Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 17, 2021 Filed Jun 8, 2021 21:22 UTC |
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
|
Tax withholdingCommon Stock | 2,945 | $3.22 | $9,482.90 |
DisclosureSEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 1 Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,814 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:23 UTC |
Young CarolineDirector
|
GrantCommon Stock | 1,000 | $3.22 | $3,220.00 |
DisclosureSEC source: 0001209191-21-039938 · doc4.xml · nonDerivative · entry 1 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,933 F1 · shares: Restricted stock award will vest 100% on March 17, 2022. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:22 UTC |
Jones JamesDirector
|
GrantCommon Stock | 1,000 | $3.22 | $3,220.00 |
DisclosureSEC source: 0001209191-21-039936 · doc4.xml · nonDerivative · entry 1 Jones James · CIK 0001490829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,700 F1 · shares: Restricted stock award will vest 100% on March 17, 2022. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:20 UTC |
JACOBS JOEY ADirector
|
GrantCommon Stock | 5,000 | $3.22 | $16,100.00 |
DisclosureSEC source: 0001209191-21-039934 · doc4.xml · nonDerivative · entry 1 JACOBS JOEY A · CIK 0001243878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,415 F1 · shares: Restricted stock award will vest 100% on March 17, 2022. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:19 UTC |
Griggs JonathanDirector
|
GrantCommon Stock | 1,000 | $3.22 | $3,220.00 |
DisclosureSEC source: 0001209191-21-039933 · doc4.xml · nonDerivative · entry 1 Griggs Jonathan · CIK 0001490828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,803 F1 · shares: Restricted stock award will vest 100% on March 17, 2022. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:17 UTC |
Galante Joseph CDirector
|
GrantCommon Stock | 1,000 | $3.22 | $3,220.00 |
DisclosureSEC source: 0001209191-21-039932 · doc4.xml · nonDerivative · entry 1 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,417 F1 · shares: Restricted stock award will vest 100% on March 17, 2022. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:16 UTC |
Krogulski KennethDirector
|
GrantCommon Stock | 1,000 | $3.22 | $3,220.00 |
DisclosureSEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 1 Krogulski Kenneth · CIK 0001695580 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,495 F1 · shares: Restricted stock award will vest 100% on March 17, 2022. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:14 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
GrantOptions (right to buy) · Derivative | 88,000 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001209191-21-039928 · doc4.xml · derivative · entry 3 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,000 Underlying: Common Stock · 88,000 shares Expires 2031-03-17 F3 · shares: 100% vesting on March 17, 2025. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:14 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
GrantCommon Stock | 12,000 | $3.22 | $38,640.00 |
DisclosureSEC source: 0001209191-21-039928 · doc4.xml · nonDerivative · entry 2 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,767,719 F2 · shares: Restricted stock award will vest 100% on March 17, 2025. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:14 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
Tax withholdingCommon Stock | 37,350 | $3.22 | $120,267.00 |
DisclosureSEC source: 0001209191-21-039928 · doc4.xml · nonDerivative · entry 1 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,755,719 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:12 UTC |
Herman James LVP and Chief Compliance Office
|
GrantOptions (right to buy) · Derivative | 3,000 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001209191-21-039926 · doc4.xml · derivative · entry 2 Herman James L · CIK 0001572342 · VP and Chief Compliance Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2031-03-17 F2 · shares: 100% vesting on March 17, 2025. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:12 UTC |
Herman James LVP and Chief Compliance Office
|
Tax withholdingCommon Stock | 2,560 | $3.22 | $8,243.20 |
DisclosureSEC source: 0001209191-21-039926 · doc4.xml · nonDerivative · entry 1 Herman James L · CIK 0001572342 · VP and Chief Compliance Office 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,001 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:11 UTC |
Pavliv LeoSVP and Chief Development Off.
|
GrantOptions (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001209191-21-039925 · doc4.xml · derivative · entry 2 Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-03-17 F2 · derivative.exercise_date: 100% vesting on March 17, 2025. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:11 UTC |
Pavliv LeoSVP and Chief Development Off.
|
Tax withholdingCommon Stock | 2,870 | $3.22 | $9,241.40 |
DisclosureSEC source: 0001209191-21-039925 · doc4.xml · nonDerivative · entry 1 Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,118 F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:07 UTC |
Bonner MichaelChief Financial Officer
|
GrantOptions (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001209191-21-039917 · doc4.xml · derivative · entry 3 Bonner Michael · CIK 0001666790 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-03-17 F3 · shares: 100% vesting on March 17, 2025. Read SEC document |
| March 17, 2021 Filed Jun 11, 2021 21:07 UTC |
Bonner MichaelChief Financial Officer
|
Tax withholdingCommon Stock | 1,067 | $3.22 | $3,435.74 |
DisclosureSEC source: 0001209191-21-039917 · doc4.xml · nonDerivative · entry 1 Bonner Michael · CIK 0001666790 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,220 F1 · shares: This transaction represents shares purchased by the Company to cover the tax withholding obligations for the vesting of shares. Read SEC document |
| March 17, 2021 Filed Jul 1, 2022 19:13 UTC |
Pavliv LeoSVP and Chief Development Off.
|
Disposition to issuerOptions (right to buy) · Derivative | 5,000 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001209191-22-040113 · doc4.xml · derivative · entry 2 Pavliv Leo · CIK 0001408593 · SVP and Chief Development Off. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2031-03-17 F1 · shares: Retired from position as Executive Vice President, Chief Development & Operations Officer on May 31, 2022. All unvested equity awards forfeited upon retirement. Read SEC document |
| December 30, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.08 | $231.00 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 27 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,417 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 29, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.05 | $228.75 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 26 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,342 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 28, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.11 | $233.25 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 25 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,267 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 24, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.11 | $233.25 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 24 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,192 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 23, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.13 | $234.75 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 23 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,117 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 22, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 10 | $3.13 | $31.30 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 28 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,933 Read SEC document |
| December 22, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.13 | $234.75 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 22 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,042 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 22, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 7 | $3.13 | $21.91 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 28 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793,069 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 21, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.15 | $47.25 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 27 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,923 Read SEC document |
| December 21, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.15 | $236.25 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 21 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,967 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 21, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.15 | $47.25 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 27 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793,062 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 18, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.17 | $47.55 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 26 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,908 Read SEC document |
| December 18, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.17 | $237.75 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 20 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,892 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 18, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.17 | $47.55 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 26 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793,047 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 17, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.13 | $46.95 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 25 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,893 Read SEC document |
| December 17, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.13 | $234.75 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 19 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,817 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 17, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.13 | $46.95 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 25 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793,032 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 16, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.03 | $45.45 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 24 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,878 Read SEC document |
| December 16, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.03 | $227.25 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 18 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,742 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 16, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.03 | $45.45 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 24 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793,017 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 15, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.03 | $45.45 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 23 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,863 Read SEC document |
| December 15, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.03 | $227.25 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 17 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,667 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 15, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.03 | $45.45 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 23 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,793,002 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 14, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.04 | $45.60 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 22 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,848 Read SEC document |
| December 14, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.04 | $228.00 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 16 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,592 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 14, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.04 | $45.60 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 22 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792,987 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 11, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.04 | $45.60 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 21 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,833 Read SEC document |
| December 11, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.04 | $228.00 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 15 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,517 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 11, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.04 | $45.60 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 21 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792,972 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 10, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.05 | $45.75 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 20 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,818 Read SEC document |
| December 10, 2020 Filed Feb 5, 2021 22:59 UTC |
Galante Joseph CDirector
|
PurchaseCommon Stock | 75 | $3.05 | $228.75 |
DisclosureSEC source: 0001209191-21-008244 · doc5.xml · nonDerivative · entry 14 Galante Joseph C · CIK 0001632384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,442 F1 · shares: The purchases reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 10, 2020 Filed Feb 5, 2021 22:47 UTC |
KAZIMI A JDirector · Chairman and CEO · 10% owner
|
OtherCommon Stock | 15 | $3.05 | $45.75 |
DisclosureSEC source: 0001209191-21-008227 · doc5.xml · nonDerivative · entry 20 KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,792,957 F1 · shares: The purchase reported in this Form 5 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2020. Read SEC document |
| December 09, 2020 Filed Feb 5, 2021 23:24 UTC |
Young CarolineDirector
|
OtherCommon Stock | 15 | $3.03 | $45.45 |
DisclosureSEC source: 0001209191-21-008280 · doc5.xml · nonDerivative · entry 19 Young Caroline · CIK 0001684087 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,803 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.