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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 04, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.66 $39.90
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,128

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
May 03, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.66 $279.30
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 13

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,049

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
May 03, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.66 $226.10
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 13

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,515

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
May 03, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.66 $39.90
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,899

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
May 03, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.66 $39.90
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 30, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.78 $291.90
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 12

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,944

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 30, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.78 $236.30
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 12

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,430

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 30, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.78 $41.70
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,884

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 30, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.78 $41.70
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,098

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 29, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.89 $303.45
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 11

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,839

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 29, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.89 $245.65
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 11

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,345

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 29, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.89 $43.35
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,869

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 29, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.89 $43.35
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,083

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 28, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 80 $2.94 $235.20
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 10

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,734

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 28, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.94 $249.90
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 10

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,260

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 28, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.94 $44.10
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,854

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 28, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.94 $44.10
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,068

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 27, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.94 $308.70
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 9

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,654

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 27, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.94 $249.90
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 9

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,175

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 27, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.94 $44.10
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,839

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 27, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.94 $44.10
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,053

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 26, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.97 $311.85
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 8

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,549

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 26, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.97 $252.45
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 8

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,090

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 26, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,824

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 26, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,038

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 23, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.99 $313.95
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 7

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,444

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 23, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.99 $254.15
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,005

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 23, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,809

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 23, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.99 $44.85
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,023

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 22, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.96 $310.80
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 6

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,339

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 22, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.96 $251.60
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,920

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 22, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.96 $44.40
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,794

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 22, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.96 $44.40
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,008

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 21, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.97 $311.85
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 5

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,234

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 21, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $2.97 $252.45
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,835

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 21, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,779

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 21, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $2.97 $44.55
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,993

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 20, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $3.02 $317.10
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 4

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,129

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 20, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $3.02 $256.70
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,750

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 20, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $3.02 $45.30
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,764

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 20, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $3.02 $45.30
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,978

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 19, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $3.04 $319.20
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 3

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,024

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 19, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $3.04 $258.40
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,665

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 19, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $3.04 $45.60
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,749

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 19, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $3.04 $45.60
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,963

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 16, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $3.03 $318.15
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · nonDerivative · entry 2

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,919

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 16, 2021 Filed Jun 11, 2021 21:16 UTC GrantCommon Stock 85 $3.03 $257.55
Disclosure

SEC source: 0001209191-21-039931 · doc4.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,580

F2 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 16, 2021 Filed Sep 10, 2021 21:19 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $3.03 $45.45
Disclosure

SEC source: 0001209191-21-055496 · doc4.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,767,734

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
April 16, 2021 Filed Sep 10, 2021 21:12 UTC PurchaseCommon Stock 15 $3.03 $45.45
Disclosure

SEC source: 0001209191-21-055488 · doc4.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,948

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
March 17, 2021 Filed Jun 8, 2021 21:22 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
GrantOptions (right to buy) · Derivative 5,000 $0.00 Strike: $3.22 $0.00
Disclosure

SEC source: 0001209191-21-038980 · doc4.xml · derivative · entry 26

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-03-17

F5 · shares: 100% vesting on March 17, 2025.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.