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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 10, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.78 $41.70
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,249

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 10, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.78 $236.30
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,165

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 10, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.78 $291.90
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 7

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,199

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 09, 2021 Filed Oct 1, 2021 21:16 UTC PurchaseCommon Stock 142 $2.77 $393.34
Disclosure

SEC source: 0001209191-21-058530 · doc4.xml · nonDerivative · entry 6

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,665

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 09, 2021 Filed Oct 1, 2021 21:14 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.77 $116.34
Disclosure

SEC source: 0001209191-21-058527 · doc4.xml · nonDerivative · entry 6

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,548

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 09, 2021 Filed Oct 1, 2021 21:12 UTC PurchaseCommon Stock 15 $2.77 $41.55
Disclosure

SEC source: 0001209191-21-058521 · doc4.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,448

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 09, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.77 $41.55
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,234

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 09, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.77 $235.45
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,080

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 09, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.77 $290.85
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 6

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,094

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 08, 2021 Filed Oct 1, 2021 21:16 UTC PurchaseCommon Stock 142 $2.89 $410.38
Disclosure

SEC source: 0001209191-21-058530 · doc4.xml · nonDerivative · entry 5

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,523

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 08, 2021 Filed Oct 1, 2021 21:14 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.89 $121.38
Disclosure

SEC source: 0001209191-21-058527 · doc4.xml · nonDerivative · entry 5

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,506

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 08, 2021 Filed Oct 1, 2021 21:12 UTC PurchaseCommon Stock 15 $2.89 $43.35
Disclosure

SEC source: 0001209191-21-058521 · doc4.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,433

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 08, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.89 $43.35
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,219

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 08, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.89 $245.65
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,995

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 08, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.89 $303.45
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 5

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,989

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 07, 2021 Filed Oct 1, 2021 21:16 UTC PurchaseCommon Stock 142 $2.79 $396.18
Disclosure

SEC source: 0001209191-21-058530 · doc4.xml · nonDerivative · entry 4

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,381

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 07, 2021 Filed Oct 1, 2021 21:14 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.79 $117.18
Disclosure

SEC source: 0001209191-21-058527 · doc4.xml · nonDerivative · entry 4

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,464

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 07, 2021 Filed Oct 1, 2021 21:12 UTC PurchaseCommon Stock 15 $2.79 $41.85
Disclosure

SEC source: 0001209191-21-058521 · doc4.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,418

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 07, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.79 $41.85
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,204

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 07, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.79 $237.15
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,910

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 07, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.79 $292.95
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 4

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,884

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 03, 2021 Filed Oct 1, 2021 21:16 UTC PurchaseCommon Stock 142 $2.85 $404.70
Disclosure

SEC source: 0001209191-21-058530 · doc4.xml · nonDerivative · entry 3

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,239

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 03, 2021 Filed Oct 1, 2021 21:14 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.85 $119.70
Disclosure

SEC source: 0001209191-21-058527 · doc4.xml · nonDerivative · entry 3

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,422

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 03, 2021 Filed Oct 1, 2021 21:12 UTC PurchaseCommon Stock 15 $2.85 $42.75
Disclosure

SEC source: 0001209191-21-058521 · doc4.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,403

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 03, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.85 $42.75
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,189

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 03, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.85 $242.25
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,825

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 03, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.85 $299.25
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 3

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,779

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 02, 2021 Filed Oct 1, 2021 21:16 UTC PurchaseCommon Stock 142 $2.88 $408.96
Disclosure

SEC source: 0001209191-21-058530 · doc4.xml · nonDerivative · entry 2

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,097

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 02, 2021 Filed Oct 1, 2021 21:14 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.88 $120.96
Disclosure

SEC source: 0001209191-21-058527 · doc4.xml · nonDerivative · entry 2

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,380

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 02, 2021 Filed Oct 1, 2021 21:12 UTC PurchaseCommon Stock 15 $2.88 $43.20
Disclosure

SEC source: 0001209191-21-058521 · doc4.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,388

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 02, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.88 $43.20
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,174

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 02, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.88 $244.80
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,740

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 02, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.88 $302.40
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 2

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,674

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 01, 2021 Filed Oct 1, 2021 21:16 UTC PurchaseCommon Stock 142 $2.88 $408.96
Disclosure

SEC source: 0001209191-21-058530 · doc4.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,955

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 01, 2021 Filed Oct 1, 2021 21:14 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.88 $120.96
Disclosure

SEC source: 0001209191-21-058527 · doc4.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,338

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 01, 2021 Filed Oct 1, 2021 21:12 UTC PurchaseCommon Stock 15 $2.88 $43.20
Disclosure

SEC source: 0001209191-21-058521 · doc4.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,373

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 01, 2021 Filed Oct 1, 2021 21:11 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.88 $43.20
Disclosure

SEC source: 0001209191-21-058517 · doc4.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,766,159

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 01, 2021 Filed Oct 1, 2021 21:09 UTC PurchaseCommon Stock 85 $2.88 $244.80
Disclosure

SEC source: 0001209191-21-058512 · doc4.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,655

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
September 01, 2021 Filed Oct 1, 2021 21:07 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.88 $302.40
Disclosure

SEC source: 0001209191-21-058506 · doc4.xml · nonDerivative · entry 1

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,569

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 31, 2021 Filed Sep 10, 2021 21:27 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.93 $43.95
Disclosure

SEC source: 0001209191-21-055507 · doc4.xml · nonDerivative · entry 21

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,144

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 31, 2021 Filed Sep 10, 2021 21:17 UTC PurchaseCommon Stock 15 $2.93 $43.95
Disclosure

SEC source: 0001209191-21-055494 · doc4.xml · nonDerivative · entry 21

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,358

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 31, 2021 Filed Sep 10, 2021 21:08 UTC PurchaseCommon Stock 142 $2.93 $416.06
Disclosure

SEC source: 0001209191-21-055485 · doc4.xml · nonDerivative · entry 21

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,813

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 31, 2021 Filed Sep 10, 2021 21:06 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.93 $123.06
Disclosure

SEC source: 0001209191-21-055483 · doc4.xml · nonDerivative · entry 21

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,296

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 31, 2021 Filed Sep 10, 2021 21:05 UTC PurchaseCommon Stock 85 $2.93 $249.05
Disclosure

SEC source: 0001209191-21-055480 · doc4.xml · nonDerivative · entry 21

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,570

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 31, 2021 Filed Sep 10, 2021 21:03 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.93 $307.65
Disclosure

SEC source: 0001209191-21-055478 · doc4.xml · nonDerivative · entry 21

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,464

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 30, 2021 Filed Sep 10, 2021 21:27 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.88 $43.20
Disclosure

SEC source: 0001209191-21-055507 · doc4.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,129

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 30, 2021 Filed Sep 10, 2021 21:17 UTC PurchaseCommon Stock 15 $2.88 $43.20
Disclosure

SEC source: 0001209191-21-055494 · doc4.xml · nonDerivative · entry 20

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,343

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 30, 2021 Filed Sep 10, 2021 21:08 UTC PurchaseCommon Stock 142 $2.88 $408.96
Disclosure

SEC source: 0001209191-21-055485 · doc4.xml · nonDerivative · entry 20

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,671

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 30, 2021 Filed Sep 10, 2021 21:06 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.88 $120.96
Disclosure

SEC source: 0001209191-21-055483 · doc4.xml · nonDerivative · entry 20

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,254

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
August 30, 2021 Filed Sep 10, 2021 21:05 UTC PurchaseCommon Stock 85 $2.88 $244.80
Disclosure

SEC source: 0001209191-21-055480 · doc4.xml · nonDerivative · entry 20

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,485

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.