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COTY

COTY INC.

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4357
SEC CIK
0001024305
Parsed reports
432

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202610
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2021 Filed Nov 17, 2021 23:31 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000114 · wf-form4_163719184508000.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:29 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000112 · wf-form4_163719174915116.xml · derivative · entry 1

ARAMBURUZABALA MARIA ASUNICION · CIK 0001285695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,287

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:28 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000111 · wf-form4_163719170969386.xml · derivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:28 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000111 · wf-form4_163719170969386.xml · derivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:28 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000111 · wf-form4_163719170969386.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:27 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000109 · wf-form4_163719161149169.xml · derivative · entry 1

Parize Isabelle · CIK 0001805944 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,468

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:27 UTC
Tan JustineDirector
GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000110 · wf-form4_163719165153250.xml · derivative · entry 1

Tan Justine · CIK 0001805946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,468

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:26 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000108 · wf-form4_163719156405699.xml · derivative · entry 1

Ballini Beatrice · CIK 0001789833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,808

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:25 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000107 · wf-form4_163719151090512.xml · derivative · entry 3

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2026.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2026.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2026.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:25 UTC Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000107 · wf-form4_163719151090512.xml · derivative · entry 2

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Class A common stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:25 UTC Exercise / conversionClass A common stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000107 · wf-form4_163719151090512.xml · nonDerivative · entry 1

Schoewel Erhard · CIK 0001578917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:24 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000106 · wf-form4_163719143474992.xml · derivative · entry 1

Makanju Anna Adeola · CIK 0001838276 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,287

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:23 UTC GrantRestricted Stock Units · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000105 · wf-form4_163719137496542.xml · derivative · entry 1

Creus Joachim · CIK 0001794192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,547

Underlying: Class A common stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026.

Read SEC document
November 12, 2021 Filed Nov 15, 2021 23:42 UTC SaleClass A common stock 5,000 $10.91 $54,561.00
Disclosure

SEC source: 0001024305-21-000102 · wf-form4_163701971406984.xml · nonDerivative · entry 4

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,482

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.74 to $11.00, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:42 UTC SaleClass A common stock 5,000 $10.70 $53,500.00
Disclosure

SEC source: 0001024305-21-000102 · wf-form4_163701971406984.xml · nonDerivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,482

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:42 UTC SaleClass A common stock 5,000 $10.65 $53,250.00
Disclosure

SEC source: 0001024305-21-000102 · wf-form4_163701971406984.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,482

Read SEC document
November 11, 2021 Filed Nov 15, 2021 23:42 UTC SaleClass A common stock 20,000 $10.59 $211,866.00
Disclosure

SEC source: 0001024305-21-000102 · wf-form4_163701971406984.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,482

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.46 to $10.80, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
October 29, 2021 Filed Oct 29, 2021 21:31 UTC
Agnaten SE10% owner
Lucresca SE10% owner
OtherClass A Common Stock, par value $0.01 per share 10,000,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-131908 · tm2131351d1_4.xml · nonDerivative · entry 1

Cottage Holdco B.V. · CIK 0001767648 · 10% owner

JAB Cosmetics B.V. · CIK 0001636487 · 10% owner

JAB Holdings B.V. · CIK 0001579134 · 10% owner

Agnaten SE · CIK 0001579044 · 10% owner

Lucresca SE · CIK 0001394212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,853,684

F1 · shares: On October 29, 2021, Cottage Holdco B.V. ("Cottage Holdco") transferred 10,000,000 shares of Class A Common Stock of Coty Inc. (the "Company") to Sue Y. Nabi, the Company's Chief Executive Officer, pursuant to the Equity Transfer Agreement, dated as of July 2, 2020, by and among the Company, Cottage Holdco and Ms. Nabi.

F1 · price: On October 29, 2021, Cottage Holdco B.V. ("Cottage Holdco") transferred 10,000,000 shares of Class A Common Stock of Coty Inc. (the "Company") to Sue Y. Nabi, the Company's Chief Executive Officer, pursuant to the Equity Transfer Agreement, dated as of July 2, 2020, by and among the Company, Cottage Holdco and Ms. Nabi.

F2 · ownership.direct: The Shares described in this report are held by Cottage Holdco B.V., a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed to beneficially own such Shares held by Cottage Holdco B.V. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 19:54 UTC
Zafar AyeshaSVP Group Controller
GrantRestricted Stock Units · Derivative 29,754 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000079 · wf-form4_163486042569301.xml · derivative · entry 7

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,635

Underlying: Class A common stock · 29,754 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 19:54 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionRestricted Stock Units · Derivative 24,922 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000079 · wf-form4_163486042569301.xml · derivative · entry 6

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,881

Underlying: Class A common stock · 24,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 19:54 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionClass A common stock 24,922 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000079 · wf-form4_163486042569301.xml · nonDerivative · entry 3

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,343

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:54 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 51,921 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000080 · wf-form4_163486048313599.xml · derivative · entry 4

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,347

Underlying: Class A common stock · 51,921 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:54 UTC
Mercier LaurentChief Financial Officer
Exercise / conversionClass A common stock 51,921 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000080 · wf-form4_163486048313599.xml · nonDerivative · entry 2

Mercier Laurent · CIK 0001846654 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:53 UTC
Jaeckin AnneChief Human Resources Officer
GrantRestricted Stock Units · Derivative 74,386 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000078 · wf-form4_163486037900189.xml · derivative · entry 5

Jaeckin Anne · CIK 0001813936 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,202

Underlying: Class A common stock · 74,386 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:52 UTC
von Bretten GordonChief Transformation Officer
GrantRestricted Stock Award · Derivative 359,533 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000077 · wf-form4_163486033206276.xml · derivative · entry 1

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,501

Underlying: Class A common stock · 359,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:51 UTC
von Bayern AnnaChief Corp. Affairs Officer
GrantRestricted Stock Units · Derivative 359,553 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000076 · wf-form4_163486026606286.xml · derivative · entry 3

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,837

Underlying: Class A common stock · 359,553 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:51 UTC
von Bayern AnnaChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Units · Derivative 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000076 · wf-form4_163486026606286.xml · derivative · entry 2

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,284

Underlying: Class A common stock · 301,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:51 UTC
von Bayern AnnaChief Corp. Affairs Officer
Exercise / conversionClass A common stock 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000076 · wf-form4_163486026606286.xml · nonDerivative · entry 1

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:50 UTC
Blazewicz KristinChief Legal Officer
GrantRestricted Stock Units · Derivative 359,533 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000075 · wf-form4_163486020532372.xml · derivative · entry 3

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,817

Underlying: Class A common stock · 359,533 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:50 UTC
Blazewicz KristinChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000075 · wf-form4_163486020532372.xml · derivative · entry 2

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,284

Underlying: Class A common stock · 301,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 23:50 UTC
Blazewicz KristinChief Legal Officer
Exercise / conversionClass A common stock 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000075 · wf-form4_163486020532372.xml · nonDerivative · entry 1

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 18:42 UTC Amendment
Zafar AyeshaSVP Group Controller
GrantRestricted Stock Units · Derivative 29,754 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000119 · wf-form4a_163719254310399.xml · derivative · entry 13

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,882

Underlying: Class A common stock · 29,754 shares

Expires not disclosed

F8 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F8 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F8 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 18:42 UTC Amendment
Zafar AyeshaSVP Group Controller
Exercise / conversionRestricted Stock Units · Derivative 24,922 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000119 · wf-form4a_163719254310399.xml · derivative · entry 12

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,128

Underlying: Class A common stock · 24,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F7 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F7 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 18:42 UTC Amendment
Zafar AyeshaSVP Group Controller
Tax withholdingClass A common stock 9,503 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000119 · wf-form4a_163719254310399.xml · nonDerivative · entry 8

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,954

F6 · shares: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.

F6 · balance_after: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 18:42 UTC Amendment
Zafar AyeshaSVP Group Controller
Exercise / conversionClass A common stock 24,922 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000119 · wf-form4a_163719254310399.xml · nonDerivative · entry 7

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:43 UTC Amendment
Jaeckin AnneChief Human Resources Officer
GrantRestricted Stock Units · Derivative 74,386 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000120 · wf-form4a_163719257502161.xml · derivative · entry 7

Jaeckin Anne · CIK 0001813936 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,202

Underlying: Class A common stock · 74,386 shares

Expires not disclosed

F4 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F4 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F4 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
Blazewicz KristinChief Legal Officer
GrantRestricted Stock Units · Derivative 359,533 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000118 · wf-form4a_163719249753452.xml · derivative · entry 4

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,817

Underlying: Class A common stock · 359,533 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
Blazewicz KristinChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000118 · wf-form4a_163719249753452.xml · derivative · entry 3

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,284

Underlying: Class A common stock · 301,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
Blazewicz KristinChief Legal Officer
Tax withholdingClass A common stock 145,903 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000118 · wf-form4a_163719249753452.xml · nonDerivative · entry 2

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,239

F1 · shares: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.

F1 · balance_after: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
Blazewicz KristinChief Legal Officer
Exercise / conversionClass A common stock 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000118 · wf-form4a_163719249753452.xml · nonDerivative · entry 1

Blazewicz Kristin · CIK 0001807136 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
von Bayern AnnaChief Corp. Affairs Officer
GrantRestricted Stock Units · Derivative 359,553 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000117 · wf-form4a_163719245700521.xml · derivative · entry 4

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,837

Underlying: Class A common stock · 359,553 shares

Expires not disclosed

F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
von Bayern AnnaChief Corp. Affairs Officer
Exercise / conversionRestricted Stock Units · Derivative 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000117 · wf-form4a_163719245700521.xml · derivative · entry 3

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,284

Underlying: Class A common stock · 301,142 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
von Bayern AnnaChief Corp. Affairs Officer
Tax withholdingClass A common stock 63,007 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000117 · wf-form4a_163719245700521.xml · nonDerivative · entry 2

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,235

F1 · shares: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.

F1 · balance_after: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.

Read SEC document
October 19, 2021 Filed Nov 17, 2021 23:41 UTC Amendment
von Bayern AnnaChief Corp. Affairs Officer
Exercise / conversionClass A common stock 301,142 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000117 · wf-form4a_163719245700521.xml · nonDerivative · entry 1

von Bayern Anna · CIK 0001823543 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 19, 2021 Filed Mar 10, 2022 23:22 UTC Amendment
von Bretten GordonChief Transformation Officer
GrantRestricted Stock Award · Derivative 359,533 $0.00 $0.00
Disclosure

SEC source: 0001024305-22-000011 · wf-form4a_164695454298806.xml · derivative · entry 1

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,501

Underlying: Class A common stock · 359,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2022, 1/3 on October 19, 2023 and 1/3 on October 19, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2022, 1/3 on October 19, 2023 and 1/3 on October 19, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2022, 1/3 on October 19, 2023 and 1/3 on October 19, 2024.

Read SEC document
October 19, 2021 Filed Mar 15, 2022 00:03 UTC Amendment
von Bretten GordonChief Transformation Officer
GrantRestricted Stock Award · Derivative 388,219 $0.00 $0.00
Disclosure

SEC source: 0001024305-22-000012 · wf-form4a_164730260136630.xml · derivative · entry 1

von Bretten Gordon · CIK 0001814070 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,187

Underlying: Class A common stock · 388,219 shares

Expires not disclosed

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2022, 1/3 on October 19, 2023 and 1/3 on October 19, 2024.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2022, 1/3 on October 19, 2023 and 1/3 on October 19, 2024.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 1/3 on October 19, 2022, 1/3 on October 19, 2023 and 1/3 on October 19, 2024.

Read SEC document
October 05, 2021 Filed Oct 21, 2021 19:54 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionRestricted Stock Units · Derivative 11,986 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000079 · wf-form4_163486042569301.xml · derivative · entry 5

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,803

Underlying: Class A common stock · 11,986 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 05, 2021 Filed Oct 21, 2021 19:54 UTC
Zafar AyeshaSVP Group Controller
Exercise / conversionClass A common stock 11,986 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000079 · wf-form4_163486042569301.xml · nonDerivative · entry 2

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2021 Filed Nov 17, 2021 18:42 UTC Amendment
Zafar AyeshaSVP Group Controller
Exercise / conversionRestricted Stock Units · Derivative 2,398 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000119 · wf-form4a_163719254310399.xml · derivative · entry 11

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,050

Underlying: Class A common stock · 2,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F4 · shares: This Form 4/A is being filed to correct the number of Restricted Stock Units that vested on October 5, 2021.

F7 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

F7 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.

Read SEC document
October 05, 2021 Filed Nov 17, 2021 18:42 UTC Amendment
Zafar AyeshaSVP Group Controller
Tax withholdingClass A common stock 915 $0.00 $0.00
Disclosure

SEC source: 0001024305-21-000119 · wf-form4a_163719254310399.xml · nonDerivative · entry 6

Zafar Ayesha · CIK 0001674510 · SVP Group Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,535

F5 · shares: This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 5, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.