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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.39 $50.85
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 22

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,637

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 05, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.44 $51.60
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 21

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,483

Read SEC document
August 05, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.44 $51.60
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 21

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,622

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 04, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 20

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,468

Read SEC document
August 04, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,607

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 03, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,453

Read SEC document
August 03, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,592

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 31, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.26 $1,222.50
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 8

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,542

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 31, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,438

Read SEC document
July 31, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,577

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 30, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.22 $48.30
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,423

Read SEC document
July 30, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.22 $48.30
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,562

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 29, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.21 $48.15
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,408

Read SEC document
July 29, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.21 $48.15
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,547

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 28, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.26 $48.90
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,393

Read SEC document
July 28, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.26 $48.90
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,532

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 27, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,378

Read SEC document
July 27, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,517

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 24, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.33 $1,248.75
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 7

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,167

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 24, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,363

Read SEC document
July 24, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,502

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 23, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,348

Read SEC document
July 23, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,487

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 22, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.22 $48.30
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,333

Read SEC document
July 22, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.22 $48.30
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,472

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 21, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,318

Read SEC document
July 21, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,457

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 20, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.52 $52.80
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,303

Read SEC document
July 20, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.52 $52.80
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,442

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 17, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.29 $1,233.75
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 6

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,792

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 17, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.33 $49.95
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,288

Read SEC document
July 17, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.33 $49.95
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,427

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 16, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,273

Read SEC document
July 16, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,412

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 15, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,258

Read SEC document
July 15, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,397

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 14, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.26 $48.90
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,243

Read SEC document
July 14, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.26 $48.90
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,382

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 13, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.23 $48.45
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,228

Read SEC document
July 13, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.23 $48.45
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,367

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 10, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.31 $1,241.25
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 5

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,417

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 10, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.24 $48.60
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,213

Read SEC document
July 10, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.24 $48.60
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,352

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 09, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.27 $49.05
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,198

Read SEC document
July 09, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.27 $49.05
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,337

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 08, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.33 $49.95
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,183

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 3 of 6

Read SEC document
July 08, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.33 $49.95
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,322

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 3 of 6.

Read SEC document
July 07, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 30

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,168

Read SEC document
July 07, 2020 Filed Feb 5, 2021 22:40 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008218 · doc5.xml · nonDerivative · entry 30

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,307

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
July 06, 2020 Filed Feb 5, 2021 23:17 UTC OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008269 · doc5.xml · nonDerivative · entry 29

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,153

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.