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Nasdaq · USD

CPIX

CUMBERLAND PHARMACEUTICALS INC

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Tapewire entity
6757
SEC CIK
0001087294
Parsed reports
362

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.30 $80.60
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 13

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,251

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 17, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.30 $80.60
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 13

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,401

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 17, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.30 $401.70
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 13

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,508

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 16, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.25 $38.75
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 12

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,676

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 16, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.25 $77.50
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 12

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,189

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 16, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.25 $77.50
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 12

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,339

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 16, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.25 $386.25
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 12

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 260,199

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 15, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.30 $40.30
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 11

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,645

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 15, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.30 $80.60
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 11

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,127

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 15, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.30 $80.60
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 11

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,277

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 15, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.30 $401.70
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 11

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 259,890

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 14, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.37 $42.47
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 10

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,614

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 14, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.37 $84.94
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 10

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,065

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 14, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.37 $84.94
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 10

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,215

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 14, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.37 $423.33
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 10

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 259,581

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 11, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.39 $43.09
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 9

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,583

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 11, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.39 $86.18
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 9

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,003

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 11, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.39 $86.18
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 9

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,153

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 11, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.39 $429.51
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 9

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 259,272

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 10, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.32 $40.92
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 8

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,552

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 10, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.32 $81.84
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 8

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,941

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 10, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.32 $81.84
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 8

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,091

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 10, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.32 $407.88
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 8

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,963

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 09, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.31 $40.61
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 7

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,521

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 09, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.31 $81.22
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 7

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,879

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 09, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.31 $81.22
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 7

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,699,029

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 09, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.31 $404.79
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 7

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,654

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 08, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.30 $40.30
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 6

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,490

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 08, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.30 $80.60
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 6

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,817

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 08, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.30 $80.60
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 6

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,698,967

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 08, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.30 $401.70
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 6

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,345

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 07, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.29 $39.99
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 5

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,459

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 07, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.29 $79.98
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 5

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,755

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 07, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.29 $79.98
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 5

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,698,905

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 07, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.29 $398.61
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 5

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 258,036

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 04, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.28 $39.68
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 4

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,428

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 04, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.28 $79.36
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 4

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,693

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 04, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.28 $79.36
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 4

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,698,843

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 04, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.28 $395.52
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 4

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257,727

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 03, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.28 $39.68
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 3

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,397

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 03, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.28 $79.36
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 3

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,631

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 03, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.28 $79.36
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 3

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,698,781

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 03, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.28 $395.52
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 3

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257,418

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 02, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.29 $39.99
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 2

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,366

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 02, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.29 $79.98
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 2

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,569

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 02, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.29 $79.98
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 2

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,698,719

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 02, 2024 Filed Nov 5, 2024 21:38 UTC PurchaseCommon Stock 309 $1.29 $398.61
Disclosure

SEC source: 0001628280-24-045328 · wk-form4_1730842673.xml · nonDerivative · entry 2

Krogulski Kenneth · CIK 0001695580 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257,109

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 01, 2024 Filed Nov 5, 2024 21:40 UTC PurchaseCommon Stock 31 $1.27 $39.37
Disclosure

SEC source: 0001628280-24-045334 · wk-form4_1730842813.xml · nonDerivative · entry 1

Young Caroline · CIK 0001684087 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 28,335

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 01, 2024 Filed Nov 5, 2024 21:39 UTC
Jones JamesDirector
PurchaseCommon Stock 62 $1.27 $78.74
Disclosure

SEC source: 0001628280-24-045331 · wk-form4_1730842772.xml · nonDerivative · entry 1

Jones James · CIK 0001490829 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,507

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

Read SEC document
October 01, 2024 Filed Nov 5, 2024 21:39 UTC
KAZIMI A JDirector · Chairman and CEO · 10% owner
PurchaseCommon Stock 62 $1.27 $78.74
Disclosure

SEC source: 0001628280-24-045329 · wk-form4_1730842732.xml · nonDerivative · entry 1

KAZIMI A J · CIK 0001075050 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,698,657

F1 · shares: The reported purchases occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.