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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 62 $1.66 $102.92
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 20

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,720,093

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 30, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 324 $1.66 $537.84
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 9

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,870

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 29, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 32 $1.73 $55.36
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 19

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,465

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 29, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 32 $1.73 $55.36
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 19

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,171

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 29, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 32 $1.73 $55.36
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 19

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,720,031

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 29, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 165 $1.73 $285.45
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 8

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,546

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 28, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 25 $1.68 $42.00
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 18

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,433

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 28, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 25 $1.68 $42.00
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 18

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,139

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 28, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 25 $1.68 $42.00
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 18

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,999

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 28, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 124 $1.68 $208.32
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,381

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 27, 2023 Filed Dec 6, 2023 22:05 UTC
Hamm John M.Chief Financial Officer
Tax withholdingCommon Stock 352 $1.67 $587.84
Disclosure

SEC source: 0001214659-23-016106 · marketforms-63729.xml · nonDerivative · entry 1

Hamm John M. · CIK 0001870439 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,448

Read SEC document
November 27, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 72 $1.86 $133.92
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 17

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,408

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 27, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 72 $1.86 $133.92
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 17

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,114

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 27, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 72 $1.86 $133.92
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 17

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,974

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 27, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 379 $1.86 $704.94
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 229,257

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 22, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 55 $1.74 $95.70
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 16

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,336

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 22, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.74 $95.70
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 16

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,042

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 22, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.74 $95.70
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 16

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,902

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 22, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 280 $1.74 $487.20
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,878

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 25 $1.76 $44.00
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,281

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 25 $1.76 $44.00
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 15

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,987

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 25 $1.76 $44.00
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,847

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 21, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 125 $1.76 $220.00
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,598

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 20, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 53 $1.70 $90.10
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,256

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 20, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 53 $1.70 $90.10
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 14

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,962

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 20, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 53 $1.70 $90.10
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,822

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 20, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 268 $1.70 $455.60
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,473

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 17, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 55 $1.83 $100.65
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,203

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 17, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.83 $100.65
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 13

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,909

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 17, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.83 $100.65
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,769

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 17, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 280 $1.83 $512.40
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,205

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 16, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 13 $1.73 $22.49
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,148

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 16, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 13 $1.73 $22.49
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 12

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,854

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 16, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 13 $1.73 $22.49
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,714

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 16, 2023 Filed Dec 6, 2023 22:01 UTC Amendment OtherCommon Stock 66 $1.73 $114.18
Disclosure

SEC source: 0001214659-23-016097 · marketforms-63722.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,925

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:02 UTC OtherCommon Stock 280 $1.78 $498.40
Disclosure

SEC source: 0001214659-23-015351 · marketforms-63541.xml · nonDerivative · entry 11

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,859

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 15, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 55 $1.78 $97.90
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,135

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 15, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.78 $97.90
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 11

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,841

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 15, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.78 $97.90
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,701

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 14, 2023 Filed Nov 17, 2023 22:02 UTC OtherCommon Stock 280 $1.73 $484.40
Disclosure

SEC source: 0001214659-23-015351 · marketforms-63541.xml · nonDerivative · entry 10

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,579

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 14, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 55 $1.73 $95.15
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,080

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 14, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.73 $95.15
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 10

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,786

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 14, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 55 $1.73 $95.15
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,646

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 13, 2023 Filed Nov 17, 2023 22:02 UTC OtherCommon Stock 236 $1.75 $413.00
Disclosure

SEC source: 0001214659-23-015351 · marketforms-63541.xml · nonDerivative · entry 9

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,299

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 13, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 46 $1.75 $80.50
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,025

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 13, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 46 $1.75 $80.50
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 9

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,731

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 13, 2023 Filed Dec 6, 2023 22:02 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 46 $1.75 $80.50
Disclosure

SEC source: 0001214659-23-016099 · marketforms-63723.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,719,591

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 10, 2023 Filed Nov 17, 2023 22:02 UTC OtherCommon Stock 280 $1.77 $495.60
Disclosure

SEC source: 0001214659-23-015351 · marketforms-63541.xml · nonDerivative · entry 8

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,063

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
November 10, 2023 Filed Dec 6, 2023 22:04 UTC OtherCommon Stock 55 $1.77 $97.35
Disclosure

SEC source: 0001214659-23-016104 · marketforms-63726.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,979

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document
November 10, 2023 Filed Dec 6, 2023 22:03 UTC
Jones JamesDirector
OtherCommon Stock 55 $1.77 $97.35
Disclosure

SEC source: 0001214659-23-016101 · marketforms-63725.xml · nonDerivative · entry 8

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,685

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2023.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.