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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.61 $370.62
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 19

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,493

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 27, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.61 $39.15
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,958

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 27, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.61 $109.62
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 19

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,976

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 27, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.61 $39.15
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,744

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 27, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.61 $274.05
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 19

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,664

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 26, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.64 $224.40
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 18

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,885

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 26, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.64 $374.88
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 18

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,351

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 26, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.64 $39.60
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 26, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.64 $110.88
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 18

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,934

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 26, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.64 $39.60
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,729

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 26, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.64 $277.20
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 18

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,559

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 25, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.64 $224.40
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 17

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,800

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 25, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.64 $374.88
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 17

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,209

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 25, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.64 $39.60
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,928

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 25, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.64 $110.88
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 17

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,892

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 25, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.64 $39.60
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,714

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 25, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.64 $277.20
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 17

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,454

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 22, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.66 $226.10
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 16

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,715

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 22, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.66 $377.72
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 16

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,067

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 22, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.66 $39.90
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,913

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 22, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.66 $111.72
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 16

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,850

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 22, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.66 $39.90
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,699

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 22, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.66 $279.30
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 16

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,349

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 21, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.65 $225.25
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 15

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,630

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 21, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.65 $376.30
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 15

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,925

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 21, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.65 $39.75
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,898

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 21, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.65 $111.30
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 15

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,808

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 21, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.65 $39.75
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,684

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 21, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.65 $278.25
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 15

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,244

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 20, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.63 $223.55
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 14

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,545

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 20, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.63 $373.46
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 14

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,783

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 20, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.63 $39.45
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,883

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 20, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.63 $110.46
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 14

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,766

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 20, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.63 $39.45
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,669

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 20, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.63 $276.15
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 14

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,139

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 19, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.76 $234.60
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 13

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,460

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 19, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.76 $391.92
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 13

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,641

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 19, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.76 $41.40
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,868

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 19, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.76 $115.92
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 13

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,724

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 19, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.76 $41.40
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,654

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 19, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.76 $289.80
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 13

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,034

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 18, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.75 $233.75
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 12

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,375

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 18, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.75 $390.50
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 12

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,499

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 18, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.75 $41.25
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,853

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 18, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.75 $115.50
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 12

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,682

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 18, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.75 $41.25
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,639

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 18, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.75 $288.75
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 12

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,929

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 15, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.76 $234.60
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 11

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,290

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 15, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.76 $391.92
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 11

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,357

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 15, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.76 $41.40
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,838

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.