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COSTCO WHOLESALE CORP /NEW

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Tapewire entity
2803
SEC CIK
0000909832
Parsed reports
1,904

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202604
Feb 202600
Mar 202601
Apr 202601
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 21, 2021 Filed Dec 14, 2021 18:14 UTC
Miller Russell DExecutive Vice President
OtherCommon Stock 4,864 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-069379 · doc4.xml · nonDerivative · entry 1

Miller Russell D · CIK 0001729741 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.7

F1 · price: Transfer from direct to indirect.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:58 UTC
Callans Patrick JExecutive VP
Tax withholdingCommon Stock 855 $458.41 $391,940.55
Disclosure

SEC source: 0001209191-21-056318 · doc4.xml · nonDerivative · entry 2

Callans Patrick J · CIK 0001764273 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,360.563

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:58 UTC
Callans Patrick JExecutive VP
GrantCommon Stock 8,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056318 · doc4.xml · nonDerivative · entry 1

Callans Patrick J · CIK 0001764273 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,215.563

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:58 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
Tax withholdingCommon Stock 3,579 $458.41 $1,640,649.39
Disclosure

SEC source: 0001209191-21-056319 · doc4.xml · nonDerivative · entry 2

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,218

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:58 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
GrantCommon Stock 9,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056319 · doc4.xml · nonDerivative · entry 1

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,797

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:58 UTC
Klauer James CExecutive Vice President
Tax withholdingCommon Stock 855 $458.41 $391,940.55
Disclosure

SEC source: 0001209191-21-056320 · doc4.xml · nonDerivative · entry 2

Klauer James C · CIK 0001729360 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,770

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:58 UTC
Klauer James CExecutive Vice President
GrantCommon Stock 8,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056320 · doc4.xml · nonDerivative · entry 1

Klauer James C · CIK 0001729360 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,625

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:59 UTC
Miller Russell DExecutive Vice President
Tax withholdingCommon Stock 4,134 $458.41 $1,895,066.94
Disclosure

SEC source: 0001209191-21-056321 · doc4.xml · nonDerivative · entry 2

Miller Russell D · CIK 0001729741 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,864.7

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:59 UTC
Miller Russell DExecutive Vice President
GrantCommon Stock 8,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056321 · doc4.xml · nonDerivative · entry 1

Miller Russell D · CIK 0001729741 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,998.7

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:59 UTC
MOULTON PAUL GExecutive VP
Tax withholdingCommon Stock 3,214 $458.41 $1,473,329.74
Disclosure

SEC source: 0001209191-21-056322 · doc4.xml · nonDerivative · entry 2

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,833

Read SEC document
September 14, 2021 Filed Sep 16, 2021 13:59 UTC
MOULTON PAUL GExecutive VP
GrantCommon Stock 8,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056322 · doc4.xml · nonDerivative · entry 1

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,047

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:00 UTC
Murphy James P.Executive VP
Tax withholdingCommon Stock 2,278 $458.41 $1,044,257.98
Disclosure

SEC source: 0001209191-21-056323 · doc4.xml · nonDerivative · entry 2

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,304

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:00 UTC
Murphy James P.Executive VP
GrantCommon Stock 9,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056323 · doc4.xml · nonDerivative · entry 1

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,582

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:00 UTC
PORTERA JOSEPH PExecutive VP
Tax withholdingCommon Stock 4,150 $458.41 $1,902,401.50
Disclosure

SEC source: 0001209191-21-056324 · doc4.xml · nonDerivative · entry 2

PORTERA JOSEPH P · CIK 0001184498 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,987

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:00 UTC
PORTERA JOSEPH PExecutive VP
GrantCommon Stock 9,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056324 · doc4.xml · nonDerivative · entry 1

PORTERA JOSEPH P · CIK 0001184498 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,137

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:01 UTC
Rose Timothy L.Executive VP
Tax withholdingCommon Stock 3,214 $458.41 $1,473,329.74
Disclosure

SEC source: 0001209191-21-056325 · doc4.xml · nonDerivative · entry 2

Rose Timothy L. · CIK 0001564691 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,044

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:01 UTC
Rose Timothy L.Executive VP
GrantCommon Stock 8,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056325 · doc4.xml · nonDerivative · entry 1

Rose Timothy L. · CIK 0001564691 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,623

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:01 UTC Tax withholdingCommon Stock 3,579 $458.41 $1,640,649.39
Disclosure

SEC source: 0001209191-21-056326 · doc4.xml · nonDerivative · entry 2

Vachris Roland Michael · CIK 0001679566 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,949

Read SEC document
September 14, 2021 Filed Sep 16, 2021 14:01 UTC GrantCommon Stock 9,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-056326 · doc4.xml · nonDerivative · entry 1

Vachris Roland Michael · CIK 0001679566 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,528

F1 · shares: Grant was initially made in October 2020 subject to performance conditions concerning fiscal 2021, which have been deemed satisfied by the Compensation Committee of the Board of Directors. The shares of restricted stock subject to performance conditions vest ratably over a four year period from satisfaction based on continued employment with the Company. In addition, under the Stock Incentive Plan, long term employees are eligible for accelerated vesting upon the anniversary of their 25th, 30th and 35th years of service.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
September 14, 2021 Filed Dec 2, 2021 18:44 UTC Amendment
Rose Timothy L.Executive VP
Tax withholdingCommon Stock 3,214 $458.41 $1,473,329.74
Disclosure

SEC source: 0001209191-21-067463 · doc4a.xml · nonDerivative · entry 1

Rose Timothy L. · CIK 0001564691 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,409

F1 · balance_after: The amount of securities beneficially owned was incorrect in the previous filing.

Read SEC document
August 13, 2021 Filed Aug 13, 2021 16:14 UTC
PORTERA JOSEPH PExecutive VP
SaleCommon Stock 3,287 $445.50 $1,464,358.50
Disclosure

SEC source: 0001209191-21-051343 · doc4.xml · nonDerivative · entry 2

PORTERA JOSEPH P · CIK 0001184498 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Indirect · Portera Family Trust

Disclosed balance after: 1,789

Read SEC document
July 12, 2021 Filed Jul 12, 2021 21:05 UTC SaleCommon Stock 4,000 $409.40 $1,637,610.80
Disclosure

SEC source: 0001209191-21-046300 · doc4.xml · nonDerivative · entry 1

Vachris Roland Michael · CIK 0001679566 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,602

Read SEC document
June 28, 2021 Filed Jun 29, 2021 16:46 UTC
Rose Timothy L.Executive VP
SaleCommon Stock 4,000 $396.14 $1,584,560.40
Disclosure

SEC source: 0001209191-21-043615 · doc4.xml · nonDerivative · entry 1

Rose Timothy L. · CIK 0001564691 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,625

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $396 to $396.23 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 14, 2021 Filed Jun 14, 2021 22:15 UTC
Klauer James CExecutive Vice President
SaleCommon Stock 5,000 $380.53 $1,902,650.00
Disclosure

SEC source: 0001209191-21-040321 · doc4.xml · nonDerivative · entry 1

Klauer James C · CIK 0001729360 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,627

Read SEC document
June 07, 2021 Filed Jun 8, 2021 20:18 UTC
Callans Patrick JExecutive VP
SaleCommon Stock 2,500 $384.31 $960,775.00
Disclosure

SEC source: 0001209191-21-038896 · doc4.xml · nonDerivative · entry 2

Callans Patrick J · CIK 0001764273 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,217.563

Read SEC document
April 29, 2021 Filed Apr 30, 2021 18:28 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
SaleCommon Stock 2,230 $372.06 $829,683.54
Disclosure

SEC source: 0001209191-21-029216 · doc4.xml · nonDerivative · entry 1

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,871

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $371.82 to $372.77 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
April 20, 2021 Filed Sep 2, 2021 13:36 UTC
Murphy James P.Executive VP
GiftCommon Stock 136 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-054356 · doc5.xml · nonDerivative · entry 1

Murphy James P. · CIK 0001503319 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,656

F1 · price: Personal gift.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 21:10 UTC SaleCommon Stock 4,300 $334.30 $1,437,476.67
Disclosure

SEC source: 0001209191-21-022602 · doc4.xml · nonDerivative · entry 1

Vachris Roland Michael · CIK 0001679566 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $334.21 to $334.3350 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 19:17 UTC SaleCommon Stock 301 $362.50 $109,112.50
Disclosure

SEC source: 0001209191-21-006037 · doc4.xml · nonDerivative · entry 2

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,746

Read SEC document
January 27, 2021 Filed Jan 29, 2021 19:17 UTC SaleCommon Stock 393 $364.00 $143,052.00
Disclosure

SEC source: 0001209191-21-006037 · doc4.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,047

Read SEC document
January 13, 2021 Filed Jan 14, 2021 01:20 UTC SaleCommon Stock 560 $368.00 $206,080.00
Disclosure

SEC source: 0001209191-21-003496 · doc4.xml · nonDerivative · entry 3

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,440

Read SEC document
January 13, 2021 Filed Jan 14, 2021 01:20 UTC SaleCommon Stock 100 $365.18 $36,518.00
Disclosure

SEC source: 0001209191-21-003496 · doc4.xml · nonDerivative · entry 2

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
January 13, 2021 Filed Jan 14, 2021 01:20 UTC SaleCommon Stock 539 $365.15 $196,815.85
Disclosure

SEC source: 0001209191-21-003496 · doc4.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

Read SEC document
January 08, 2021 Filed Jan 8, 2021 16:45 UTC
MOULTON PAUL GExecutive VP
SaleCommon Stock 9,015 $366.50 $3,304,025.45
Disclosure

SEC source: 0001209191-21-002667 · doc4.xml · nonDerivative · entry 1

MOULTON PAUL G · CIK 0001184501 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,049

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $366.01 to $367.10 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 30, 2020 Filed Dec 30, 2020 22:13 UTC SaleCommon Stock 861 $375.75 $323,520.75
Disclosure

SEC source: 0001209191-20-065547 · doc4.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,639

Read SEC document
December 30, 2020 Filed Dec 30, 2020 22:14 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
SaleCommon Stock 1,000 $374.49 $374,494.40
Disclosure

SEC source: 0001209191-20-065549 · doc4.xml · nonDerivative · entry 2

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,101

Read SEC document
December 29, 2020 Filed Dec 30, 2020 22:14 UTC
GALANTI RICHARD ADirector · Executive VP and CFO
GiftCommon Stock 500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-065549 · doc4.xml · nonDerivative · entry 1

GALANTI RICHARD A · CIK 0001184493 · Director · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,101

F1 · price: Personal gift.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 14:43 UTC SaleCommon Stock 1,000 $362.59 $362,590.00
Disclosure

SEC source: 0001209191-20-064747 · doc4.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Read SEC document
December 17, 2020 Filed Sep 2, 2021 13:35 UTC
JELINEK W CRAIGDirector · President and CEO
GiftCommon Stock 335 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-054355 · doc5.xml · nonDerivative · entry 2

JELINEK W CRAIG · CIK 0001184494 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,075

F2 · price: Personal gift.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 16:50 UTC
Miller Russell DExecutive Vice President
SaleCommon Stock 5,000 $377.24 $1,886,216.50
Disclosure

SEC source: 0001209191-20-063137 · doc4.xml · nonDerivative · entry 3

Miller Russell D · CIK 0001729741 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · Miller Family Trust

Disclosed balance after: 7,171

F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $377.23 to $377.29 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 14, 2020 Filed Dec 14, 2020 18:41 UTC
Callans Patrick JExecutive VP
SaleCommon Stock 2,500 $374.65 $936,612.50
Disclosure

SEC source: 0001209191-20-063149 · doc4.xml · nonDerivative · entry 1

Callans Patrick J · CIK 0001764273 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,837.563

Read SEC document
December 14, 2020 Filed Jun 8, 2021 20:18 UTC
Callans Patrick JExecutive VP
GiftCommon Stock 120 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-038896 · doc4.xml · nonDerivative · entry 1

Callans Patrick J · CIK 0001764273 · Executive VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,717.563

F1 · price: Personal gift.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 18:05 UTC GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062885 · doc4.xml · nonDerivative · entry 1

DECKER SUSAN L · CIK 0001234655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 18:06 UTC GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062887 · doc4.xml · nonDerivative · entry 1

DENMAN KENNETH D · CIK 0001254779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,186

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 18:07 UTC GrantCommon Stock 23 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062889 · doc4.xml · nonDerivative · entry 1

JEWELL SARAH MR SALLY · CIK 0001174963 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,390

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 18:07 UTC
JAMES HAMILTON EDirector · Chairman of the Board
GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062888 · doc4.xml · nonDerivative · entry 1

JAMES HAMILTON E · CIK 0001238989 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,677

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 18:07 UTC
LIBENSON RICHARD MDirector · Director Emeritus
GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062890 · doc4.xml · nonDerivative · entry 1

LIBENSON RICHARD M · CIK 0001187964 · Director · Director Emeritus

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

Read SEC document
December 11, 2020 Filed Dec 11, 2020 18:08 UTC GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062891 · doc4.xml · nonDerivative · entry 1

MUNGER CHARLES T · CIK 0001078511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,489

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

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December 11, 2020 Filed Dec 11, 2020 18:09 UTC GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062893 · doc4.xml · nonDerivative · entry 1

STANTON JOHN W · CIK 0000904858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,867

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

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December 11, 2020 Filed Dec 11, 2020 18:09 UTC GrantCommon Stock 34 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-062892 · doc4.xml · nonDerivative · entry 1

RAIKES JEFFREY S · CIK 0001193112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,707

F1 · shares: Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.019, in connection with the special cash dividend payable by the issuer on December 11, 2020. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.

F2 · price: Not applicable. Grant of Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.