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Nasdaq · USD

CORZ

Core Scientific, Inc./tx

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Tapewire entity
389
SEC CIK
0001839341
Parsed reports
198

Last 12 months

Inside the activity.

5 purchase rows · 46 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202606
May 202607
Jun 2026012
Jul 202607
Aug 202628
Sep 202614
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 26, 2025 Filed Mar 27, 2025 20:24 UTC
Nygaard James P JrEVP, Chief Financial Officer
GrantCommon Stock 819,672 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-001015 · form4.xml · nonDerivative · entry 1

Nygaard James P Jr · CIK 0001842273 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,017,762

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in equal installments on each of the first three anniversaries of March 17, 2025, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

Read SEC document
March 06, 2025 Filed Mar 6, 2025 18:45 UTC
Levy JordanDirector
PurchaseCommon Stock 62,500 $8.01 $500,506.25
Disclosure

SEC source: 0000905148-25-000877 · form4.xml · nonDerivative · entry 1

Levy Jordan · CIK 0001541436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 306,887

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $7.995 to $8.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

Read SEC document
March 06, 2025 Filed Mar 7, 2025 20:07 UTC PurchaseCommon Stock 6,000 $8.46 $50,750.40
Disclosure

SEC source: 0000905148-25-000880 · form4.xml · nonDerivative · entry 1

Weiss Eric Stanton · CIK 0002009491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,687

Read SEC document
March 04, 2025 Filed Mar 5, 2025 18:23 UTC SaleTranche 2 Warrants · Derivative 5,069 $9.89 Strike: $0.01 $50,152.18
Disclosure

SEC source: 0000905148-25-000867 · form4.xml · derivative · entry 4

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,069 shares

Expires 2029-01-23

F6 · price: The price reported is a weighted average price. These Tranche 2 Warrants were sold in multiple transactions at prices ranging from $9.7867 to $9.955, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 2 Warrants sold at each separate price within such range.

F4 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 18:23 UTC SaleTranche 2 Warrants · Derivative 3,900 $10.86 Strike: $0.01 $42,366.09
Disclosure

SEC source: 0000905148-25-000867 · form4.xml · derivative · entry 3

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,069

Underlying: Common Stock · 3,900 shares

Expires 2029-01-23

F5 · price: The price reported is a weighted average price. These Tranche 2 Warrants were sold in multiple transactions at prices ranging from $10.75 to $10.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 2 Warrants sold at each separate price within such range.

F4 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 18:23 UTC SaleTranche 1 Warrants · Derivative 10,763 $5.57 Strike: $6.81 $59,942.38
Disclosure

SEC source: 0000905148-25-000867 · form4.xml · derivative · entry 2

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,763 shares

Expires 2027-01-23

F3 · price: The price reported is a weighted average price. These Tranche 1 Warrants were sold in multiple transactions at prices ranging from $5.56 to $5.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Tranche 1 Warrants sold at each separate price within such range.

F2 · derivative.exercise_date: Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $6.81 per share, subject to certain adjustments.

Read SEC document
March 03, 2025 Filed Mar 5, 2025 18:23 UTC SaleCommon Stock 134,250 $10.75 $1,443,214.35
Disclosure

SEC source: 0000905148-25-000867 · form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,687

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 to $10.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:12 UTC GrantCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000234 · form4.xml · nonDerivative · entry 1

Weiss Eric Stanton · CIK 0002009491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,687

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 27, 2026, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 19:11 UTC GrantCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000230 · form4.xml · nonDerivative · entry 1

Booth Jeffrey David · CIK 0002009493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,687

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 27, 2026, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:12 UTC
Rozov YadinDirector
GrantCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000232 · form4.xml · nonDerivative · entry 1

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,687

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 27, 2026, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 19:11 UTC GrantCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000229 · form4.xml · nonDerivative · entry 1

Becker Todd A · CIK 0001447586 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 329,937

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 27, 2026, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

Read SEC document
January 27, 2025 Filed Jan 29, 2025 00:12 UTC GrantCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000233 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,448

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 27, 2026, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

Read SEC document
January 27, 2025 Filed Jan 28, 2025 19:12 UTC
Levy JordanDirector
GrantCommon Stock 20,448 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000231 · form4.xml · nonDerivative · entry 1

Levy Jordan · CIK 0001541436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,387

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on January 27, 2026, provided that the Reporting Person continues to provide service to the Issuer as a non-employee director on such date.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 22:03 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
SaleCommon Stock 369,712 $16.24 $6,003,753.17
Disclosure

SEC source: 0000905148-25-000227 · form4.xml · nonDerivative · entry 1

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,758,793

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 24, 2025 Filed Jan 28, 2025 22:03 UTC
DUCHENE TODD MSee remarks
SaleCommon Stock 25,277 $16.24 $410,473.20
Disclosure

SEC source: 0000905148-25-000226 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023,423

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 02:37 UTC
Sterling Denise Marie BruciaChief Financial Officer
SaleCommon Stock 802 $15.64 $12,544.08
Disclosure

SEC source: 0000905148-25-000184 · form4.xml · nonDerivative · entry 1

Sterling Denise Marie Brucia · CIK 0001922985 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,028

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 03, 2025 Filed Jan 4, 2025 01:13 UTC
DUCHENE TODD MSee remarks
SaleCommon Stock 2,949 $14.57 $42,961.62
Disclosure

SEC source: 0000905148-25-000029 · form4.xml · nonDerivative · entry 3

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,048,700

F2 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 01:13 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
SaleCommon Stock 88,380 $14.24 $1,258,796.34
Disclosure

SEC source: 0000905148-25-000030 · form4.xml · nonDerivative · entry 2

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,128,505

F2 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
January 02, 2025 Filed Jan 4, 2025 01:13 UTC
DUCHENE TODD MSee remarks
SaleCommon Stock 129,861 $14.24 $1,849,610.22
Disclosure

SEC source: 0000905148-25-000029 · form4.xml · nonDerivative · entry 2

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,051,649

F2 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

Read SEC document
December 31, 2024 Filed Jan 4, 2025 01:13 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
GrantCommon Stock 159,306 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000030 · form4.xml · nonDerivative · entry 1

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,216,885

F1 · kind: Represents the acquisition of additional performance-based restricted stock units in connection with the 300% vesting of the first installment of the Reporting Person's performance-based restricted stock units granted on June 14, 2024, and previously reported at 100% vesting in the Form 4 filed by the Reporting Person on June 17, 2024.

Read SEC document
December 31, 2024 Filed Jan 4, 2025 01:13 UTC
DUCHENE TODD MSee remarks
GrantCommon Stock 55,758 $0.00 $0.00
Disclosure

SEC source: 0000905148-25-000029 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,181,510

F1 · kind: Represents the acquisition of additional performance-based restricted stock units in connection with the 300% vesting of the first installment of the Reporting Person's performance-based restricted stock units granted on July 19, 2024, and previously reported at 100% vesting in the Form 4 filed by the Reporting Person on July 22, 2024.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:23 UTC
DUCHENE TODD MSee remarks
OtherTranche 2 Warrants · Derivative 267,301 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0000905148-24-003376 · form4.xml · derivative · entry 3

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 267,301 shares

Expires 2029-01-23

F2 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:23 UTC
DUCHENE TODD MSee remarks
GiftTranche 1 Warrants · Derivative 20,000 $0.00 Strike: $6.81 $0.00
Disclosure

SEC source: 0000905148-24-003376 · form4.xml · derivative · entry 2

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 537,133

Underlying: Common Stock · 20,000 shares

Expires 2027-01-23

F1 · kind: Reflects a charitable donation. Each whole Tranche 1 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $6.81 per share, subject to certain adjustments.

Read SEC document
December 12, 2024 Filed Dec 16, 2024 21:23 UTC
DUCHENE TODD MSee remarks
OtherCommon Stock 267,301 $0.01 $2,673.01
Disclosure

SEC source: 0000905148-24-003376 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,125,752

Read SEC document
December 05, 2024 Filed Dec 9, 2024 21:36 UTC
DUCHENE TODD MSee remarks
OtherTranche 2 Warrants · Derivative 196,977 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0000905148-24-003340 · form4.xml · derivative · entry 2

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,301

Underlying: Common Stock · 196,977 shares

Expires 2029-01-23

F1 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 21:36 UTC
DUCHENE TODD MSee remarks
OtherCommon Stock 196,977 $0.01 $1,969.77
Disclosure

SEC source: 0000905148-24-003340 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,858,451

Read SEC document
November 22, 2024 Filed Nov 22, 2024 23:51 UTC
Rozov YadinDirector
SaleCommon Stock 105,000 $18.11 $1,901,949.00
Disclosure

SEC source: 0000905148-24-003266 · form4.xml · nonDerivative · entry 1

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,239

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $18.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 20, 2024 Filed Nov 21, 2024 02:07 UTC
DUCHENE TODD MSee remarks
SaleCommon Stock 25,000 $17.10 $427,420.00
Disclosure

SEC source: 0000905148-24-003244 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,661,474

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.07 to $17.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 23:51 UTC
Rozov YadinDirector
OtherTranche 2 Warrants · Derivative 195,000 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0000905148-24-003021 · form4.xml · derivative · entry 2

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 195,000 shares

Expires 2029-01-23

F1 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024.

Read SEC document
November 11, 2024 Filed Nov 12, 2024 23:51 UTC
Rozov YadinDirector
OtherCommon Stock 195,000 $0.01 $1,950.00
Disclosure

SEC source: 0000905148-24-003021 · form4.xml · nonDerivative · entry 1

Rozov Yadin · CIK 0001921268 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,239

Read SEC document
September 13, 2024 Filed Sep 16, 2024 23:20 UTC PurchaseCommon Stock 2,240 $11.05 $24,752.00
Disclosure

SEC source: 0000905148-24-002553 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
September 11, 2024 Filed Sep 12, 2024 20:21 UTC PurchaseCommon Stock 2,100 $10.10 $21,210.00
Disclosure

SEC source: 0000905148-24-002547 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 297,760

Read SEC document
September 10, 2024 Filed Sep 11, 2024 20:09 UTC PurchaseCommon Stock 2,100 $9.90 $20,790.00
Disclosure

SEC source: 0000905148-24-002541 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,660

Read SEC document
September 09, 2024 Filed Sep 10, 2024 20:18 UTC PurchaseCommon Stock 5,000 $9.21 $46,050.00
Disclosure

SEC source: 0000905148-24-002535 · form4.xml · nonDerivative · entry 1

Weiss Eric Stanton · CIK 0002009491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,239

Read SEC document
September 05, 2024 Filed Sep 30, 2024 20:28 UTC
Sterling Denise Marie BruciaChief Financial Officer
GrantCommon Stock 318,613 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-002590 · form4.xml · nonDerivative · entry 1

Sterling Denise Marie Brucia · CIK 0001922985 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,830

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in full on March 31, 2025, provided that the Reporting Person continues to provide service to the Issuer on such date. This transaction is being reported late due to an inadvertent administrative error.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 20:29 UTC PurchaseCommon Stock 7,800 $9.28 $72,384.00
Disclosure

SEC source: 0000905148-24-002520 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,560

Read SEC document
September 03, 2024 Filed Sep 4, 2024 20:57 UTC PurchaseCommon Stock 5,021 $9.68 $48,596.25
Disclosure

SEC source: 0000905148-24-002502 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,760

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $9.595 to $9.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

Read SEC document
August 30, 2024 Filed Sep 3, 2024 20:42 UTC PurchaseCommon Stock 1,500 $9.95 $14,925.00
Disclosure

SEC source: 0000905148-24-002489 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,739

Read SEC document
August 28, 2024 Filed Aug 29, 2024 20:54 UTC PurchaseCommon Stock 4,000 $9.70 $38,800.00
Disclosure

SEC source: 0000905148-24-002402 · form4.xml · nonDerivative · entry 1

Patten Jarrod M · CIK 0001309191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 279,239

Read SEC document
August 20, 2024 Filed Aug 22, 2024 16:21 UTC
Levy JordanDirector
PurchaseCommon Stock 48,700 $10.20 $496,530.59
Disclosure

SEC source: 0000905148-24-002321 · form4.xml · nonDerivative · entry 1

Levy Jordan · CIK 0001541436 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,939

F1 · price: The price reported is a weighted average price. These shares of common stock were purchased in multiple transactions at prices ranging from $10.135 to $10.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within such range.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:45 UTC
DUCHENE TODD MSee remarks
SaleCommon Stock 11,582 $9.41 $109,009.78
Disclosure

SEC source: 0000905148-24-002291 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,686,474

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price of the shares sold on the transaction date by the Issuer's broker to satisfy tax obligations upon the vesting of restricted stock units for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $9.24 to $9.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
August 16, 2024 Filed Aug 19, 2024 20:45 UTC
Sterling Denise Marie BruciaChief Financial Officer
SaleCommon Stock 8,752 $9.41 $82,373.82
Disclosure

SEC source: 0000905148-24-002292 · form4.xml · nonDerivative · entry 1

Sterling Denise Marie Brucia · CIK 0001922985 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,217

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price of the shares sold on the transaction date by the Issuer's broker to satisfy tax obligations upon the vesting of restricted stock units for certain employees of the Issuer, including the Reporting Person. These shares were sold in multiple transactions at prices ranging from $9.24 to $9.52, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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August 16, 2024 Filed Aug 20, 2024 23:44 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
OtherTranche 2 Warrants · Derivative 95,303 $0.00 Strike: $0.01 $0.00
Disclosure

SEC source: 0000905148-24-002307 · form4.xml · derivative · entry 2

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 95,303 shares

Expires 2029-01-23

F1 · shares: The Reporting Person received 95,303 Tranche 2 Warrants on April 3, 2024 for no consideration in connection with an in-kind distribution by XMS Capital Partners, LLC, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16a-9 under the Exchange Act.

F2 · derivative.exercise_date: Each whole Tranche 2 Warrant entitles the registered holder to purchase one whole share of the Issuer's common stock at an exercise price of $0.01 per share at any time following the time the volume weighted average price per share of the Issuer's common stock equals or exceeds $8.72 per share on each trading day for 20 consecutive trading days, subject to certain adjustments. The Tranche 2 Warrants became exercisable at the option of the registered holders on July 11, 2024.

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August 16, 2024 Filed Aug 20, 2024 23:44 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
OtherCommon Stock 95,303 $0.01 $953.03
Disclosure

SEC source: 0000905148-24-002307 · form4.xml · nonDerivative · entry 1

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,057,579

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July 19, 2024 Filed Jul 22, 2024 20:35 UTC
DUCHENE TODD MSee remarks
GrantCommon Stock 83,637 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001947 · form4.xml · nonDerivative · entry 3

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,698,056

F3 · shares: Represents a regular annual performance-based RSU ("PSU") grant. The PSUs will vest in three substantially equal installments in the 2024, 2025 and 2026 calendar years upon the attainment of certain prescribed stock price hurdles, with certain adjustments for the 2025 and 2026 calendar years, if applicable, to allow for continued vesting eligibility to the extent the prescribed performance metrics were not achieved in a prior calendar year, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

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July 19, 2024 Filed Jul 22, 2024 20:35 UTC
DUCHENE TODD MSee remarks
GrantCommon Stock 250,909 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001947 · form4.xml · nonDerivative · entry 2

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,614,419

F2 · shares: Represents a regular annual RSU grant. 1/3 of the RSUs will vest on January 23, 2025, and the remaining 2/3 of the RSUs will vest in eight substantially equal installments on the conclusion of each calendar quarter thereafter, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

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July 19, 2024 Filed Jul 22, 2024 20:35 UTC
DUCHENE TODD MSee remarks
GrantCommon Stock 1,003,633 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001947 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,363,510

F1 · shares: Represents a special one-time restricted stock unit ("RSU") grant. The RSUs will vest in substantially equal installments on each of the first four anniversaries of December 31, 2023, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

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June 25, 2024 Filed Jun 27, 2024 20:07 UTC
DUCHENE TODD MSee remarks
SaleCommon Stock 7,321 $9.39 $68,714.91
Disclosure

SEC source: 0000905148-24-001800 · form4.xml · nonDerivative · entry 1

DUCHENE TODD M · CIK 0001248745 · See remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 359,877

F1 · kind: Represents shares sold to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.42, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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June 14, 2024 Filed Jun 17, 2024 20:19 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
GrantCommon Stock 238,961 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001725 · form4.xml · nonDerivative · entry 3

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,962,276

F4 · shares: Represents a regular annual performance-based RSU ("PSU") grant. The PSUs will vest in three substantially equal installments in the 2024, 2025 and 2026 calendar years upon the attainment of certain prescribed stock price hurdles, with certain adjustments for the 2025 and 2026 calendar years, if applicable, to allow for continued vesting eligibility to the extent the prescribed performance metrics were not achieved in a prior calendar year, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

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June 14, 2024 Filed Jun 17, 2024 20:19 UTC
Sullivan Adam TaylorDirector · Chief Executive Officer
GrantCommon Stock 716,881 $0.00 $0.00
Disclosure

SEC source: 0000905148-24-001725 · form4.xml · nonDerivative · entry 2

Sullivan Adam Taylor · CIK 0001980208 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,723,315

F3 · shares: Represents a regular annual RSU grant. 1/3 of the RSUs will vest on January 23, 2025, and the remaining 2/3 of the RSUs will vest in eight substantially equal installments on the conclusion of each calendar quarter thereafter, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.