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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2024 Filed Jul 2, 2024 21:32 UTC
Jones JamesDirector
OtherCommon Stock 41 $1.53 $62.73
Disclosure

SEC source: 0001214659-24-011869 · marketforms-66486.xml · nonDerivative · entry 5

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,603

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 20, 2024 Filed Jul 2, 2024 21:31 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 41 $1.53 $62.73
Disclosure

SEC source: 0001214659-24-011867 · marketforms-66482.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695,753

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 18, 2024 Filed Jul 2, 2024 21:33 UTC OtherCommon Stock 41 $1.57 $64.37
Disclosure

SEC source: 0001214659-24-011873 · marketforms-66487.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,856

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 18, 2024 Filed Jul 2, 2024 21:32 UTC OtherCommon Stock 204 $1.57 $320.28
Disclosure

SEC source: 0001214659-24-011871 · marketforms-66488.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 242,075

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 18, 2024 Filed Jul 2, 2024 21:32 UTC
Jones JamesDirector
OtherCommon Stock 41 $1.57 $64.37
Disclosure

SEC source: 0001214659-24-011869 · marketforms-66486.xml · nonDerivative · entry 4

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,562

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 18, 2024 Filed Jul 2, 2024 21:31 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 41 $1.57 $64.37
Disclosure

SEC source: 0001214659-24-011867 · marketforms-66482.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695,712

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 17, 2024 Filed Jul 2, 2024 21:33 UTC OtherCommon Stock 41 $1.49 $61.09
Disclosure

SEC source: 0001214659-24-011873 · marketforms-66487.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,815

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 17, 2024 Filed Jul 2, 2024 21:32 UTC OtherCommon Stock 204 $1.49 $303.96
Disclosure

SEC source: 0001214659-24-011871 · marketforms-66488.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,871

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 17, 2024 Filed Jul 2, 2024 21:32 UTC
Jones JamesDirector
OtherCommon Stock 41 $1.49 $61.09
Disclosure

SEC source: 0001214659-24-011869 · marketforms-66486.xml · nonDerivative · entry 3

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,521

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 17, 2024 Filed Jul 2, 2024 21:31 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 41 $1.49 $61.09
Disclosure

SEC source: 0001214659-24-011867 · marketforms-66482.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695,671

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 14, 2024 Filed Jul 2, 2024 21:33 UTC OtherCommon Stock 48 $1.50 $72.00
Disclosure

SEC source: 0001214659-24-011873 · marketforms-66487.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,774

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 14, 2024 Filed Jul 2, 2024 21:32 UTC OtherCommon Stock 256 $1.50 $384.00
Disclosure

SEC source: 0001214659-24-011871 · marketforms-66488.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,667

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 14, 2024 Filed Jul 2, 2024 21:32 UTC
Jones JamesDirector
OtherCommon Stock 48 $1.50 $72.00
Disclosure

SEC source: 0001214659-24-011869 · marketforms-66486.xml · nonDerivative · entry 2

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,480

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 14, 2024 Filed Jul 2, 2024 21:31 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 48 $1.50 $72.00
Disclosure

SEC source: 0001214659-24-011867 · marketforms-66482.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695,630

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 13, 2024 Filed Jul 2, 2024 21:33 UTC OtherCommon Stock 25 $1.52 $38.00
Disclosure

SEC source: 0001214659-24-011873 · marketforms-66487.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,726

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 13, 2024 Filed Jul 2, 2024 21:32 UTC OtherCommon Stock 134 $1.52 $203.68
Disclosure

SEC source: 0001214659-24-011871 · marketforms-66488.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,411

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 13, 2024 Filed Jul 2, 2024 21:32 UTC
Jones JamesDirector
OtherCommon Stock 25 $1.52 $38.00
Disclosure

SEC source: 0001214659-24-011869 · marketforms-66486.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,432

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
June 13, 2024 Filed Jul 2, 2024 21:31 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 25 $1.52 $38.00
Disclosure

SEC source: 0001214659-24-011867 · marketforms-66482.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,695,582

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:33 UTC GrantCommon Stock 5,000 $1.71 $8,550.00
Disclosure

SEC source: 0001214659-24-005226 · marketforms-65372.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,277

F1 · shares: Restricted stock award will vest 100% on March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:32 UTC
Jones JamesDirector
GrantCommon Stock 1,000 $1.71 $1,710.00
Disclosure

SEC source: 0001214659-24-005224 · marketforms-65373.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,407

F1 · shares: Restricted stock award will vest 100% on March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:31 UTC GrantCommon Stock 1,000 $1.71 $1,710.00
Disclosure

SEC source: 0001214659-24-005222 · marketforms-65375.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,356

F1 · shares: Restricted stock award will vest 100% on March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:29 UTC GrantCommon Stock 1,000 $1.71 $1,710.00
Disclosure

SEC source: 0001214659-24-005219 · marketforms-65377.xml · nonDerivative · entry 1

Brown Martin S JR · CIK 0001362521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Restricted stock award will vest 100% on March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:31 UTC GrantCommon Stock 1,000 $1.71 $1,710.00
Disclosure

SEC source: 0001214659-24-005221 · marketforms-65374.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,701

F1 · shares: Restricted stock award will vest 100% on March 25, 2025.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:28 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
GrantOptions (right to buy) · Derivative 100,000 $0.00 Strike: $1.88 $0.00
Disclosure

SEC source: 0001214659-24-005217 · marketforms-65385.xml · derivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,000

Underlying: Stock Option · 100,000 shares

Expires 2029-03-25

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:26 UTC
Herman James LVP and Chief Compliance Office
GrantOptions (right to buy) · Derivative 4,000 $1.71 Strike: $1.71 $6,840.00
Disclosure

SEC source: 0001214659-24-005215 · marketforms-65386.xml · derivative · entry 2

Herman James L · CIK 0001572342 · VP and Chief Compliance Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2034-03-25

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:25 UTC
Bitterman Chris T.Vice Pres Sales & Marketing
GrantOptions (right to buy) · Derivative 2,750 $1.71 Strike: $1.71 $4,702.50
Disclosure

SEC source: 0001214659-24-005213 · marketforms-65387.xml · derivative · entry 2

Bitterman Chris T. · CIK 0001969681 · Vice Pres Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,250

Underlying: Common Stock · 2,750 shares

Expires 2034-03-25

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:24 UTC
Anthony Todd M.Vice Pres Organizational Dev
GrantOptions (right to buy) · Derivative 3,000 $1.71 Strike: $1.71 $5,130.00
Disclosure

SEC source: 0001214659-24-005211 · marketforms-65388.xml · derivative · entry 2

Anthony Todd M. · CIK 0001969711 · Vice Pres Organizational Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires 2034-03-25

Read SEC document
March 25, 2024 Filed Mar 27, 2024 00:22 UTC
Hamm John M.VP Chief Financial Officer
GrantOptions (right to buy) · Derivative 5,500 $1.71 Strike: $1.71 $9,405.00
Disclosure

SEC source: 0001214659-24-005208 · marketforms-65389.xml · derivative · entry 2

Hamm John M. · CIK 0001870439 · VP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 5,500 shares

Expires 2034-03-25

Read SEC document
March 25, 2024 Filed Jan 30, 2025 21:40 UTC Amendment GrantCommon Stock 2,500 $1.71 $4,275.00
Disclosure

SEC source: 0001628280-25-003186 · wk-form4a_1738273215.xml · nonDerivative · entry 1

Brown Martin S JR · CIK 0001362521 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

F1 · shares: This amendment is being filed solely to correct an administrative error in reporting the number of Securities Acquired by Reporting Owner on the original Form 4 submitted on March 26, 2024, which were reported as 1,000 shares granted on March 25, 2024, but should have been reported as 2,500 shares. This reflects an increase of 1,500 shares.

Read SEC document
March 25, 2024 Filed Jan 30, 2025 21:39 UTC Amendment GrantCommon Stock 2,500 $1.71 $4,275.00
Disclosure

SEC source: 0001628280-25-003185 · wk-form4a_1738273177.xml · nonDerivative · entry 1

Galante Joseph C · CIK 0001632384 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,856

F1 · shares: This amendment is being filed solely to correct an administrative error in reporting the number of Securities Acquired by Reporting Owner on the original Form 4 submitted on March 26, 2024, which were reported as 1,000 shares granted on March 25, 2024, but should have been reported as 2,500 shares. This reflects an increase of 1,500 shares.

Read SEC document
March 25, 2024 Filed Jan 30, 2025 21:39 UTC Amendment
Jones JamesDirector
GrantCommon Stock 2,500 $1.71 $4,275.00
Disclosure

SEC source: 0001628280-25-003184 · wk-form4a_1738273141.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,646

F1 · shares: This amendment is being filed solely to correct an administrative error in reporting the number of Securities Acquired by Reporting Owner on the original Form 4 submitted on March 26, 2024, which were reported as 1,000 shares granted on March 25, 2024, but should have been reported as 2,500 shares. This reflects an increase of 1,500 shares.

Read SEC document
March 25, 2024 Filed Jan 30, 2025 21:38 UTC Amendment GrantCommon Stock 6,500 $1.71 $11,115.00
Disclosure

SEC source: 0001628280-25-003183 · wk-form4a_1738273107.xml · nonDerivative · entry 1

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 277,843

F1 · shares: This amendment is being filed solely to correct an administrative error in reporting the number of Securities Acquired by Reporting Owner on the original Form 4 submitted on March 26, 2024, which were reported as 1,000 shares granted on March 25, 2024, but should have been reported as 2,500 shares. This reflects an increase of 1,500 shares.

Read SEC document
March 25, 2024 Filed Jan 30, 2025 21:37 UTC Amendment GrantCommon Stock 2,500 $1.71 $4,275.00
Disclosure

SEC source: 0001628280-25-003181 · wk-form4a_1738273036.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,318

F1 · shares: This amendment is being filed solely to correct an administrative error in reporting the number of Securities Acquired by Reporting Owner on the original Form 4 submitted on March 26, 2024, which were reported as 1,000 shares granted on March 25, 2024, but should have been reported as 2,500 shares. This reflects an increase of 1,500 shares.

Read SEC document
March 23, 2024 Filed Mar 27, 2024 00:28 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
Tax withholdingCommon Stock 25,710 $1.81 $46,535.10
Disclosure

SEC source: 0001214659-24-005217 · marketforms-65385.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,695,557

F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares.

Read SEC document
March 23, 2024 Filed Mar 27, 2024 00:26 UTC
Herman James LVP and Chief Compliance Office
Tax withholdingCommon Stock 1,186 $1.81 $2,146.66
Disclosure

SEC source: 0001214659-24-005215 · marketforms-65386.xml · nonDerivative · entry 1

Herman James L · CIK 0001572342 · VP and Chief Compliance Office

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,255

F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares.

Read SEC document
March 23, 2024 Filed Mar 27, 2024 00:25 UTC
Bitterman Chris T.Vice Pres Sales & Marketing
Tax withholdingCommon Stock 593 $1.81 $1,073.33
Disclosure

SEC source: 0001214659-24-005213 · marketforms-65387.xml · nonDerivative · entry 1

Bitterman Chris T. · CIK 0001969681 · Vice Pres Sales & Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,683

F1 · shares: This transaction represents shares withheld/purchased by the Company to cover the tax withholding obligations for the vesting of shares.

Read SEC document
March 23, 2024 Filed Mar 27, 2024 00:24 UTC
Anthony Todd M.Vice Pres Organizational Dev
Tax withholdingCommon Stock 816 $1.81 $1,476.96
Disclosure

SEC source: 0001214659-24-005211 · marketforms-65388.xml · nonDerivative · entry 1

Anthony Todd M. · CIK 0001969711 · Vice Pres Organizational Dev

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,328

Read SEC document
March 23, 2024 Filed Mar 27, 2024 00:22 UTC
Hamm John M.VP Chief Financial Officer
Tax withholdingCommon Stock 445 $1.81 $805.45
Disclosure

SEC source: 0001214659-24-005208 · marketforms-65389.xml · nonDerivative · entry 1

Hamm John M. · CIK 0001870439 · VP Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,003

Read SEC document
December 21, 2023 Filed Dec 28, 2023 22:11 UTC
Jones JamesDirector
OtherCommon Stock 87 $1.70 $147.90
Disclosure

SEC source: 0001214659-23-017035 · marketforms-63938.xml · nonDerivative · entry 15

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,407

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 21, 2023 Filed Dec 28, 2023 22:10 UTC OtherCommon Stock 87 $1.70 $147.90
Disclosure

SEC source: 0001214659-23-017033 · marketforms-63939.xml · nonDerivative · entry 15

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,701

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 21, 2023 Filed Dec 28, 2023 22:08 UTC OtherCommon Stock 761 $1.70 $1,293.70
Disclosure

SEC source: 0001214659-23-017030 · marketforms-63935.xml · nonDerivative · entry 15

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 236,277

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 21, 2023 Filed Dec 28, 2023 22:07 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 87 $1.70 $147.90
Disclosure

SEC source: 0001214659-23-017028 · marketforms-63937.xml · nonDerivative · entry 15

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,721,267

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 20, 2023 Filed Dec 28, 2023 22:11 UTC
Jones JamesDirector
OtherCommon Stock 124 $1.76 $218.24
Disclosure

SEC source: 0001214659-23-017035 · marketforms-63938.xml · nonDerivative · entry 14

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,320

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 20, 2023 Filed Dec 28, 2023 22:10 UTC OtherCommon Stock 124 $1.76 $218.24
Disclosure

SEC source: 0001214659-23-017033 · marketforms-63939.xml · nonDerivative · entry 14

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,614

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 20, 2023 Filed Dec 28, 2023 22:08 UTC OtherCommon Stock 628 $1.76 $1,105.28
Disclosure

SEC source: 0001214659-23-017030 · marketforms-63935.xml · nonDerivative · entry 14

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,516

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 20, 2023 Filed Dec 28, 2023 22:07 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 124 $1.76 $218.24
Disclosure

SEC source: 0001214659-23-017028 · marketforms-63937.xml · nonDerivative · entry 14

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,721,180

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 19, 2023 Filed Dec 28, 2023 22:11 UTC
Jones JamesDirector
OtherCommon Stock 81 $1.73 $140.13
Disclosure

SEC source: 0001214659-23-017035 · marketforms-63938.xml · nonDerivative · entry 13

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,196

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 19, 2023 Filed Dec 28, 2023 22:10 UTC OtherCommon Stock 81 $1.73 $140.13
Disclosure

SEC source: 0001214659-23-017033 · marketforms-63939.xml · nonDerivative · entry 13

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,490

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 19, 2023 Filed Dec 28, 2023 22:08 UTC OtherCommon Stock 407 $1.73 $704.11
Disclosure

SEC source: 0001214659-23-017030 · marketforms-63935.xml · nonDerivative · entry 13

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 234,888

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

Read SEC document
December 19, 2023 Filed Dec 28, 2023 22:07 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
OtherCommon Stock 81 $1.73 $140.13
Disclosure

SEC source: 0001214659-23-017028 · marketforms-63937.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,721,056

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May16, 2023.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.