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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,977

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
June 03, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.29 $246.75
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 26

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,467

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
June 03, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,823

Read SEC document
June 03, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,962

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
June 02, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.35 $251.25
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 25

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,392

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
June 02, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,808

Read SEC document
June 02, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,947

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
June 01, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.45 $258.75
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 24

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,317

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
June 01, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.45 $51.75
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,793

Read SEC document
June 01, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.45 $51.75
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,932

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 29, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.35 $251.25
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 23

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,242

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 29, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,778

Read SEC document
May 29, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,917

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 28, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.34 $250.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 22

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,167

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 28, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

Read SEC document
May 28, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,902

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 27, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.49 $261.75
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 21

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,092

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 27, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.49 $52.35
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,748

Read SEC document
May 27, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.49 $52.35
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,887

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 26, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.59 $269.25
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 20

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,017

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 26, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.61 $54.15
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,733

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 2 of 6

Read SEC document
May 26, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.61 $54.15
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,872

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 2 of 6.

Read SEC document
May 22, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.61 $270.75
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 19

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,942

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 22, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.61 $54.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 30

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,718

Read SEC document
May 22, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.61 $54.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 30

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,857

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 21, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.68 $276.00
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 18

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,867

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 21, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.68 $55.20
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 29

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,703

Read SEC document
May 21, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.68 $55.20
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 29

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,842

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 20, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.77 $282.75
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 17

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,792

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 20, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.77 $56.55
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 28

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,688

Read SEC document
May 20, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.77 $56.55
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 28

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,827

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 19, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.78 $283.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 16

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,717

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 19, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.78 $56.70
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 27

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,673

Read SEC document
May 19, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.78 $56.70
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 27

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,812

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 18, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.82 $286.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 15

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,642

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 18, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.82 $57.30
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 26

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,658

Read SEC document
May 18, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.82 $57.30
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 26

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,797

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 15, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.76 $282.00
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 14

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,567

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 15, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.76 $56.40
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 25

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,643

Read SEC document
May 15, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.76 $56.40
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 25

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,782

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 14, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 75 $3.81 $285.75
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 13

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,492

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 14, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.81 $57.15
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 24

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,628

Read SEC document
May 14, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.81 $57.15
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 24

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,767

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 13, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $3.93 $589.50
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 12

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,417

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 13, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.88 $58.20
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 23

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,613

Read SEC document
May 13, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.88 $58.20
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 23

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,752

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 12, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.99 $59.85
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 22

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,598

Read SEC document
May 12, 2020 Filed Feb 5, 2021 22:37 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.99 $59.85
Disclosure

SEC source: 0001209191-21-008216 · doc5.xml · nonDerivative · entry 22

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,790,737

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 11, 2020 Filed Jun 12, 2020 21:32 UTC PurchaseCommon Stock 150 $4.02 $603.00
Disclosure

SEC source: 0001209191-20-036360 · doc4.xml · nonDerivative · entry 11

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,267

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
May 11, 2020 Filed Feb 5, 2021 23:15 UTC OtherCommon Stock 15 $3.99 $59.85
Disclosure

SEC source: 0001209191-21-008265 · doc5.xml · nonDerivative · entry 21

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,583

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.