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COUR

Coursera, Inc.

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4586
SEC CIK
0001651562
Parsed reports
515

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 2026012
Jun 202600
Jul 202600
Aug 202601
Sep 202620
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2021 Filed Dec 16, 2021 17:56 UTC
Belsky Leah F.See Remarks
Exercise / conversionStock Option (right to buy) · Derivative 4,960 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0000899243-21-048621 · doc4.xml · derivative · entry 6

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,457

Underlying: Common Stock · 4,960 shares

Expires 2028-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an initial option to purchase 100,000 shares of common stock, with 25% of the total number of shares subject to the option vesting on August 1, 2019, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:56 UTC
Belsky Leah F.See Remarks
Exercise / conversionStock Option (right to buy) · Derivative 18,750 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0000899243-21-048621 · doc4.xml · derivative · entry 5

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,584

Underlying: Common Stock · 18,750 shares

Expires 2028-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an initial option to purchase 100,000 shares of common stock, with 25% of the total number of shares subject to the option vesting on July 1, 2019, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:56 UTC
Belsky Leah F.See Remarks
Exercise / conversionStock Option (right to buy) · Derivative 9,375 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0000899243-21-048621 · doc4.xml · derivative · entry 4

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,375 shares

Expires 2027-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an initial option to purchase 50,000 shares of common stock, with 25% of the total number of shares subject to the option vesting on November 15, 2018, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:56 UTC
Belsky Leah F.See Remarks
Exercise / conversionCommon Stock 4,960 $2.23 $11,060.80
Disclosure

SEC source: 0000899243-21-048621 · doc4.xml · nonDerivative · entry 3

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 595,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:56 UTC
Belsky Leah F.See Remarks
Exercise / conversionCommon Stock 18,750 $2.23 $41,812.50
Disclosure

SEC source: 0000899243-21-048621 · doc4.xml · nonDerivative · entry 2

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 17:56 UTC
Belsky Leah F.See Remarks
Exercise / conversionCommon Stock 9,375 $1.68 $15,750.00
Disclosure

SEC source: 0000899243-21-048621 · doc4.xml · nonDerivative · entry 1

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 19,036 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 11

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 149,104

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F9 · ownership.nature: Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 133,539 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 10

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,552

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV Associates without consideration to its members (the "Associates Distribution").

F4 · ownership.direct: The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 219,284 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 9

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 549,206

F12 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Fund Distribution.

F13 · ownership.nature: The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 592 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 8

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,471

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F11 · ownership.nature: The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 6,288 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 7

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,652

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F10 · ownership.nature: The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 52,334 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 6

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 130,068

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F9 · ownership.nature: Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 5,645 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 5

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,030

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F8 · ownership.nature: Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 5,645 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 4

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 14,030

F6 · kind: Represents the receipt of shares of Common Stock of the Issuer by virtue of the Associates Distribution.

F7 · ownership.nature: Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 501,916 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 3

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,091

F5 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by KPCB XIV Associates without consideration to its members (the "Associates Distribution").

F4 · ownership.direct: The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 571,914 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 2

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 676,007

F3 · kind: Represents a change in the form of ownership from indirect to direct by virtue of the receipt of shares in the Fund Distribution.

F4 · ownership.direct: The shares are held directly by KPCB XIV Associates. The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 23:21 UTC
DOERR L JOHNDirector
OtherCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-047805 · doc4.xml · nonDerivative · entry 1

DOERR L JOHN · CIK 0001032455 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,635,143

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Kleiner Perkins Caufield & Byers XIV, LLC ("KPCB XIV") and KPCB XIV Founders Fund, LLC ("KPCB XIV FF") (collectively, the "KPCB Entities") without consideration to their members (the "Fund Distribution").

F2 · ownership.nature: The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the accounts of KPCB XIV and KPCB XIV FF. The managing member of KPCB XIV and KPCB XIV FF is KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person, a managing member of KPCB XIV Associates, exercises shared voting and dispositive control over the shares held by the KPCB Entities and disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:26 UTC GrantStock Option (right to buy) · Derivative 45,222 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046674 · doc4.xml · derivative · entry 2

JACQUET RICHARD J · CIK 0001028340 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,222

Underlying: Common Stock · 45,222 shares

Expires 2031-11-30

F3 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:26 UTC GrantCommon Stock 22,611 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046674 · doc4.xml · nonDerivative · entry 1

JACQUET RICHARD J · CIK 0001028340 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,109

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

F2 · balance_after: Includes 597 shares of common stock acquired under the Coursera, Inc. 2021 Employee Stock Purchase Plan on November 10, 2021.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:27 UTC
Belsky Leah F.See Remarks
GrantStock Option (right to buy) · Derivative 75,370 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046675 · doc4.xml · derivative · entry 2

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,370

Underlying: Common Stock · 75,370 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:27 UTC
Belsky Leah F.See Remarks
GrantCommon Stock 37,685 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046675 · doc4.xml · nonDerivative · entry 1

Belsky Leah F. · CIK 0001853554 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,622

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:17 UTC
wang XueyanSVP, Services
GrantStock Option (right to buy) · Derivative 45,222 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046661 · doc4.xml · derivative · entry 2

wang Xueyan · CIK 0001852677 · SVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,222

Underlying: Common Stock · 45,222 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:17 UTC
wang XueyanSVP, Services
GrantCommon Stock 22,611 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046661 · doc4.xml · nonDerivative · entry 1

wang Xueyan · CIK 0001852677 · SVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,503

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:17 UTC GrantStock Option (right to buy) · Derivative 45,222 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046660 · doc4.xml · derivative · entry 2

Caldbeck Kimberly A. · CIK 0001852627 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,222

Underlying: Common Stock · 45,222 shares

Expires 2031-11-30

F3 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:17 UTC GrantCommon Stock 22,611 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046660 · doc4.xml · nonDerivative · entry 1

Caldbeck Kimberly A. · CIK 0001852627 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,109

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

F2 · balance_after: Includes 757 shares of common stock acquired under the Coursera, Inc. 2021 Employee Stock Purchase Plan on November 10, 2021.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:24 UTC
Wong Chun YuSee Remarks
GrantStock Option (right to buy) · Derivative 60,296 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046671 · doc4.xml · derivative · entry 2

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,296

Underlying: Common Stock · 60,296 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:24 UTC
Wong Chun YuSee Remarks
GrantCommon Stock 30,148 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046671 · doc4.xml · nonDerivative · entry 1

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,207

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:20 UTC GrantStock Option (right to buy) · Derivative 45,222 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046666 · doc4.xml · derivative · entry 2

Vandenbosch Betty M. · CIK 0001852626 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,222

Underlying: Common Stock · 45,222 shares

Expires 2031-11-30

F3 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:20 UTC GrantCommon Stock 22,611 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046666 · doc4.xml · nonDerivative · entry 1

Vandenbosch Betty M. · CIK 0001852626 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,950

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

F2 · balance_after: Includes 757 shares of common stock acquired under the Coursera, Inc. 2021 Employee Stock Purchase Plan on November 10, 2021.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:23 UTC
Maggioncalda Jeffrey NaceyDirector · President and CEO
GrantStock Option (right to buy) · Derivative 150,740 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046670 · doc4.xml · derivative · entry 2

Maggioncalda Jeffrey Nacey · CIK 0001485593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,740

Underlying: Common Stock · 150,740 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:23 UTC
Maggioncalda Jeffrey NaceyDirector · President and CEO
GrantCommon Stock 75,370 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046670 · doc4.xml · nonDerivative · entry 1

Maggioncalda Jeffrey Nacey · CIK 0001485593 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,127

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:21 UTC
Goli ShravanSee Remarks
GrantStock Option (right to buy) · Derivative 60,296 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046667 · doc4.xml · derivative · entry 2

Goli Shravan · CIK 0001572477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,296

Underlying: Common Stock · 60,296 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:21 UTC
Goli ShravanSee Remarks
GrantCommon Stock 30,148 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046667 · doc4.xml · nonDerivative · entry 1

Goli Shravan · CIK 0001572477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,798

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:20 UTC
HAHN KENNETH RSee Remarks
GrantStock Option (right to buy) · Derivative 90,444 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046665 · doc4.xml · derivative · entry 2

HAHN KENNETH R · CIK 0001202943 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,444

Underlying: Common Stock · 90,444 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

Read SEC document
November 30, 2021 Filed Dec 3, 2021 02:20 UTC
HAHN KENNETH RSee Remarks
GrantCommon Stock 45,222 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046665 · doc4.xml · nonDerivative · entry 1

HAHN KENNETH R · CIK 0001202943 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,480

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

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November 30, 2021 Filed Dec 3, 2021 02:17 UTC GrantStock Option (right to buy) · Derivative 45,222 $0.00 Strike: $29.99 $0.00
Disclosure

SEC source: 0000899243-21-046659 · doc4.xml · derivative · entry 2

Cappel Anne Tuttle · CIK 0001430594 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,222

Underlying: Common Stock · 45,222 shares

Expires 2031-11-30

F2 · derivative.exercise_date: Option vests over four years, with 25% of the total number of shares subject to the option vesting on February 15, 2023, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

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November 30, 2021 Filed Dec 3, 2021 02:17 UTC GrantCommon Stock 22,611 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-046659 · doc4.xml · nonDerivative · entry 1

Cappel Anne Tuttle · CIK 0001430594 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,963

F1 · security: Shares issuable upon settlement of a restricted stock unit ("RSU") award, with 25% of the RSUs subject to the award vesting on February 15, 2023, and 75% of the RSUs subject to the award vesting in equal quarterly installments thereafter, subject to the reporting person's continued service with the issuer through the applicable vesting dates.

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November 23, 2021 Filed Nov 26, 2021 17:35 UTC
wang XueyanSVP, Services
Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0000899243-21-046158 · doc4.xml · derivative · entry 2

wang Xueyan · CIK 0001852677 · SVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2024-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares are fully vested and immediately exercisable.

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November 23, 2021 Filed Nov 26, 2021 17:35 UTC
wang XueyanSVP, Services
Exercise / conversionCommon Stock 10,000 $1.68 $16,800.00
Disclosure

SEC source: 0000899243-21-046158 · doc4.xml · nonDerivative · entry 1

wang Xueyan · CIK 0001852677 · SVP, Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 12,000 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · derivative · entry 8

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,401

Underlying: Common Stock · 12,000 shares

Expires 2028-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents an initial option to purchase 250,000 shares of common stock, with 25% of the shares subject to the option vesting on April 1, 2018, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.

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November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 18,500 $0.00 Strike: $2.23 $0.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · derivative · entry 7

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,500

Underlying: Common Stock · 18,500 shares

Expires 2028-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents an initial option to purchase 150,000 shares of common stock, with 25% of the shares subject to the option vesting on April 1, 2019, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.

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November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 37,500 $0.00 Strike: $7.91 $0.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · derivative · entry 6

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 37,500 shares

Expires 2030-08-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents an initial option to purchase 120,000 shares of common stock, with 25% of the shares subject to the option vesting on August 15, 2021, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.

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November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 12,500 $0.00 Strike: $6.30 $0.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · derivative · entry 5

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires 2029-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Represents an initial option to purchase 100,000 shares of common stock, with 25% of the shares subject to the option vesting on August 1, 2020, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.

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November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionCommon Stock 12,000 $2.23 $26,760.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · nonDerivative · entry 4

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionCommon Stock 18,500 $2.23 $41,255.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · nonDerivative · entry 3

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionCommon Stock 37,500 $7.91 $296,625.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · nonDerivative · entry 2

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 23, 2021 Filed Nov 26, 2021 17:34 UTC
Wong Chun YuSee Remarks
Exercise / conversionCommon Stock 12,500 $6.30 $78,750.00
Disclosure

SEC source: 0000899243-21-046157 · doc4.xml · nonDerivative · entry 1

Wong Chun Yu · CIK 0001852325 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2021 Filed Nov 17, 2021 23:58 UTC
Goli ShravanSee Remarks
SaleCommon Stock 1,260 $36.36 $45,813.60
Disclosure

SEC source: 0000899243-21-045116 · doc4.xml · nonDerivative · entry 4

Goli Shravan · CIK 0001572477 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,650

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2021.

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November 16, 2021 Filed Nov 17, 2021 23:58 UTC
HAHN KENNETH RSee Remarks
Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0000899243-21-045115 · doc4.xml · derivative · entry 7

HAHN KENNETH R · CIK 0001202943 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,337

Underlying: Common Stock · 5,000 shares

Expires 2030-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents an initial option to purchase 1,250,000 shares of common stock, with 25% of the shares subject to the option vesting on May 18, 2021, and 75% of the shares subject to the option vesting in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the Issuer through the applicable vesting dates.

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November 16, 2021 Filed Nov 17, 2021 23:58 UTC
HAHN KENNETH RSee Remarks
SaleCommon Stock 5,000 $37.00 $185,000.00
Disclosure

SEC source: 0000899243-21-045115 · doc4.xml · nonDerivative · entry 5

HAHN KENNETH R · CIK 0001202943 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,258

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 14, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.