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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $3.21 $134.82
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 7

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,354

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 09, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $3.21 $48.15
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,093

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 09, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $3.21 $48.15
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,879

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 09, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $3.21 $272.85
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,735

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 09, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $3.21 $337.05
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 7

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,609

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 08, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.95 $123.90
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 6

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,312

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 08, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $2.95 $44.25
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,078

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 08, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.95 $44.25
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,864

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 08, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $2.95 $250.75
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,650

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 08, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.95 $309.75
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 6

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,504

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 05, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.71 $113.82
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 5

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,270

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 05, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $2.71 $40.65
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,063

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 05, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.71 $40.65
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,849

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 05, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $2.71 $230.35
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,565

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 05, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.71 $284.55
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 5

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,399

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 04, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.73 $114.66
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 4

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,228

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 04, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $2.73 $40.95
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,048

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 04, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.73 $40.95
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,834

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 04, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $2.76 $234.60
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,480

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 04, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.73 $286.65
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 4

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,294

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 03, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.71 $113.82
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 3

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 03, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $2.71 $40.65
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,033

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 03, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.71 $40.65
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,819

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 03, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $2.71 $230.35
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,395

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 03, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.71 $284.55
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 3

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,189

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 02, 2021 Filed Dec 3, 2021 22:13 UTC PurchaseCommon Stock 142 $2.63 $373.46
Disclosure

SEC source: 0001209191-21-067899 · doc4.xml · nonDerivative · entry 2

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,061

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 02, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.63 $110.46
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 2

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,144

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 02, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $2.63 $39.45
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 02, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.63 $39.45
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,804

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 02, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $2.63 $223.55
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,310

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 02, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.63 $276.15
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 2

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,084

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 01, 2021 Filed Dec 3, 2021 22:13 UTC PurchaseCommon Stock 142 $2.67 $379.14
Disclosure

SEC source: 0001209191-21-067899 · doc4.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,919

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 01, 2021 Filed Dec 3, 2021 22:12 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.67 $112.14
Disclosure

SEC source: 0001209191-21-067893 · doc4.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,102

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 01, 2021 Filed Dec 3, 2021 22:10 UTC PurchaseCommon Stock 15 $2.67 $40.05
Disclosure

SEC source: 0001209191-21-067892 · doc4.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,003

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 01, 2021 Filed Dec 3, 2021 22:09 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.67 $40.05
Disclosure

SEC source: 0001209191-21-067888 · doc4.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,789

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 01, 2021 Filed Dec 3, 2021 22:07 UTC PurchaseCommon Stock 85 $2.67 $226.95
Disclosure

SEC source: 0001209191-21-067883 · doc4.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,225

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
November 01, 2021 Filed Dec 3, 2021 22:05 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.67 $280.35
Disclosure

SEC source: 0001209191-21-067878 · doc4.xml · nonDerivative · entry 1

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,979

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 29, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.72 $231.20
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 21

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,140

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 29, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.72 $386.24
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 21

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,777

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 29, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.72 $40.80
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 21

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,988

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 29, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.72 $114.24
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 21

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,060

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 29, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.72 $40.80
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 21

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,774

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 29, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.72 $285.60
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 21

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,874

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 28, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.61 $221.85
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 20

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,055

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 28, 2021 Filed Nov 5, 2021 21:23 UTC PurchaseCommon Stock 142 $2.61 $370.62
Disclosure

SEC source: 0001209191-21-063235 · doc4.xml · nonDerivative · entry 20

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,635

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 28, 2021 Filed Nov 5, 2021 21:19 UTC PurchaseCommon Stock 15 $2.61 $39.15
Disclosure

SEC source: 0001209191-21-063225 · doc4.xml · nonDerivative · entry 20

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,975

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 28, 2021 Filed Nov 5, 2021 21:20 UTC
Jones JamesDirector
PurchaseCommon Stock 42 $2.61 $109.62
Disclosure

SEC source: 0001209191-21-063228 · doc4.xml · nonDerivative · entry 20

Jones James · CIK 0001490829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,018

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 28, 2021 Filed Nov 5, 2021 21:17 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 15 $2.61 $39.15
Disclosure

SEC source: 0001209191-21-063222 · doc4.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,769,759

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 28, 2021 Filed Nov 5, 2021 21:15 UTC
Cearnal Martin EDirector · Sr VP/Chief Commercial Officer
PurchaseCommon Stock 105 $2.61 $274.05
Disclosure

SEC source: 0001209191-21-063217 · doc4.xml · nonDerivative · entry 20

Cearnal Martin E · CIK 0001408500 · Director · Sr VP/Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,769

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document
October 27, 2021 Filed Nov 5, 2021 21:16 UTC PurchaseCommon Stock 85 $2.61 $221.85
Disclosure

SEC source: 0001209191-21-063219 · doc4.xml · nonDerivative · entry 19

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,970

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person during March 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.