | $4,186.58 |
DisclosureSEC source: 0001209191-20-024876 · doc4.xml · nonDerivative · entry 1 Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,759 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 18, 2020 Filed Apr 17, 2020 21:14 UTC |
Pavliv LeoSVP and Chief Development Off.
|
Tax withholdingCommon Stock | 9,637 | $3.53 | $34,018.61 |
DisclosureSEC source: 0001209191-20-024873 · doc4.xml · nonDerivative · entry 1 Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,988 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 18, 2020 Filed Apr 17, 2020 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
Tax withholdingCommon Stock | 37,209 | $3.53 | $131,347.77 |
DisclosureSEC source: 0001209191-20-024872 · doc4.xml · nonDerivative · entry 1 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,690,407 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 22:16 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061984 · doc4.xml · nonDerivative · entry 1 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,727,616 F1 · shares: Transaction is a charitable donation. Read SEC document |
| December 04, 2019 Filed Dec 6, 2019 22:15 UTC |
Bernard Gordon RDirector
|
SaleCommon Stock | 1,000 | $4.79 | $4,790.00 |
DisclosureSEC source: 0001209191-19-059516 · doc4.xml · nonDerivative · entry 1 Bernard Gordon R · CIK 0001470015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. This plan was established due to the policy change at Vanderbilt Medical Center requiring that senior executives divest holdings in biopharmaceutical companies. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 22:26 UTC |
Herman James LVP and Chief Compliance Office
|
Tax withholdingCommon Stock | 2,149 | $4.93 | $10,594.57 |
DisclosureSEC source: 0001209191-19-058442 · doc4.xml · nonDerivative · entry 1 Herman James L · CIK 0001572342 · VP and Chief Compliance Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,734 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 22:24 UTC |
Pavliv LeoSVP and Chief Development Off.
|
Tax withholdingCommon Stock | 3,710 | $4.93 | $18,290.30 |
DisclosureSEC source: 0001209191-19-058440 · doc4.xml · nonDerivative · entry 1 Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,051 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 22:25 UTC |
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
|
Tax withholdingCommon Stock | 472 | $4.93 | $2,326.96 |
DisclosureSEC source: 0001209191-19-058441 · doc4.xml · nonDerivative · entry 1 Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,945 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| October 20, 2019 Filed Oct 25, 2019 21:15 UTC |
Young CarolineDirector
|
PurchaseCommon Stock | 14 | $5.46 | $76.44 |
DisclosureSEC source: 0001209191-19-054168 · doc4.xml · nonDerivative · entry 26 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,268 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 19, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 38 | $5.51 | $209.38 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 21 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,495 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 18, 2019 Filed Oct 25, 2019 21:15 UTC |
Young CarolineDirector
|
PurchaseCommon Stock | 50 | $5.48 | $274.00 |
DisclosureSEC source: 0001209191-19-054168 · doc4.xml · nonDerivative · entry 25 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,254 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 18, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.45 | $354.25 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 20 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,457 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 18, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 34 | $5.45 | $185.30 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 20 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,692 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 18, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 34 | $5.45 | $185.30 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 20 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,616 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 17, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.52 | $358.80 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 19 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,392 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 17, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 60 | $5.52 | $331.20 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 19 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,658 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 17, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 60 | $5.52 | $331.20 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 19 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,582 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 16, 2019 Filed Oct 25, 2019 21:15 UTC |
Young CarolineDirector
|
PurchaseCommon Stock | 50 | $5.54 | $277.00 |
DisclosureSEC source: 0001209191-19-054168 · doc4.xml · nonDerivative · entry 24 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,204 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 16, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.56 | $361.40 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 18 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,327 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 16, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 60 | $5.56 | $333.60 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 18 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,598 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 16, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 60 | $5.56 | $333.60 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 18 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,522 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.63 | $365.95 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 17 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,262 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 60 | $5.63 | $337.80 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 17 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,538 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 15, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 60 | $5.63 | $337.80 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 17 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,462 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 14, 2019 Filed Oct 25, 2019 21:15 UTC |
Young CarolineDirector
|
PurchaseCommon Stock | 50 | $5.65 | $282.50 |
DisclosureSEC source: 0001209191-19-054168 · doc4.xml · nonDerivative · entry 23 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,154 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 14, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.67 | $368.55 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 16 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,197 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 14, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 60 | $5.67 | $340.20 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 16 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,478 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 14, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 60 | $5.67 | $340.20 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 16 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,402 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 11, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.71 | $371.15 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 15 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,132 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 11, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 60 | $5.71 | $342.60 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 15 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,418 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 11, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 60 | $5.71 | $342.60 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 15 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,342 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 10, 2019 Filed Oct 25, 2019 21:15 UTC |
Young CarolineDirector
|
PurchaseCommon Stock | 50 | $5.78 | $289.00 |
DisclosureSEC source: 0001209191-19-054168 · doc4.xml · nonDerivative · entry 22 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,104 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 10, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.86 | $380.90 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 14 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,067 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 10, 2019 Filed Oct 25, 2019 21:12 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 60 | $5.86 | $351.60 |
DisclosureSEC source: 0001209191-19-054164 · doc4.xml · nonDerivative · entry 14 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,358 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 10, 2019 Filed Oct 25, 2019 21:13 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
PurchaseCommon Stock | 60 | $5.86 | $351.60 |
DisclosureSEC source: 0001209191-19-054166 · doc4.xml · nonDerivative · entry 14 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,282 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
| October 09, 2019 Filed Oct 25, 2019 21:14 UTC |
Krogulski KennethDirector
|
PurchaseCommon Stock | 65 | $5.78 | $375.70 |
DisclosureSEC source: 0001209191-19-054167 · doc4.xml · nonDerivative · entry 13 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,002 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.