Last 12 months
Inside the activity.
2 purchase rows · 107 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 5 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 2 | 3 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 5 |
| Jun 2026 | 0 | 12 |
| Jul 2026 | 0 | 26 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 15 |
| Oct 2026 | 0 | 9 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
|
Exercise / conversionCommon Stock | 30,000 | $1.74 | $52,200.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · nonDerivative · entry 4 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
|
Exercise / conversionCommon Stock | 30,000 | $4.05 | $121,500.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · nonDerivative · entry 3 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,086,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
|
Exercise / conversionCommon Stock | 30,000 | $4.42 | $132,600.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · nonDerivative · entry 2 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 18, 2021 Filed May 20, 2021 22:35 UTC |
BAKER G LEONARD JRDirector
|
Exercise / conversionCommon Stock | 30,000 | $6.55 | $196,500.00 |
DisclosureSEC source: 0001225208-21-008372 · doc4.xml · nonDerivative · entry 1 BAKER G LEONARD JR · CIK 0001201715 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,026,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to the policy of Sutter Hill Management Company, L.L.C. ("SHM"), the Reporting Person held these options and, following the exercise thereof, holds these shares for the exclusive benefit of SHM. The reporting person disclaims beneficial ownership of these securities. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:40 UTC |
MAHONEY DAVID LDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0000899243-21-019425 · doc4.xml · derivative · entry 4 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully exercisable. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:40 UTC |
MAHONEY DAVID LDirector
|
Tax withholdingCommon Stock | 6,484 | $20.45 | $132,597.80 |
DisclosureSEC source: 0000899243-21-019425 · doc4.xml · nonDerivative · entry 2 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price arising from a net (cashless) exercise of stock options that occurred on May 11, 2021. The options subject to the net exercise were to expire on May 19, 2021. Read SEC document |
| May 11, 2021 Filed May 13, 2021 21:40 UTC |
MAHONEY DAVID LDirector
|
Exercise / conversionCommon Stock | 30,000 | $4.42 | $132,600.00 |
DisclosureSEC source: 0000899243-21-019425 · doc4.xml · nonDerivative · entry 1 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed Mar 18, 2022 22:47 UTC Amendment |
MAHONEY DAVID LDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0000899243-22-011615 · doc4a.xml · derivative · entry 5 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully exercisable. Read SEC document |
| May 11, 2021 Filed Mar 18, 2022 22:47 UTC Amendment |
MAHONEY DAVID LDirector
|
GiftCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011615 · doc4a.xml · nonDerivative · entry 4 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by David L. Mahoney and Winnifred C. Ellis 1998 Family Trust Disclosed balance after: 1,232,388 Read SEC document |
| May 11, 2021 Filed Mar 18, 2022 22:47 UTC Amendment |
MAHONEY DAVID LDirector
|
GiftCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011615 · doc4a.xml · nonDerivative · entry 3 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 11, 2021 Filed Mar 18, 2022 22:47 UTC Amendment |
MAHONEY DAVID LDirector
|
Tax withholdingCommon Stock | 6,484 | $20.45 | $132,597.80 |
DisclosureSEC source: 0000899243-22-011615 · doc4a.xml · nonDerivative · entry 2 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price arising from a net (cashless) exercise of stock options that occurred on May 11, 2021. The options subject to the net exercise were to expire on May 19, 2021. Read SEC document |
| May 11, 2021 Filed Mar 18, 2022 22:47 UTC Amendment |
MAHONEY DAVID LDirector
|
Exercise / conversionCommon Stock | 30,000 | $4.42 | $132,600.00 |
DisclosureSEC source: 0000899243-22-011615 · doc4a.xml · nonDerivative · entry 1 MAHONEY DAVID L · CIK 0001224091 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 22:30 UTC |
Robb Gary CharlesChief Financial Officer
|
SaleCommon Stock | 10,000 | $24.02 | $240,219.00 |
DisclosureSEC source: 0000899243-21-017125 · doc4.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,638 F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $24.00 to $24.065. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 01:08 UTC |
WILSON JAMES NDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $4.42 | $0.00 |
DisclosureSEC source: 0000899243-21-016142 · doc4.xml · derivative · entry 6 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully exercisable. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 01:08 UTC |
WILSON JAMES NDirector
|
OtherCommon Stock | 109,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016142 · doc4.xml · nonDerivative · entry 4 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · James N. Wilson and Pamela D. Wilson Trust Disclosed balance after: 1,174,845 F2 · kind: Transfer of shares without consideration to the James N. Wilson and Pamela D. Wilson Trust. F3 · ownership.nature: Reporting Person has voting power over the shares held by the James N. Wilson and Pamela D. Wilson Trust and James and Pamela Wilson Family Partners pursuant to voting agreements and disclaims beneficial ownership of all of such shares, except to the extent of his pecuniary interest therein. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 01:08 UTC |
WILSON JAMES NDirector
|
OtherCommon Stock | 109,483 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016142 · doc4.xml · nonDerivative · entry 3 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Transfer of shares without consideration to the James N. Wilson and Pamela D. Wilson Trust. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 01:08 UTC |
WILSON JAMES NDirector
|
Tax withholdingCommon Stock | 90,517 | $22.95 | $2,077,365.15 |
DisclosureSEC source: 0000899243-21-016142 · doc4.xml · nonDerivative · entry 2 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,483 F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and tax liability arising from a net (cashless) exercise of stock options that occurred on April 14, 2021. The options subject to the net exercise were to expire on May 19, 2021. Read SEC document |
| April 14, 2021 Filed Apr 17, 2021 01:08 UTC |
WILSON JAMES NDirector
|
Exercise / conversionCommon Stock | 200,000 | $4.42 | $884,000.00 |
DisclosureSEC source: 0000899243-21-016142 · doc4.xml · nonDerivative · entry 1 WILSON JAMES N · CIK 0001236387 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:20 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000899243-21-015311 · doc4.xml · derivative · entry 3 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 7,500 shares Expires 2025-06-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F3 · derivative.exercise_date: Fully exercisable. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:20 UTC |
Swisher Daniel N JRDirector
|
SaleCommon Stock | 7,500 | $24.14 | $181,036.50 |
DisclosureSEC source: 0000899243-21-015311 · doc4.xml · nonDerivative · entry 2 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $23.95 to $24.54 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:20 UTC |
Swisher Daniel N JRDirector
|
Exercise / conversionCommon Stock | 7,500 | $6.55 | $49,125.00 |
DisclosureSEC source: 0000899243-21-015311 · doc4.xml · nonDerivative · entry 1 Swisher Daniel N JR · CIK 0001323113 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:12 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $11.35 | $0.00 |
DisclosureSEC source: 0000899243-21-014861 · doc4.xml · derivative · entry 3 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 25,000 shares Expires 2029-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F3 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 8, 2019, so that the total number of shares subject to this option becomes fully vested and exercisable on February 8, 2023. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:12 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
SaleCommon Stock | 25,000 | $23.88 | $597,030.00 |
DisclosureSEC source: 0000899243-21-014861 · doc4.xml · nonDerivative · entry 2 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $23.79 to $24.13 per share. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:12 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionCommon Stock | 25,000 | $11.35 | $283,750.00 |
DisclosureSEC source: 0000899243-21-014861 · doc4.xml · nonDerivative · entry 1 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 7 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,186 Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 6 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Custodial account for child Disclosed balance after: 5,177 F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 5 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,799 Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 4 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Custodial account for child Disclosed balance after: 5,177 F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 3 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,412 Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 2 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Custodial account for child Disclosed balance after: 5,177 F1 · ownership.nature: These shares are held by a child of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. Read SEC document |
| March 24, 2021 Filed Feb 14, 2022 23:26 UTC |
Robb Gary CharlesChief Business Officer
|
GiftCommon Stock | 613 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-006257 · doc5.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,025 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:58 UTC |
Mokari AtabakChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 400,000 | $0.00 Strike: $25.46 | $0.00 |
DisclosureSEC source: 0000899243-21-009474 · doc4.xml · derivative · entry 1 Mokari Atabak · CIK 0001678419 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 400,000 shares Expires 2031-02-28 F1 · derivative.exercise_date: Shares subject to the stock option vest and become exercisable with respect to 25% of the shares on the first anniversary of the date of grant with the remaining shares vesting and becoming exercisable ratably on a monthly basis over a period of 36 consecutive months thereafter until fully vested and exercisable on the fourth anniversary of the date of grant, subject to the Reporting Person's continued service. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:38 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.27 | $0.00 |
DisclosureSEC source: 0000899243-21-009450 · doc4.xml · derivative · entry 3 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,167 Underlying: Common Stock · 25,000 shares Expires 2027-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. F3 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 10, 2017, so that the total number of shares subject to this option became fully vested and exercisable on February 10, 2021. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:38 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
SaleCommon Stock | 25,000 | $25.21 | $630,320.00 |
DisclosureSEC source: 0000899243-21-009450 · doc4.xml · nonDerivative · entry 2 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $25.15 to $25.34 per share. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:38 UTC |
Lyon Joseph DouglasChief Accounting Officer
|
Exercise / conversionCommon Stock | 25,000 | $8.27 | $206,750.00 |
DisclosureSEC source: 0000899243-21-009450 · doc4.xml · nonDerivative · entry 1 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These transactions were made pursuant to the terms of a 10b5-1 plan in effect at the time of sale of the shares. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:30 UTC |
Robb Gary CharlesChief Business Officer
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $25.46 | $0.00 |
DisclosureSEC source: 0000899243-21-009442 · doc4.xml · derivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Business Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-02-28 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of March 1, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on March 1, 2025, subject to Reporting Person's continued service through each vesting date. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 01:50 UTC |
Maduck SeanSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 8,989 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0000899243-21-006784 · doc4.xml · derivative · entry 8 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,602 Underlying: Common Stock · 8,989 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully exercisable. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 01:50 UTC |
Maduck SeanSee Remarks
|
SaleCommon Stock | 8,989 | $28.25 | $253,903.29 |
DisclosureSEC source: 0000899243-21-006784 · doc4.xml · nonDerivative · entry 4 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.21 to $28.25 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| February 16, 2021 Filed Feb 17, 2021 01:50 UTC |
Maduck SeanSee Remarks
|
Exercise / conversionCommon Stock | 8,989 | $3.29 | $29,573.81 |
DisclosureSEC source: 0000899243-21-006784 · doc4.xml · nonDerivative · entry 3 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,013 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 01:15 UTC |
Robb Gary CharlesChief Financial Officer
|
SaleCommon Stock | 112,100 | $28.22 | $3,163,899.19 |
DisclosureSEC source: 0000899243-21-006772 · doc4.xml · nonDerivative · entry 2 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,638 F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.00 to $28.515. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:50 UTC |
Maduck SeanSee Remarks
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,400 | $0.00 Strike: $3.29 | $0.00 |
DisclosureSEC source: 0000899243-21-006784 · doc4.xml · derivative · entry 7 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,591 Underlying: Common Stock · 3,400 shares Expires 2025-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Fully exercisable. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:50 UTC |
Maduck SeanSee Remarks
|
SaleCommon Stock | 3,400 | $29.78 | $101,248.94 |
DisclosureSEC source: 0000899243-21-006784 · doc4.xml · nonDerivative · entry 2 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,024 F1 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $29.7783 to $29.7826 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:50 UTC |
Maduck SeanSee Remarks
|
Exercise / conversionCommon Stock | 3,400 | $3.29 | $11,186.00 |
DisclosureSEC source: 0000899243-21-006784 · doc4.xml · nonDerivative · entry 1 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2021 Filed Feb 17, 2021 01:15 UTC |
Robb Gary CharlesChief Financial Officer
|
SaleCommon Stock | 3,400 | $29.78 | $101,248.94 |
DisclosureSEC source: 0000899243-21-006772 · doc4.xml · nonDerivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,738 F1 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $29.7826 to $29.7783. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:19 UTC |
BELANOFF JOSEPH KDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 500,000 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000899243-21-005187 · doc4.xml · derivative · entry 1 BELANOFF JOSEPH K · CIK 0001286199 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2031-02-04 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 5, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on February 5, 2025. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:22 UTC |
Maduck SeanSee Remarks
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000899243-21-005192 · doc4.xml · derivative · entry 1 Maduck Sean · CIK 0001698310 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-02-04 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 5, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on February 5, 2025. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:18 UTC |
Hunt HazelChief Scientific Officer
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GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000899243-21-005186 · doc4.xml · derivative · entry 1 Hunt Hazel · CIK 0001698307 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-02-04 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 5, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on February 5, 2025. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:15 UTC |
Grauer AndreasChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000899243-21-005183 · doc4.xml · derivative · entry 1 Grauer Andreas · CIK 0001770511 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-02-04 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 5, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on February 5, 2025. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:15 UTC |
Lyon Joseph DouglasChief Accounting Officer
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GrantStock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000899243-21-005182 · doc4.xml · derivative · entry 1 Lyon Joseph Douglas · CIK 0001817838 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2031-02-04 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 5, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on February 5, 2025. Read SEC document |
| February 05, 2021 Filed Feb 8, 2021 22:12 UTC |
Robb Gary CharlesChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.41 | $0.00 |
DisclosureSEC source: 0000899243-21-005179 · doc4.xml · derivative · entry 1 Robb Gary Charles · CIK 0001529655 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2031-02-04 F1 · derivative.exercise_date: Shares subject to this stock option vest and become exercisable at the rate of 1/48th of the total number of shares on each monthly anniversary of February 5, 2021, so that the total number of shares subject to this option becomes fully vested and exercisable on February 5, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.