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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2023 Filed Nov 3, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.88 $103.40
Disclosure

SEC source: 0001214659-23-014540 · marketforms-63458.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,718,258

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 05, 2023 Filed Oct 17, 2023 21:04 UTC OtherCommon Stock 280 $1.85 $518.00
Disclosure

SEC source: 0001214659-23-013552 · marketforms-63405.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,233

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 05, 2023 Filed Nov 3, 2023 21:05 UTC OtherCommon Stock 55 $1.85 $101.75
Disclosure

SEC source: 0001214659-23-014544 · marketforms-63460.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,637

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 05, 2023 Filed Nov 3, 2023 21:05 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.85 $101.75
Disclosure

SEC source: 0001214659-23-014542 · marketforms-63459.xml · nonDerivative · entry 4

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,343

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 05, 2023 Filed Nov 3, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.85 $101.75
Disclosure

SEC source: 0001214659-23-014540 · marketforms-63458.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,718,203

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 04, 2023 Filed Oct 17, 2023 21:04 UTC OtherCommon Stock 227 $1.79 $406.33
Disclosure

SEC source: 0001214659-23-013552 · marketforms-63405.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,953

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 04, 2023 Filed Nov 3, 2023 21:05 UTC OtherCommon Stock 45 $1.79 $80.55
Disclosure

SEC source: 0001214659-23-014544 · marketforms-63460.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,582

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 04, 2023 Filed Nov 3, 2023 21:05 UTC
Jones JamesDirector
OtherCommon Stock 45 $1.79 $80.55
Disclosure

SEC source: 0001214659-23-014542 · marketforms-63459.xml · nonDerivative · entry 3

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,288

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 04, 2023 Filed Nov 3, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 45 $1.79 $80.55
Disclosure

SEC source: 0001214659-23-014540 · marketforms-63458.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,718,148

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 03, 2023 Filed Oct 17, 2023 21:04 UTC OtherCommon Stock 280 $1.85 $518.00
Disclosure

SEC source: 0001214659-23-013552 · marketforms-63405.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,726

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 03, 2023 Filed Nov 3, 2023 21:05 UTC OtherCommon Stock 55 $1.85 $101.75
Disclosure

SEC source: 0001214659-23-014544 · marketforms-63460.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,537

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 03, 2023 Filed Nov 3, 2023 21:05 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.85 $101.75
Disclosure

SEC source: 0001214659-23-014542 · marketforms-63459.xml · nonDerivative · entry 2

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,243

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 03, 2023 Filed Nov 3, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.85 $101.75
Disclosure

SEC source: 0001214659-23-014540 · marketforms-63458.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,718,103

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 02, 2023 Filed Oct 17, 2023 21:04 UTC OtherCommon Stock 280 $1.89 $529.20
Disclosure

SEC source: 0001214659-23-013552 · marketforms-63405.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,446

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 02, 2023 Filed Nov 3, 2023 21:05 UTC OtherCommon Stock 55 $1.89 $103.95
Disclosure

SEC source: 0001214659-23-014544 · marketforms-63460.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,482

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 02, 2023 Filed Nov 3, 2023 21:05 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.89 $103.95
Disclosure

SEC source: 0001214659-23-014542 · marketforms-63459.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,188

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
October 02, 2023 Filed Nov 3, 2023 21:03 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.89 $103.95
Disclosure

SEC source: 0001214659-23-014540 · marketforms-63458.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,718,048

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $1.90 $104.50
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,427

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.90 $104.50
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 19

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,133

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.90 $104.50
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,993

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $1.90 $532.00
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 10

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 219,166

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 28, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $1.96 $107.80
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,372

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 28, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.96 $107.80
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 18

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,078

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 28, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.96 $107.80
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,938

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 28, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $1.96 $548.80
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 9

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,886

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 27, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $1.98 $108.90
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,317

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 27, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.98 $108.90
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 17

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,023

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 27, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.98 $108.90
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,883

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 27, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $1.98 $554.40
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 8

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,606

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 26, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $2.07 $113.85
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,262

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 26, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $2.07 $113.85
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 16

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,968

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 26, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $2.07 $113.85
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,828

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 26, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $2.07 $579.60
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,326

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 25, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $2.24 $123.20
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,207

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 25, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $2.24 $123.20
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 15

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,913

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 25, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $2.24 $123.20
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,773

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 25, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $2.24 $627.20
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 218,046

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 22, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $2.29 $125.95
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,152

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 22, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $2.29 $125.95
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 14

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,858

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 22, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $2.29 $125.95
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,718

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 22, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $2.29 $641.20
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,766

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 21, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $2.28 $125.40
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,097

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 21, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $2.28 $125.40
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 13

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,803

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 21, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $2.28 $125.40
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,663

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 21, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $2.28 $638.40
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,486

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 20, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $2.14 $117.70
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,042

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
September 20, 2023 Filed Oct 3, 2023 21:04 UTC
Jones JamesDirector
OtherCommon Stock 55 $2.14 $117.70
Disclosure

SEC source: 0001214659-23-013094 · marketforms-62745.xml · nonDerivative · entry 12

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,748

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 20, 2023 Filed Oct 3, 2023 21:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $2.14 $117.70
Disclosure

SEC source: 0001214659-23-013090 · marketforms-62743.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,717,608

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 20, 2023 Filed Oct 3, 2023 21:04 UTC OtherCommon Stock 280 $2.14 $599.20
Disclosure

SEC source: 0001214659-23-013092 · marketforms-62742.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,206

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
September 19, 2023 Filed Oct 3, 2023 21:05 UTC OtherCommon Stock 55 $2.12 $116.60
Disclosure

SEC source: 0001214659-23-013096 · marketforms-62746.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,987

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.