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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 11, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.99 $59.85
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 21

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,722

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 08, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.04 $60.60
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 20

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,568

Read SEC document
May 08, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.04 $60.60
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,707

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 07, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $3.97 $595.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 10

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,117

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 07, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.97 $59.55
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,553

Read SEC document
May 07, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.97 $59.55
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,692

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 06, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.97 $59.55
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

Read SEC document
May 06, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.97 $59.55
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,677

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 05, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $3.99 $598.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 9

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 05, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,523

Read SEC document
May 05, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,662

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 04, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.98 $59.70
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,508

Read SEC document
May 04, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.98 $59.70
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,647

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 01, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.01 $601.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 8

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,817

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 01, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,493

Read SEC document
May 01, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,632

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 30, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,478

Read SEC document
April 30, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,617

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 29, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.01 $601.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 7

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,667

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 29, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,463

Read SEC document
April 29, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,602

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 28, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,448

Read SEC document
April 28, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,587

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 27, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.02 $603.00
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 6

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,517

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 27, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,433

Read SEC document
April 27, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,572

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 24, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,418

Read SEC document
April 24, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,557

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 23, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.03 $604.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 5

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,367

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 23, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,403

Read SEC document
April 23, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,542

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 22, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,388

Read SEC document
April 22, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,527

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 21, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.03 $604.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 4

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 21, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,373

Read SEC document
April 21, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,512

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 20, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,358

Read SEC document
April 20, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,497

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 17, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.04 $606.00
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 3

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,067

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 17, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.05 $60.75
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Read SEC document
April 17, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.05 $60.75
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,482

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 16, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,328

Read SEC document
April 16, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.02 $60.30
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,467

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 15, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.05 $607.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 2

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,917

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 15, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.07 $61.05
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,313

Read SEC document
April 15, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.07 $61.05
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,452

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 14, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,298

Read SEC document
April 14, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $4.01 $60.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,437

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 13, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $4.03 $302.25
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,767

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
April 13, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $4.03 $60.45
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,283

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 2 of 6

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.