CORZ

SEC source: 0000905148-24-001725 · form4.xml · nonDerivative · entry 1

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,006,434

F1 · shares: Represents a special one-time restricted stock unit ("RSU") grant. The RSUs will vest in substantially equal installments on each of the first four anniversaries of January 23, 2024, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

F2 · balance_after: Reported amount has been adjusted to reflect the acquisition of 45,160 shares of Common Stock that the Reporting Person received on April 3, 2024 for no consideration in connection with an in-kind distribution by XMS Capital Partners, LLC, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 under the Exchange Act.

SEC source: 0000905148-24-001724 · form4.xml · nonDerivative · entry 2

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 367,198

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.86 to $10.0101, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0000905148-24-001724 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 393,428

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.89 to $10.345, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0000905148-24-001644 · form4.xml · nonDerivative · entry 2

Weiss Eric Stanton · CIK 0002009491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,239

F2 · shares: Represents an RSU grant. The RSUs will vest in full on January 23, 2025, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001644 · form4.xml · nonDerivative · entry 1

Weiss Eric Stanton · CIK 0002009491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,446

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 23, 2027, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001642 · form4.xml · nonDerivative · entry 2

Booth Jeffrey David · CIK 0002009493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,239

F2 · shares: Represents an RSU grant. The RSUs will vest in full on January 23, 2025, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001642 · form4.xml · nonDerivative · entry 1

Booth Jeffrey David · CIK 0002009493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,446

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 23, 2027, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001643 · form4.xml · nonDerivative · entry 2

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,239

F2 · shares: Represents an RSU grant. The RSUs will vest in full on January 23, 2025, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001643 · form4.xml · nonDerivative · entry 1

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,446

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 23, 2027, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001646 · form4.xml · nonDerivative · entry 2

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,489

F2 · shares: Represents an RSU grant. The RSUs will vest in full on January 23, 2025, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001646 · form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,696

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 23, 2027, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001648 · form4.xml · nonDerivative · entry 2

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,239

F2 · shares: Represents an RSU grant. The RSUs will vest in full on January 23, 2025, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001648 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,446

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 23, 2027, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001647 · form4.xml · nonDerivative · entry 2

Levy Jordan · CIK 0001541436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,239

F2 · shares: Represents an RSU grant. The RSUs will vest in full on January 23, 2025, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001647 · form4.xml · nonDerivative · entry 1

Levy Jordan · CIK 0001541436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,446

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 23, 2027, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

SEC source: 0000905148-24-001417 · form4.xml · derivative · entry 1

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,000

Underlying: Common Stock · 105,000 shares

Expires 2029-01-23

F2 · price: The price reported is a weighted average price. These Tranche 2 Warrants were purchased in multiple transactions at prices ranging from $2.48 to $2.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 2 Warrants purchased at each separate price within such range.

F1 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments.

SEC source: 0000905148-24-001416 · form4.xml · nonDerivative · entry 1

Sterling Denise Marie Brucia · CIK 0001922985 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,969

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $3.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

SEC source: 0000905148-24-000972 · form4.xml · nonDerivative · entry 1

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,753

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $3.00 to $3.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

SEC source: 0000905148-24-000973 · form4.xml · nonDerivative · entry 1

Weiss Eric Stanton · CIK 0002009491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $3.02 to $3.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

SEC source: 0000905148-24-000971 · form4.xml · derivative · entry 2

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2029-01-23

F3 · price: The price reported is a weighted average price. These Tranche 2 Warrants were purchased in multiple transactions at prices ranging from $1.97 to $2.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 2 Warrants purchased at each separate price within such range.

F2 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments.

SEC source: 0000905148-24-000971 · form4.xml · nonDerivative · entry 1

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $2.99 to $3.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

SEC source: 0000905148-24-000978 · form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,250

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $3.0192 to $3.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

SEC source: 0000905148-24-000979 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $3.0284 to $3.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

SEC source: 0000905148-24-000794 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,198

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0000905148-24-000795 · form4.xml · nonDerivative · entry 1

Sterling Denise Marie Brucia · CIK 0001922985 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,230

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0000950170-24-007649 · ownership.xml · nonDerivative · entry 1

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,453

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person did not purchase any New Common Stock under the Rights Offering. In addition, certain members of the Issuer's board of directors and management, including the Reporting Person, committed to purchase a portion of any New Common Stock not otherwise subscribed for in the Rights Offering pursuant to a backstop commitment letter (the "Backstop Commitment Letter"). The Reporting Person did not purchase any New Common Stock under the Backstop Commitment Letter, but received a commitment premium of shares of New Common Stock as consideration for entering into the Backstop Commitment Letter.

SEC source: 0000950170-24-007642 · ownership.xml · nonDerivative · entry 2

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,038

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000950170-24-007642 · ownership.xml · nonDerivative · entry 1

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 7

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 974,301

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F5 · ownership.nature: The shares are held by Texas Blockchain 888, LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 6

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 319,894

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4 · ownership.nature: The shares are held by Red Moon 88, LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 5

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,337,169

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. In addition, certain members of the Issuer's board of directors and management, including the Reporting Person, committed to purchase a portion of any New Common Stock not otherwise subscribed for in the Rights Offering pursuant to a backstop commitment letter (the "Backstop Commitment Letter"). The Reporting Person purchased 796,672 shares of New Common Stock pursuant to the Rights Offering. The Reporting Person did not purchase any New Common Stock under the Backstop Commitment Letter, but received a commitment premium of 56,905 shares of New Common Stock as consideration for entering into the Backstop Commitment Letter.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 4

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,483,592

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 3

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F5 · ownership.nature: The shares are held by Texas Blockchain 888, LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 2

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4 · ownership.nature: The shares are held by Red Moon 88, LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000117 · doc4.xml · nonDerivative · entry 1

Feinstein Darin · CIK 0001894458 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000899243-24-000118 · doc4.xml · nonDerivative · entry 3

Minnis Matt · CIK 0001894478 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 29,453,080

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person purchased 284,524 shares of New Common Stock pursuant to the Rights Offering. In addition, certain members of the Issuer's board of directors and management, including the Reporting Person, committed to purchase a portion of any New Common Stock not otherwise subscribed for in the Rights Offering pursuant to a backstop commitment letter (the "Backstop Commitment Letter"). The Reporting Person did not purchase any New Common Stock under the Backstop Commitment Letter, but received a commitment premium of 56,905 shares of New Common Stock as consideration for entering into the Backstop Commitment Letter.

F4 · ownership.nature: The shares are held by MPM Life LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000118 · doc4.xml · nonDerivative · entry 2

Minnis Matt · CIK 0001894478 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 29,111,651

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4 · ownership.nature: The shares are held by MPM Life LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000118 · doc4.xml · nonDerivative · entry 1

Minnis Matt · CIK 0001894478 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F4 · ownership.nature: The shares are held by MPM Life LLC, which the Reporting Person serves as its managing member.

SEC source: 0000950170-24-007645 · ownership.xml · nonDerivative · entry 3

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,751,387

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person purchased 51,347 shares of New Common Stock pursuant to the Rights Offering.

SEC source: 0000950170-24-007645 · ownership.xml · nonDerivative · entry 2

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700,040

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000950170-24-007645 · ownership.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On December 21, 2022, Core Scientific, Inc. (the "Issuer") and certain of its affiliates (collectively, the "Debtors") filed voluntary petitions (the "Chapter 11 Cases") in the United States Bankruptcy Court for the Southern District of Texas (the "Bankruptcy Court") seeking relief under Chapter 11 of Title 11 of the United States Code. On January 16, 2024, the Bankruptcy Court entered an order confirming the Debtors' Fourth Amended Joint Chapter 11 Plan of Reorganization of Core Scientific, Inc. and its Affiliated Debtors (with Technical Modifications) (the "Plan"), dated as of January 15, 2024. On January 23, 2024 (the "Effective Date"), the Plan became effective in accordance with its terms and the Debtors emerged from the Chapter 11 Cases.

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 23

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,329,118

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person purchased an aggregate of 910,254 shares of New Common Stock indirectly pursuant to the Rights Offering.

F11 · ownership.nature: The securities are held by MJL Blockchain LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 22

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,199,414

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F11 · ownership.nature: The securities are held by MJL Blockchain LLC, which the Reporting Person serves as its managing member.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 21

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 800,210

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F10 · ownership.nature: The shares are held by Nadine Bernecker Levitt as Trustee of the NBL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 20

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 11,060,541

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person purchased an aggregate of 910,254 shares of New Common Stock indirectly pursuant to the Rights Offering.

F9 · ownership.nature: The shares are held by Michael J. Levitt, as Trustee of the MJL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 19

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 10,629,668

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F9 · ownership.nature: The shares are held by Michael J. Levitt, as Trustee of the MJL Revocable Trust, modified as of June 18, 2021, which the Reporting Person serves as a trustee.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 18

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 4,084,024

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person purchased an aggregate of 910,254 shares of New Common Stock indirectly pursuant to the Rights Offering.

F8 · ownership.nature: The shares are held by Michael J. Levitt and Nadine Bernecker Levitt as Co-Trustees of the CS 1219 Trust, dated April 13, 2017, which the Reporting Person serves as a trustee.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 17

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,835,368

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F8 · ownership.nature: The shares are held by Michael J. Levitt and Nadine Bernecker Levitt as Co-Trustees of the CS 1219 Trust, dated April 13, 2017, which the Reporting Person serves as a trustee.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 16

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 904,343

F3 · price: In accordance with the Plan, holders of the Issuer's Old Common Stock as of November 16, 2023 were granted the right to participate in a rights offering (the "Rights Offering") for the purchase, on a pro rata basis, of up to $55 million of New Common Stock to be issued pursuant to the Plan. The Reporting Person purchased an aggregate of 910,254 shares of New Common Stock indirectly pursuant to the Rights Offering.

F7 · ownership.nature: The shares are held by Michael J. Levitt and Christopher B. Harrison as Co-Trustees of the MJL 2012 Older Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.

SEC source: 0000899243-24-000114 · doc4.xml · nonDerivative · entry 15

LEVITT MICHAEL J · CIK 0001228160 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 869,110

F2 · price: On the Effective Date, pursuant to the terms of the Plan, the Issuer's common stock outstanding immediately before the Effective Date, par value $0.0001 per share (the "Old Common Stock"), was canceled and is of no further force or effect, and in exchange all holders of Old Common Stock received their pro rata share of new common stock, par value $0.00001 per share ("New Common Stock") representing, in the aggregate, approximately 21% of the shares of the reorganized Issuer (subject to dilution by awards issuable under a new management incentive plan and shares of New Common Stock issuable upon conversion or exercise of certain secured convertible notes, warrants, contingent value rights and settlement shares issued as part of the reorganization). The receipt of the New Common Stock in exchange for Old Common Stock was involuntary, without consideration and in accordance with the Plan approved by the Bankruptcy Court.

F7 · ownership.nature: The shares are held by Michael J. Levitt and Christopher B. Harrison as Co-Trustees of the MJL 2012 Older Children Trust, modified as of March 21, 2021, which the Reporting Person serves as a trustee.