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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.04 $228.00
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 26

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,092

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 13, 2020 Filed Feb 5, 2021 22:47 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.04 $45.60
Disclosure

SEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,687

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 12, 2020 Filed Feb 5, 2021 23:24 UTC OtherCommon Stock 15 $3.03 $45.45
Disclosure

SEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,533

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 6 of 6

Read SEC document
November 12, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.03 $227.25
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 25

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,017

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 12, 2020 Filed Feb 5, 2021 22:47 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.03 $45.45
Disclosure

SEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,672

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

F2 · shares: Filing 6 of 6.

Read SEC document
November 11, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.12 $46.80
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 30

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,518

Read SEC document
November 11, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.12 $234.00
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 24

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,942

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 11, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.12 $46.80
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 30

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,657

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 10, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.09 $46.35
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 29

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,503

Read SEC document
November 10, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.09 $231.75
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 23

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,867

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 10, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.09 $46.35
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 29

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,642

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 09, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.06 $45.90
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 28

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,488

Read SEC document
November 09, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.06 $229.50
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 22

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,792

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 09, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.06 $45.90
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 28

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,627

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 06, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 27

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,473

Read SEC document
November 06, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $2.99 $224.25
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 21

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,717

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 06, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 27

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,612

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 05, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $2.98 $44.70
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 26

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

Read SEC document
November 05, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $2.98 $223.50
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 20

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,642

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 05, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $2.98 $44.70
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 26

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,597

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 04, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.01 $45.15
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 25

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

Read SEC document
November 04, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.01 $225.75
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 19

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,567

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 04, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.01 $45.15
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 25

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,582

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 03, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 24

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,428

Read SEC document
November 03, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $2.99 $224.25
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 18

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,492

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 03, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 24

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,567

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 02, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 23

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,413

Read SEC document
November 02, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $2.97 $222.75
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 17

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,417

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
November 02, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 23

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,552

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 30, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 22

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,398

Read SEC document
October 30, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $2.99 $224.25
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 16

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,342

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 30, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 22

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,537

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 29, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.02 $45.30
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 21

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,383

Read SEC document
October 29, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.02 $226.50
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 15

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,267

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 29, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.02 $45.30
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 21

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,522

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 28, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 20

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,368

Read SEC document
October 28, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $2.97 $222.75
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 14

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,192

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 28, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,507

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 27, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.06 $45.90
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,353

Read SEC document
October 27, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.06 $229.50
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 13

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,117

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 27, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.06 $45.90
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,492

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 26, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.02 $45.30
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

Read SEC document
October 26, 2020 Filed Feb 5, 2021 22:50 UTC PurchaseCommon Stock 75 $3.02 $226.50
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 12

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,042

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 26, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.02 $45.30
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,477

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 23, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.04 $45.60
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,323

Read SEC document
October 23, 2020 Filed Feb 5, 2021 22:50 UTC OtherCommon Stock 75 $3.04 $228.00
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 11

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,967

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 23, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.04 $45.60
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,462

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 22, 2020 Filed Feb 5, 2021 23:21 UTC OtherCommon Stock 15 $3.08 $46.20
Disclosure

SEC source: 0001209191-21-008276 · doc5.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,308

Read SEC document
October 22, 2020 Filed Feb 5, 2021 22:50 UTC OtherCommon Stock 75 $3.08 $231.00
Disclosure

SEC source: 0001209191-21-008231 · doc5.xml · nonDerivative · entry 10

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,892

F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document
October 22, 2020 Filed Feb 5, 2021 22:43 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 15 $3.08 $46.20
Disclosure

SEC source: 0001209191-21-008224 · doc5.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,792,447

F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.