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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.68 $109.20
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,835

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 29, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 355 $1.70 $603.50
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 10

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,044

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 29, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 70 $1.67 $116.90
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 10

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,910

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 29, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 70 $1.67 $116.90
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,204

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 29, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 70 $1.67 $116.90
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,770

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 28, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.74 $565.50
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 9

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,689

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 28, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.71 $111.15
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 9

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,840

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 28, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.71 $111.15
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,134

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 28, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.71 $111.15
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,700

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 25, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.73 $562.25
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 8

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,364

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 25, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 8

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,775

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 25, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,069

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 25, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,635

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 24, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 134 $1.69 $226.46
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 212,039

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 24, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 27 $1.69 $45.63
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 7

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,710

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 24, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 27 $1.69 $45.63
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,004

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 24, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 27 $1.69 $45.63
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,570

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 23, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.73 $562.25
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,905

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 23, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 6

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,683

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 23, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,977

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 23, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,543

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 22, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.75 $568.75
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,580

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 22, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.72 $111.80
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 5

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,618

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 22, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.72 $111.80
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,912

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 22, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.72 $111.80
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,478

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 21, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.71 $555.75
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 211,255

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 21, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.68 $109.20
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 4

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,553

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 21, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.68 $109.20
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,847

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 21, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.68 $109.20
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,413

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 18, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.73 $562.25
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,930

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 18, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 3

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,488

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 18, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,782

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 18, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,348

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 17, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.73 $562.25
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,605

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 17, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 2

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,423

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 17, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,717

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 17, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.70 $110.50
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,283

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 16, 2023 Filed Sep 8, 2023 21:04 UTC OtherCommon Stock 325 $1.67 $542.75
Disclosure

SEC source: 0001214659-23-012224 · marketforms-62561.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,280

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 16, 2023 Filed Sep 8, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 65 $1.64 $106.60
Disclosure

SEC source: 0001214659-23-012223 · marketforms-62531.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,358

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
August 16, 2023 Filed Sep 8, 2023 21:03 UTC OtherCommon Stock 65 $1.64 $106.60
Disclosure

SEC source: 0001214659-23-012221 · marketforms-62532.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,652

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
August 16, 2023 Filed Sep 8, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 65 $1.64 $106.60
Disclosure

SEC source: 0001214659-23-012220 · marketforms-62530.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,716,218

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:53 UTC
Hamm John M.Chief Financial Officer
GrantOptions (right to buy) · Derivative 2,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-23-021290 · doc4.xml · derivative · entry 1

Hamm John M. · CIK 0001870439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 2,000 shares

Expires 2033-03-24

F1 · shares: 100% vesting on March 24, 2027.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:50 UTC
Anthony Todd M.Vice Pres Organizational Dev
GrantOptions (right to buy) · Derivative 3,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-23-021288 · doc4.xml · derivative · entry 1

Anthony Todd M. · CIK 0001969711 · Vice Pres Organizational Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 3,000 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:49 UTC
Bitterman Chris T.Vice Pres Sales & Marketing
GrantOptions (right to buy) · Derivative 5,500 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-23-021286 · doc4.xml · derivative · entry 1

Bitterman Chris T. · CIK 0001969681 · Vice Pres Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 5,500 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:47 UTC
Herman James LVP and Chief Compliance Office
GrantOptions (right to buy) · Derivative 4,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-23-021284 · doc4.xml · derivative · entry 1

Herman James L · CIK 0001572342 · VP and Chief Compliance Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2033-03-24

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:44 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
GrantOptions (right to buy) · Derivative 100,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001209191-23-021282 · doc4.xml · derivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,000

Underlying: Stock Option · 100,000 shares

Expires 2028-03-24

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:39 UTC GrantCommon Stock 1,000 $1.92 $1,920.00
Disclosure

SEC source: 0001209191-23-021278 · doc4.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,356

F1 · shares: Restricted stock award will vest 100% on March 24, 2024.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:41 UTC GrantCommon Stock 1,000 $1.97 $1,970.00
Disclosure

SEC source: 0001209191-23-021280 · doc4.xml · nonDerivative · entry 1

Brown Martin S JR · CIK 0001362521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Restricted stock award will vest 100% on March 24, 2024

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:38 UTC GrantCommon Stock 1,000 $1.97 $1,970.00
Disclosure

SEC source: 0001209191-23-021276 · doc4.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,587

F1 · shares: Restricted stock award will vest 100% on March 24, 2024.

Read SEC document
March 24, 2023 Filed Mar 27, 2023 21:34 UTC
Jones JamesDirector
GrantCommon Stock 1,000 $1.97 $1,970.00
Disclosure

SEC source: 0001209191-23-021266 · doc4.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,293

F1 · shares: Restricted stock award will vest 100% on March 24, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.