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CPF

CENTRAL PACIFIC FINANCIAL CORP

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SEC CIK
0000701347
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Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2019 Filed Feb 15, 2019 23:38 UTC
Dean John CDirector
SaleCommon Stock 2,531 $30.00 $75,930.00
Disclosure

SEC source: 0001127602-19-006431 · form4.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 43,396

Read SEC document
February 15, 2019 Filed Feb 15, 2019 23:38 UTC
Dean John CDirector
SaleCommon Stock 5,000 $29.75 $148,750.00
Disclosure

SEC source: 0001127602-19-006431 · form4.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 45,927

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:47 UTC Tax withholdingCommon Stock 192 $29.83 $5,727.36
Disclosure

SEC source: 0001127602-19-007296 · form4.xml · nonDerivative · entry 6

Morimoto David · CIK 0001646703 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

F6 · security: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:47 UTC Tax withholdingCommon Stock 176 $29.83 $5,250.08
Disclosure

SEC source: 0001127602-19-007296 · form4.xml · nonDerivative · entry 5

Morimoto David · CIK 0001646703 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

F5 · security: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:47 UTC Tax withholdingCommon Stock 198 $29.83 $5,906.34
Disclosure

SEC source: 0001127602-19-007296 · form4.xml · nonDerivative · entry 4

Morimoto David · CIK 0001646703 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939

F4 · security: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:47 UTC Tax withholdingCommon Stock 1,230 $296.83 $365,100.90
Disclosure

SEC source: 0001127602-19-007296 · form4.xml · nonDerivative · entry 3

Morimoto David · CIK 0001646703 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,377

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:47 UTC GrantCommon Stock 3,607 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007296 · form4.xml · nonDerivative · entry 2

Morimoto David · CIK 0001646703 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,607

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:47 UTC GrantCommon Stock 1,955 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007296 · form4.xml · nonDerivative · entry 1

Morimoto David · CIK 0001646703 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955

F1 · security: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:26 UTC
FUJIMOTO BLENNExecutive Vice President
Tax withholdingCommon Stock 115 $29.83 $3,430.45
Disclosure

SEC source: 0001127602-19-007267 · form4.xml · nonDerivative · entry 6

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796

F6 · security: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:26 UTC
FUJIMOTO BLENNExecutive Vice President
Tax withholdingCommon Stock 105 $29.83 $3,132.15
Disclosure

SEC source: 0001127602-19-007267 · form4.xml · nonDerivative · entry 5

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

F5 · security: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:26 UTC
FUJIMOTO BLENNExecutive Vice President
Tax withholdingCommon Stock 166 $29.83 $4,951.78
Disclosure

SEC source: 0001127602-19-007267 · form4.xml · nonDerivative · entry 4

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

F4 · security: 2/16/16 RSU Time-Based Grant. Outstanding balance as of 9/1/16. Vesting: 440-2/15/17; 441-2/15/18, 440-2/15/19.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:26 UTC
FUJIMOTO BLENNExecutive Vice President
Tax withholdingCommon Stock 1,101 $29.83 $32,842.83
Disclosure

SEC source: 0001127602-19-007267 · form4.xml · nonDerivative · entry 3

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,923

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:26 UTC
FUJIMOTO BLENNExecutive Vice President
GrantCommon Stock 3,024 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007267 · form4.xml · nonDerivative · entry 2

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:26 UTC
FUJIMOTO BLENNExecutive Vice President
GrantCommon Stock 1,117 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007267 · form4.xml · nonDerivative · entry 1

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

F1 · security: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years

Read SEC document
February 15, 2019 Filed Feb 21, 2019 00:12 UTC
Yonamine Paul KDirector · Chairman & CEO
GrantCommon Stock 11,174 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007315 · form4.xml · nonDerivative · entry 2

Yonamine Paul K · CIK 0001321231 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,174

F2 · security: 2/15/19-2 RSU Time Based grant. Shares vest evenly over 3 years

Read SEC document
February 15, 2019 Filed Feb 21, 2019 00:12 UTC
Yonamine Paul KDirector · Chairman & CEO
GrantCommon Stock 5,028 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007315 · form4.xml · nonDerivative · entry 1

Yonamine Paul K · CIK 0001321231 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,028

F1 · security: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:53 UTC
Ngo Agnes CatherineDirector · President
Tax withholdingCommon Stock 358 $29.83 $10,679.14
Disclosure

SEC source: 0001127602-19-007303 · form4.xml · nonDerivative · entry 6

Ngo Agnes Catherine · CIK 0001506560 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,039

F6 · security: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:53 UTC
Ngo Agnes CatherineDirector · President
Tax withholdingCommon Stock 390 $29.83 $11,633.70
Disclosure

SEC source: 0001127602-19-007303 · form4.xml · nonDerivative · entry 5

Ngo Agnes Catherine · CIK 0001506560 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,375

F5 · security: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:53 UTC
Ngo Agnes CatherineDirector · President
Tax withholdingCommon Stock 617 $29.83 $18,405.11
Disclosure

SEC source: 0001127602-19-007303 · form4.xml · nonDerivative · entry 4

Ngo Agnes Catherine · CIK 0001506560 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,681

F4 · security: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:53 UTC
Ngo Agnes CatherineDirector · President
Tax withholdingCommon Stock 3,625 $29.83 $108,133.75
Disclosure

SEC source: 0001127602-19-007303 · form4.xml · nonDerivative · entry 3

Ngo Agnes Catherine · CIK 0001506560 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,645

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:53 UTC
Ngo Agnes CatherineDirector · President
GrantCommon Stock 11,270 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007303 · form4.xml · nonDerivative · entry 2

Ngo Agnes Catherine · CIK 0001506560 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,270

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:53 UTC
Ngo Agnes CatherineDirector · President
GrantCommon Stock 3,771 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007303 · form4.xml · nonDerivative · entry 1

Ngo Agnes Catherine · CIK 0001506560 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

F1 · security: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:42 UTC
Martines Arnold DExecutive Vice President
Tax withholdingCommon Stock 112 $29.83 $3,340.96
Disclosure

SEC source: 0001127602-19-007290 · form4.xml · nonDerivative · entry 6

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 779

F6 · security: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:42 UTC
Martines Arnold DExecutive Vice President
Tax withholdingCommon Stock 103 $29.83 $3,072.49
Disclosure

SEC source: 0001127602-19-007290 · form4.xml · nonDerivative · entry 5

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442

F5 · security: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:42 UTC
Martines Arnold DExecutive Vice President
Tax withholdingCommon Stock 112 $29.83 $3,340.96
Disclosure

SEC source: 0001127602-19-007290 · form4.xml · nonDerivative · entry 4

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383

F4 · security: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:42 UTC
Martines Arnold DExecutive Vice President
Tax withholdingCommon Stock 770 $29.83 $22,969.10
Disclosure

SEC source: 0001127602-19-007290 · form4.xml · nonDerivative · entry 3

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:42 UTC
Martines Arnold DExecutive Vice President
GrantCommon Stock 2,050 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007290 · form4.xml · nonDerivative · entry 2

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,050

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:42 UTC
Martines Arnold DExecutive Vice President
GrantCommon Stock 1,117 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007290 · form4.xml · nonDerivative · entry 1

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

F1 · security: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:31 UTC Tax withholdingCommon Stock 113 $29.83 $3,370.79
Disclosure

SEC source: 0001127602-19-007273 · form4.xml · nonDerivative · entry 6

Hudson David William · CIK 0001515661 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 786

F6 · security: 2/15/18 RSU time-based grant. Shares vest evenly over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:31 UTC Tax withholdingCommon Stock 104 $29.83 $3,102.32
Disclosure

SEC source: 0001127602-19-007273 · form4.xml · nonDerivative · entry 5

Hudson David William · CIK 0001515661 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619

F5 · security: 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:31 UTC Tax withholdingCommon Stock 164 $29.83 $4,892.12
Disclosure

SEC source: 0001127602-19-007273 · form4.xml · nonDerivative · entry 4

Hudson David William · CIK 0001515661 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805

F4 · security: 2/16/16 RSU Time-Based Grant. Shares vest equally over 3 years.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:31 UTC Tax withholdingCommon Stock 1,090 $29.83 $32,514.70
Disclosure

SEC source: 0001127602-19-007273 · form4.xml · nonDerivative · entry 3

Hudson David William · CIK 0001515661 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,894

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

F3 · kind: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:31 UTC GrantCommon Stock 2,984 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007273 · form4.xml · nonDerivative · entry 2

Hudson David William · CIK 0001515661 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984

F2 · security: 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 23:31 UTC GrantCommon Stock 1,117 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007273 · form4.xml · nonDerivative · entry 1

Hudson David William · CIK 0001515661 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117

F1 · security: 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 100 $29.60 $2,960.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 11

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 50,927

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 200 $29.59 $5,918.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 10

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,027

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 400 $29.58 $11,832.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 9

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,227

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 200 $29.57 $5,914.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 8

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,627

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 700 $29.56 $20,692.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 7

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,827

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 200 $29.55 $5,910.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 6

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 52,527

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 200 $29.54 $5,908.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 5

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 52,727

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 826 $29.53 $24,391.78
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 4

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 52,927

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 400 $29.52 $11,808.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 53,753

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 300 $29.51 $8,853.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 54,153

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC
Dean John CDirector
SaleCommon Stock 1,474 $29.50 $43,483.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 54,453

Read SEC document
November 23, 2018 Filed Nov 27, 2018 02:03 UTC
Martines Arnold DExecutive Vice President
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-034360 · form4.xml · nonDerivative · entry 1

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177.261

F1 · kind: Shares gifted to AUW

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:28 UTC
Martines Arnold DExecutive Vice President
Tax withholdingCommon Stock 217 $27.83 $6,039.11
Disclosure

SEC source: 0001127602-18-033465 · form4.xml · nonDerivative · entry 1

Martines Arnold D · CIK 0001610010 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,896

F1 · security: RSUs time-based grant 11/15/16; 5-year step vesting

F2 · shares: Shares used to cover taxes for vested shares

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:25 UTC
FUJIMOTO BLENNExecutive Vice President
Tax withholdingCommon Stock 217 $27.83 $6,039.11
Disclosure

SEC source: 0001127602-18-033462 · form4.xml · nonDerivative · entry 1

FUJIMOTO BLENN · CIK 0001183217 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,882

F1 · security: RSUs time-based grant 11/15/16; 5-year step vesting

F2 · shares: Shares used to cover taxes for vested shares

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:29 UTC
ISONO DENISExecutive Vice President
Exercise / conversionIncentive Stock Option · Derivative 10,940 $0.00 Strike: $14.31 $0.00
Disclosure

SEC source: 0001127602-18-027326 · form4.xml · derivative · entry 11

ISONO DENIS · CIK 0001183212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 10,940 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: ISOs exercised

Read SEC document
September 07, 2018 Filed Sep 11, 2018 18:29 UTC
ISONO DENISExecutive Vice President
Tax withholdingCommon Stock 5,520 $28.36 $156,547.20
Disclosure

SEC source: 0001127602-18-027326 · form4.xml · nonDerivative · entry 2

ISONO DENIS · CIK 0001183212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,603

F2 · shares: Shares used for ISOs exercise

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.