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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 29, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.26 $48.90
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 29

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,192

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 28, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.27 $49.05
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 28

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,038

Read SEC document
September 28, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.27 $245.25
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 22

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,542

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 28, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.27 $49.05
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 28

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,177

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 25, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 27

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,023

Read SEC document
September 25, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.31 $248.25
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 21

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,467

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 25, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 27

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,162

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 24, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.21 $48.15
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 26

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,008

Read SEC document
September 24, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.19 $239.25
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 20

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,392

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 24, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.21 $48.15
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 26

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,147

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 23, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 25

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,993

Read SEC document
September 23, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.31 $248.25
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 19

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,317

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 23, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.31 $49.65
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 25

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,132

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 22, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 24

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,978

Read SEC document
September 22, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.36 $252.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 18

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 22, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 24

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,117

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 21, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.37 $50.55
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 23

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,963

Read SEC document
September 21, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.37 $252.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 17

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,167

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 21, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.37 $50.55
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 23

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,102

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 18, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 22

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,948

Read SEC document
September 18, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.41 $255.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 16

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,092

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 18, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 22

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,087

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 17, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 21

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,993

Read SEC document
September 17, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.41 $255.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 15

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,017

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 17, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 21

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,072

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 16, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.39 $50.85
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 20

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,918

Read SEC document
September 16, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.41 $255.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 14

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,942

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 16, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.39 $50.85
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,057

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 15, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,903

Read SEC document
September 15, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.41 $255.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 13

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,867

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 15, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,042

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 14, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

Read SEC document
September 14, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.41 $255.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 12

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,792

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 14, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.41 $51.15
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,027

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 11, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,873

Read SEC document
September 11, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.36 $252.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 11

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,717

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 11, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.36 $50.40
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,012

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 10, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,858

Read SEC document
September 10, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.34 $250.50
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 10

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,642

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 10, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.34 $50.10
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,997

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 09, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,843

Read SEC document
September 09, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.28 $246.00
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 9

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,567

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 09, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.28 $49.20
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,982

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 08, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.22 $48.30
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

Read SEC document
September 08, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.22 $241.50
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 8

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,492

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 08, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.22 $48.30
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,967

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 04, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,813

Read SEC document
September 04, 2020 Filed Feb 5, 2021 22:49 UTC OtherCommon Stock 75 $3.29 $246.75
Disclosure

SEC source: 0001209191-21-008229 · doc5.xml · nonDerivative · entry 7

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,417

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 04, 2020 Filed Feb 5, 2021 22:42 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.29 $49.35
Disclosure

SEC source: 0001209191-21-008222 · doc5.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791,952

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
September 03, 2020 Filed Feb 5, 2021 23:20 UTC OtherCommon Stock 15 $3.35 $50.25
Disclosure

SEC source: 0001209191-21-008274 · doc5.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,798

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.