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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.35 $251.25
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 6

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,342

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 03, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,937

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 02, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.32 $49.80
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,783

Read SEC document
September 02, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.32 $249.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 5

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,267

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 02, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.32 $49.80
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,922

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 01, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.24 $48.60
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,768

Read SEC document
September 01, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.24 $243.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 4

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,192

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 01, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.24 $48.60
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,907

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 31, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.25 $48.75
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,753

Read SEC document
August 31, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.25 $243.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 3

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,117

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 31, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.25 $48.75
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,892

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 28, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.24 $48.60
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,738

Read SEC document
August 28, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.24 $243.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 2

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,042

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 28, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.24 $48.60
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,877

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 27, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,723

Read SEC document
August 27, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.28 $246.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,967

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 1 of 3

Read SEC document
August 27, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,862

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 26, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 225 $3.29 $740.25
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 12

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,892

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 26, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,708

Read SEC document
August 26, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,847

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 25, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,693

Read SEC document
August 25, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,832

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 24, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,678

Read SEC document
August 24, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,817

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 21, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.35 $1,256.25
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 11

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,667

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 21, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,663

Read SEC document
August 21, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,802

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 20, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.32 $49.80
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,648

Read SEC document
August 20, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.32 $49.80
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,787

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 19, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,633

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 4 of 6

Read SEC document
August 19, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,772

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 4 of 6.

Read SEC document
August 18, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 30

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,618

Read SEC document
August 18, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 30

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,757

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 17, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 29

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,603

Read SEC document
August 17, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 29

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,742

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 14, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.44 $1,290.00
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 10

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,292

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 14, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 28

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,588

Read SEC document
August 14, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 28

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,727

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 13, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.48 $52.20
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 27

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,573

Read SEC document
August 13, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.48 $52.20
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 27

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,712

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 12, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.48 $52.20
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 26

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,558

Read SEC document
August 12, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.48 $52.20
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 26

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,697

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 11, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 25

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,543

Read SEC document
August 11, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 25

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,682

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 10, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 24

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,528

Read SEC document
August 10, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 24

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,667

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 07, 2020 Filed Aug 28, 2020 21:15 UTC PurchaseCommon Stock 375 $3.42 $1,282.50
Disclosure

SEC source: 0001209191-20-048659 · doc4.xml · nonDerivative · entry 9

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,917

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 07, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 23

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,513

Read SEC document
August 07, 2020 Filed Feb 5, 2021 22:41 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.43 $51.45
Disclosure

SEC source: 0001209191-21-008220 · doc5.xml · nonDerivative · entry 23

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,652

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
August 06, 2020 Filed Feb 5, 2021 23:19 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008272 · doc5.xml · nonDerivative · entry 22

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,498

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.