Last 12 months
Inside the activity.
2 purchase rows · 107 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 26 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 9 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2021 Filed Feb 5, 2021 00:13 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0000899243-21-004968 · doc4.xml · derivative · entry 3 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,167 Underlying: Common Stock · 25,000 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F3 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 7, 2017, so that the total number of shares subject to this option becomes fully vested and exercisable on February 7, 2021. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 00:13 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
SaleCommon Stock | 25,000 | $29.18 | $729,570.00 |
DisclosureSEC source: 0000899243-21-004968 · doc4.xml · nonDerivative · entry 2 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.86 to $29.71 per share. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 00:13 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionCommon Stock | 25,000 | $8.27 | $206,750.00 |
DisclosureSEC source: 0000899243-21-004968 · doc4.xml · nonDerivative · entry 1 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 02:35 UTC |
Robb Gary CharlesChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 451,852 | $0.00 Strike: $2.70 | $0.00 |
DisclosureSEC source: 0000899243-21-003422 · doc4.xml · derivative · entry 6 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,148 Underlying: Common Stock · 451,852 shares Expires 2021-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 02:35 UTC |
Robb Gary CharlesChief Financial Officer
|
Tax withholdingCommon Stock | 258,739 | $28.06 | $7,260,216.34 |
DisclosureSEC source: 0000899243-21-003422 · doc4.xml · nonDerivative · entry 2 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,138 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and tax liability arising from a net (cashless) exercise of stock options that occurred on January 22, 2021. The options subject to the net exercise were to expire on September 1, 2021. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 02:35 UTC |
Robb Gary CharlesChief Financial Officer
|
Exercise / conversionCommon Stock | 451,852 | $2.70 | $1,220,000.40 |
DisclosureSEC source: 0000899243-21-003422 · doc4.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 02:33 UTC |
BELANOFF JOSEPH KDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 800,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0000899243-21-003420 · doc4.xml · derivative · entry 3 BELANOFF JOSEPH K · CIK 0001286199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800,000 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully exercisable. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 02:33 UTC |
BELANOFF JOSEPH KDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 481,088 | $28.06 | $13,499,329.28 |
DisclosureSEC source: 0000899243-21-003420 · doc4.xml · nonDerivative · entry 2 BELANOFF JOSEPH K · CIK 0001286199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,818,126 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and tax liability arising from a net (cashless) exercise of stock options that occurred on January 22, 2021. The options subject to the net exercise were to expire on May 19, 2021. Read SEC document |
| January 22, 2021 Filed Jan 27, 2021 02:33 UTC |
BELANOFF JOSEPH KDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 800,000 | $4.42 | $3,536,000.00 |
DisclosureSEC source: 0000899243-21-003420 · doc4.xml · nonDerivative · entry 1 BELANOFF JOSEPH K · CIK 0001286199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,299,214 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 21, 2021 Filed Jun 2, 2022 21:00 UTC |
WILSON JAMES NDirector
|
GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-020700 · doc4.xml · nonDerivative · entry 1 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · James N. Wilson and Pamela D. Wilson Trust Disclosed balance after: 1,162,845 F1 · ownership.nature: Reporting Person has voting power over the shares held by the James N. Wilson and Pamela D. Wilson Trust and James and Pamela Wilson Family Partners pursuant to voting agreements and disclaims beneficial ownership of all of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:05 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-21-002704 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 5,000 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:05 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 5,000 | $28.74 | $143,686.50 |
DisclosureSEC source: 0000899243-21-002704 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.56 to $29.05 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 22:05 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 5,000 | $6.55 | $32,750.00 |
DisclosureSEC source: 0000899243-21-002704 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · derivative · entry 8 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,167 Underlying: Common Stock · 25,000 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F5 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 7, 2017, so that the total number of shares subject to this option becomes fully vested and exercisable on February 7, 2021. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
SaleCommon Stock | 25,000 | $26.13 | $653,345.00 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · nonDerivative · entry 5 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $26.05 to $26.335 per share. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionCommon Stock | 25,000 | $8.27 | $206,750.00 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · nonDerivative · entry 4 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| January 01, 2021 Filed Feb 15, 2022 01:12 UTC |
BAKER G LEONARD JRDirector
|
GiftCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009572 · doc5.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By limited partnership Disclosed balance after: 3,308,303 F1 · kind: Represents gift of limited partnership interests in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,833 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · derivative · entry 7 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,167 Underlying: Common Stock · 20,833 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F5 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 7, 2017, so that the total number of shares subject to this option becomes fully vested and exercisable on February 7, 2021. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,167 | $0.00 Strike: $3.88 | $0.00 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · derivative · entry 6 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,167 shares Expires 2026-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F4 · derivative.exercise_date: Fully exercisable. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
SaleCommon Stock | 25,000 | $26.07 | $651,752.50 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · nonDerivative · entry 3 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $26.05 to $26.24 per share. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionCommon Stock | 20,833 | $8.27 | $172,288.91 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · nonDerivative · entry 2 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| December 30, 2020 Filed Jan 5, 2021 00:43 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionCommon Stock | 4,167 | $3.88 | $16,167.96 |
DisclosureSEC source: 0000899243-21-000214 · doc4.xml · nonDerivative · entry 1 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 00:41 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 68 | $22.64 | $1,539.52 |
DisclosureSEC source: 0001225208-20-014182 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,208,303 F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 00:26 UTC |
Cannon GillianDirector
|
GrantStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $22.99 | $0.00 |
DisclosureSEC source: 0000899243-20-032579 · doc4.xml · derivative · entry 1 Cannon Gillian · CIK 0001833910 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-12-01 F1 · derivative.exercise_date: Shares subject to the stock option vest and become exercisable with respect to 25% of the shares on the first anniversary of the date of grant and, thereafter, at the rate of 2.08334% of the total number of shares per month, until fully vested and exercisable on the fourth anniversary of the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| November 30, 2020 Filed Dec 3, 2020 00:41 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 1,109 | $22.80 | $25,285.20 |
DisclosureSEC source: 0001225208-20-014182 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,208,235 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.52 to $22.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:46 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 361 | $22.81 | $8,232.79 |
DisclosureSEC source: 0001225208-20-013993 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,207,126 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.60 to $22.88, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 01:06 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 1,429 | $22.93 | $32,765.83 |
DisclosureSEC source: 0001225208-20-013905 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,206,765 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.8163 to $23.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 21:08 UTC |
Hunt HazelChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $3.96 | $0.00 |
DisclosureSEC source: 0000899243-20-032261 · doc4.xml · derivative · entry 3 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully exercisable. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 21:08 UTC |
Hunt HazelChief Scientific Officer
|
Tax withholdingCommon Stock | 31,225 | $22.88 | $714,428.00 |
DisclosureSEC source: 0000899243-20-032261 · doc4.xml · nonDerivative · entry 2 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,975 F1 · kind: The shares were withheld at the election of the Reporting Person as payment for the purchased shares and to satisfy tax withholding obligations in connection with the purchase of the shares. Read SEC document |
| November 24, 2020 Filed Nov 27, 2020 21:08 UTC |
Hunt HazelChief Scientific Officer
|
Exercise / conversionCommon Stock | 50,000 | $3.96 | $198,000.00 |
DisclosureSEC source: 0000899243-20-032261 · doc4.xml · nonDerivative · entry 1 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 01:06 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 1,551 | $22.93 | $35,561.95 |
DisclosureSEC source: 0001225208-20-013905 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,205,336 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.91 to $22.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 19, 2020 Filed Feb 11, 2021 22:10 UTC |
WILSON JAMES NDirector
|
GiftCommon Stock | 253,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-005945 · doc5.xml · nonDerivative · entry 1 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · James N. Wilson and Pamela D. Wilson Trust Disclosed balance after: 1,065,362 F1 · ownership.nature: Reporting Person has voting power over the shares held by the James N. Wilson and Pamela D. Wilson Trust and James and Pamela Wilson Family Partners pursuant to voting agreements and disclaims beneficial ownership of all of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 00:48 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 2,372 | $17.91 | $42,490.58 |
DisclosureSEC source: 0001225208-20-013700 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,203,785 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.75 to $17.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 00:43 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 7,883 | $17.82 | $140,468.75 |
DisclosureSEC source: 0001225208-20-013617 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,201,413 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.72 to $17.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:10 UTC |
Robb Gary CharlesChief Financial Officer
|
GiftCommon Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031312 · doc4.xml · nonDerivative · entry 3 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Custodial account for child Disclosed balance after: 4,564 F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:10 UTC |
Robb Gary CharlesChief Financial Officer
|
GiftCommon Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031312 · doc4.xml · nonDerivative · entry 2 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Custodial account for child Disclosed balance after: 4,564 F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. Read SEC document |
| November 16, 2020 Filed Nov 17, 2020 23:10 UTC |
Robb Gary CharlesChief Financial Officer
|
GiftCommon Stock | 829 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031312 · doc4.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Custodial account for child Disclosed balance after: 4,564 F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. Read SEC document |
| November 13, 2020 Filed Nov 18, 2020 00:43 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 200 | $17.94 | $3,588.00 |
DisclosureSEC source: 0001225208-20-013617 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,193,530 F1 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 23:07 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 15,000 | $17.71 | $265,635.00 |
DisclosureSEC source: 0001225208-20-013478 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,193,330 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.47 to $17.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:07 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 3,786 | $17.96 | $68,013.22 |
DisclosureSEC source: 0001225208-20-013478 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,178,330 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.88 to $17.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| November 06, 2020 Filed Nov 11, 2020 01:21 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 13,500 | $17.98 | $242,665.20 |
DisclosureSEC source: 0001225208-20-013344 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,174,544 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.90 to $17.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:08 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-20-028931 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 5,000 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:08 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 5,000 | $17.66 | $88,301.00 |
DisclosureSEC source: 0000899243-20-028931 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $17.51 to $17.96 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request. Read SEC document |
| October 19, 2020 Filed Oct 22, 2020 01:08 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 5,000 | $6.55 | $32,750.00 |
DisclosureSEC source: 0000899243-20-028931 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 00:26 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 25,807 | $12.50 | $322,525.56 |
DisclosureSEC source: 0001225208-20-011150 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,161,044 F1 · kind: The purchases reported in this Form 4 were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sales of shares by the reporting person, to the extent of the reporting person's pecuniary interest therein, at prices ranging from $15.76 to $15.7602, inclusive, on May 28, 2020. The reporting person has agreed to pay to the Issuer the profit realized by the reporting person in connection with the short-swing transaction, less transaction costs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.45 to $12.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| August 28, 2020 Filed Sep 2, 2020 00:26 UTC |
BAKER G LEONARD JRDirector
|
PurchaseCommon Stock | 20,444 | $12.48 | $255,212.67 |
DisclosureSEC source: 0001225208-20-011150 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Ltd Partnership Disclosed balance after: 3,135,237 F1 · kind: The purchases reported in this Form 4 were matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the sales of shares by the reporting person, to the extent of the reporting person's pecuniary interest therein, at prices ranging from $15.76 to $15.7602, inclusive, on May 28, 2020. The reporting person has agreed to pay to the Issuer the profit realized by the reporting person in connection with the short-swing transaction, less transaction costs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.43 to $12.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3 · ownership.nature: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 23:14 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-20-019714 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 5,000 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 23:14 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 5,000 | $16.48 | $82,411.00 |
DisclosureSEC source: 0000899243-20-019714 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $16.37 to $16.62 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 23:14 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 5,000 | $6.55 | $32,750.00 |
DisclosureSEC source: 0000899243-20-019714 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 22:11 UTC |
Maduck SeanChief Commercial Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $15.82 | $0.00 |
DisclosureSEC source: 0000899243-20-019203 · doc4.xml · derivative · entry 1 Maduck Sean · CIK 0001698310 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-07-13 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of July 1, 2020, so that the total number of shares subject to this option becomes fully vested and exercisable on July 1, 2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.