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Nasdaq · USD

CORT

CORCEPT THERAPEUTICS INC

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Tapewire entity
2620
SEC CIK
0001088856
Parsed reports
567

Last 12 months

Inside the activity.

2 purchase rows · 107 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025011
Dec 202505
Jan 202601
Feb 202601
Mar 202623
Apr 202601
May 202605
Jun 2026012
Jul 2026026
Aug 2026018
Sep 2026015
Oct 202609

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2022 Filed Sep 30, 2022 20:30 UTC
Hunt HazelChief Scientific Officer
Tax withholdingCommon Stock 29,997 $26.04 $781,121.88
Disclosure

SEC source: 0000899243-22-032305 · doc4.xml · nonDerivative · entry 2

Hunt Hazel · CIK 0001698307 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,146

F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and the withholding of taxes arising from a net (cashless) exercise of stock options. The options subject to the net exercise were to expire on January 30, 2023.

Read SEC document
September 28, 2022 Filed Sep 30, 2022 20:30 UTC
Hunt HazelChief Scientific Officer
Exercise / conversionCommon Stock 50,000 $2.08 $104,000.00
Disclosure

SEC source: 0000899243-22-032305 · doc4.xml · nonDerivative · entry 1

Hunt Hazel · CIK 0001698307 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2022 Filed Sep 8, 2022 21:15 UTC
Robb Gary CharlesChief Business Officer
SaleCommon Stock 50,000 $26.06 $1,303,000.00
Disclosure

SEC source: 0000899243-22-030683 · doc4.xml · nonDerivative · entry 1

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,544

F1 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $25.72 to $26.39. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

F2 · balance_after: Includes 1,010 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on September 1, 2022. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements.

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September 01, 2022 Filed Sep 7, 2022 00:59 UTC
Robb Gary CharlesChief Business Officer
GrantCommon Stock 1,010 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030517 · doc4.xml · nonDerivative · entry 2

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,544

F3 · shares: Shares underlie unvested restricted stock awards granted to the Reporting Person by the Issuer under the Purchase Plan. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements under the Purchase Plan.

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September 01, 2022 Filed Sep 7, 2022 00:59 UTC
Robb Gary CharlesChief Business Officer
GrantCommon Stock 1,010 $25.98 $26,239.80
Disclosure

SEC source: 0000899243-22-030517 · doc4.xml · nonDerivative · entry 1

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,534

F1 · shares: The Reporting Person purchased shares ("Purchase Plan Shares") of the Issuer's common stock pursuant to a purchase plan ("Purchase Plan") established under the Corcept Therapeutics Incorporated 2012 Incentive Award Plan on September 1, 2022.

F2 · price: In accordance with the Purchase Plan, the price was established based on the closing price on the day of the purchase.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 25,000 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000899243-22-030515 · doc4.xml · derivative · entry 7

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,602

Underlying: Common Stock · 15,000 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully exercisable.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Maduck SeanSee Remarks
GrantCommon Stock 922 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030515 · doc4.xml · nonDerivative · entry 4

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,462

F5 · shares: Shares underlie unvested restricted stock awards granted to the Reporting Person by the Issuer under the Purchase Plan. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements under the Purchase Plan.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Maduck SeanSee Remarks
GrantCommon Stock 922 $25.98 $23,953.56
Disclosure

SEC source: 0000899243-22-030515 · doc4.xml · nonDerivative · entry 3

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,540

F3 · shares: The Reporting Person purchased shares ("Purchase Plan Shares") of the Issuer's common stock pursuant to a purchase plan ("Purchase Plan") established under the Corcept Therapeutics Incorporated 2012 Incentive Award Plan on September 1, 2022.

F4 · price: In accordance with the Purchase Plan, the price was established based on the closing price on the day of the purchase.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Maduck SeanSee Remarks
SaleCommon Stock 25,000 $25.84 $646,000.00
Disclosure

SEC source: 0000899243-22-030515 · doc4.xml · nonDerivative · entry 2

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,618

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $25.82 to $25.94. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 25,000 $3.29 $82,250.00
Disclosure

SEC source: 0000899243-22-030515 · doc4.xml · nonDerivative · entry 1

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Mokari AtabakChief Financial Officer
GrantCommon Stock 793 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030514 · doc4.xml · nonDerivative · entry 2

Mokari Atabak · CIK 0001678419 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586

F3 · shares: Shares underlie unvested restricted stock awards granted to the Reporting Person by the Issuer under the Purchase Plan. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements under the Purchase Plan.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Mokari AtabakChief Financial Officer
GrantCommon Stock 793 $25.98 $20,602.14
Disclosure

SEC source: 0000899243-22-030514 · doc4.xml · nonDerivative · entry 1

Mokari Atabak · CIK 0001678419 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793

F1 · shares: The Reporting Person purchased shares ("Purchase Plan Shares") of the Issuer's common stock pursuant to a purchase plan ("Purchase Plan") established under the Corcept Therapeutics Incorporated 2012 Incentive Award Plan on September 1, 2022.

F2 · price: In accordance with the Purchase Plan, the price was established based on the closing price on the day of the purchase.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Guyer WilliamChief Development Officer
GrantCommon Stock 922 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030513 · doc4.xml · nonDerivative · entry 2

Guyer William · CIK 0001879013 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

F3 · shares: Shares underlie unvested restricted stock awards granted to the Reporting Person by the Issuer under the Purchase Plan. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements under the Purchase Plan.

Read SEC document
September 01, 2022 Filed Sep 7, 2022 00:50 UTC
Guyer WilliamChief Development Officer
GrantCommon Stock 922 $25.98 $23,953.56
Disclosure

SEC source: 0000899243-22-030513 · doc4.xml · nonDerivative · entry 1

Guyer William · CIK 0001879013 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922

F1 · shares: The Reporting Person purchased shares ("Purchase Plan Shares") of the Issuer's common stock pursuant to a purchase plan ("Purchase Plan") established under the Corcept Therapeutics Incorporated 2012 Incentive Award Plan on September 1, 2022.

F2 · price: In accordance with the Purchase Plan, the price was established based on the closing price on the day of the purchase.

Read SEC document
September 01, 2022 Filed Jun 3, 2025 00:57 UTC
Maduck SeanSee Remarks
OtherCommon Stock 922 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080528 · ownership.xml · nonDerivative · entry 10

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 55,516

F2 · kind: Transfer of shares without consideration to the Sean and Molly Maduck Living Trust.

F3 · ownership.nature: Represents the shares held by Sean and Molly Maduck Living Trust of which the Reporting Person is a co-trustee.

Read SEC document
September 01, 2022 Filed Jun 3, 2025 00:57 UTC
Maduck SeanSee Remarks
GiftCommon Stock 922 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080528 · ownership.xml · nonDerivative · entry 9

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,106

F1 · balance_after: Includes 458 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on September 3, 2024, 265 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on December 2, 2024 and 266 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on March 3, 2025. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 21:45 UTC
Robb Gary CharlesChief Business Officer
Exercise / conversionStock option (right to buy) · Derivative 167,323 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0000899243-22-030201 · doc4.xml · derivative · entry 6

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 167,323 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 21:45 UTC
Robb Gary CharlesChief Business Officer
Tax withholdingCommon Stock 93,922 $26.14 $2,455,121.08
Disclosure

SEC source: 0000899243-22-030201 · doc4.xml · nonDerivative · entry 2

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,524

F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and tax liability arising from a net (cashless) exercise of stock options that occurred on August 30, 2022. The options subject to the net exercise were to expire on January 30, 2023.

Read SEC document
August 30, 2022 Filed Sep 1, 2022 21:45 UTC
Robb Gary CharlesChief Business Officer
Exercise / conversionCommon Stock 167,323 $2.08 $348,031.84
Disclosure

SEC source: 0000899243-22-030201 · doc4.xml · nonDerivative · entry 1

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 23:32 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 15,000 $0.00 Strike: $2.24 $0.00
Disclosure

SEC source: 0000899243-22-029492 · doc4.xml · derivative · entry 5

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 23:32 UTC
Maduck SeanSee Remarks
Tax withholdingCommon Stock 406 $27.60 $11,205.60
Disclosure

SEC source: 0000899243-22-029492 · doc4.xml · nonDerivative · entry 2

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,618

F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price arising from a net (cashless) exercise of stock options that occurred on August 19, 2022. The options subject to the net exercise were to expire on November 1, 2022.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 23:32 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 15,000 $2.24 $33,600.00
Disclosure

SEC source: 0000899243-22-029492 · doc4.xml · nonDerivative · entry 1

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2022 Filed Jun 3, 2025 00:57 UTC
Maduck SeanSee Remarks
OtherCommon Stock 14,594 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080528 · ownership.xml · nonDerivative · entry 8

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 54,594

F2 · kind: Transfer of shares without consideration to the Sean and Molly Maduck Living Trust.

F3 · ownership.nature: Represents the shares held by Sean and Molly Maduck Living Trust of which the Reporting Person is a co-trustee.

Read SEC document
August 19, 2022 Filed Jun 3, 2025 00:57 UTC
Maduck SeanSee Remarks
GiftCommon Stock 14,594 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080528 · ownership.xml · nonDerivative · entry 7

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,028

F1 · balance_after: Includes 458 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on September 3, 2024, 265 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on December 2, 2024 and 266 shares underlying unvested restricted stock awards granted to the Reporting Person by the Issuer on March 3, 2025. 100% of the shares underlying the restricted stock awards will vest on the one-year anniversary of the grant date provided the Reporting Person satisfies certain requirements.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 15,000 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0000899243-22-028828 · doc4.xml · derivative · entry 7

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,059

Underlying: Common Stock · 15,000 shares

Expires 2025-02-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 9,800 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0000899243-22-028828 · doc4.xml · derivative · entry 6

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 9,800 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 24,800 $28.70 $711,760.00
Disclosure

SEC source: 0000899243-22-028828 · doc4.xml · nonDerivative · entry 3

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.70 to $28.76. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 15,000 $3.29 $49,350.00
Disclosure

SEC source: 0000899243-22-028828 · doc4.xml · nonDerivative · entry 2

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

Read SEC document
August 12, 2022 Filed Aug 16, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 9,800 $1.92 $18,816.00
Disclosure

SEC source: 0000899243-22-028828 · doc4.xml · nonDerivative · entry 1

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 200 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0000899243-22-028396 · doc4.xml · derivative · entry 5

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,800

Underlying: Common Stock · 200 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:15 UTC
Maduck SeanSee Remarks
SaleCommon Stock 200 $28.70 $5,740.00
Disclosure

SEC source: 0000899243-22-028396 · doc4.xml · nonDerivative · entry 2

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,024

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

Read SEC document
August 09, 2022 Filed Aug 11, 2022 21:15 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 200 $1.92 $384.00
Disclosure

SEC source: 0000899243-22-028396 · doc4.xml · nonDerivative · entry 1

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:30 UTC Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $6.55 $0.00
Disclosure

SEC source: 0000899243-22-028147 · doc4.xml · derivative · entry 4

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 20,000 shares

Expires 2025-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully exercisable.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:30 UTC SaleCommon Stock 15,385 $28.32 $435,703.20
Disclosure

SEC source: 0000899243-22-028147 · doc4.xml · nonDerivative · entry 3

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $28.30 to $28.38 per share. Detailed information on the exact number of shares sold at each sale price can be obtained from Issuer upon request.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:30 UTC Tax withholdingCommon Stock 4,615 $28.39 $131,019.85
Disclosure

SEC source: 0000899243-22-028147 · doc4.xml · nonDerivative · entry 2

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,385

F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price arising from a net (cashless) exercise of stock options that occurred on August 8, 2022. The options subject to the net exercise were to expire on June 18, 2025.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:30 UTC Exercise / conversionCommon Stock 20,000 $6.55 $131,000.00
Disclosure

SEC source: 0000899243-22-028147 · doc4.xml · nonDerivative · entry 1

Swisher Daniel N JR · CIK 0001323113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 00:30 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 5,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0000899243-22-026384 · doc4.xml · derivative · entry 7

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2023-11-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully exercisable.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 00:30 UTC
Maduck SeanSee Remarks
Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0000899243-22-026384 · doc4.xml · derivative · entry 6

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Fully exercisable.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 00:30 UTC
Maduck SeanSee Remarks
SaleCommon Stock 25,000 $27.37 $684,250.00
Disclosure

SEC source: 0000899243-22-026384 · doc4.xml · nonDerivative · entry 3

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,024

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $27.24 to $27.51. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 00:30 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 5,000 $1.92 $9,600.00
Disclosure

SEC source: 0000899243-22-026384 · doc4.xml · nonDerivative · entry 2

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

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July 18, 2022 Filed Jul 20, 2022 00:30 UTC
Maduck SeanSee Remarks
Exercise / conversionCommon Stock 20,000 $2.08 $41,600.00
Disclosure

SEC source: 0000899243-22-026384 · doc4.xml · nonDerivative · entry 1

Maduck Sean · CIK 0001698310 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction was made pursuant to a 10b5-1 plan in effect at the time of the transaction.

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July 07, 2022 Filed Jul 8, 2022 21:20 UTC
BELANOFF JOSEPH KChief Executive Officer
SaleCommon Stock 55,111 $26.26 $1,446,944.82
Disclosure

SEC source: 0000899243-22-025827 · doc4.xml · nonDerivative · entry 4

BELANOFF JOSEPH K · CIK 0001286199 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 01/29/02

Disclosed balance after: 2,483,107

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2022, as amended.

F4 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $26.21 to $26.41. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

F5 · ownership.nature: Reporting Person has voting power over the shares held by the Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 01/29/02 pursuant to voting agreements and disclaims beneficial ownership of all of such shares, except to the extent of his pecuniary interest therein.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
BELANOFF JOSEPH KChief Executive Officer
Exercise / conversionStock option (right to buy) · Derivative 800,000 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0000899243-22-025827 · doc4.xml · derivative · entry 5

BELANOFF JOSEPH K · CIK 0001286199 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800,000 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully exercisable.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
BELANOFF JOSEPH KChief Executive Officer
SaleCommon Stock 279,908 $26.27 $7,352,007.55
Disclosure

SEC source: 0000899243-22-025827 · doc4.xml · nonDerivative · entry 3

BELANOFF JOSEPH K · CIK 0001286199 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 01/29/02

Disclosed balance after: 2,538,218

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2022, as amended.

F3 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $26.21 to $26.65. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

F5 · ownership.nature: Reporting Person has voting power over the shares held by the Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 01/29/02 pursuant to voting agreements and disclaims beneficial ownership of all of such shares, except to the extent of his pecuniary interest therein.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
BELANOFF JOSEPH KChief Executive Officer
Tax withholdingCommon Stock 451,189 $26.21 $11,825,663.69
Disclosure

SEC source: 0000899243-22-025827 · doc4.xml · nonDerivative · entry 2

BELANOFF JOSEPH K · CIK 0001286199 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,811

F1 · kind: These shares were withheld so the Reporting Person could satisfy the exercise price and tax liability arising from a net (cashless) exercise of stock options that occurred on July 6, 2022. The options subject to the net exercise were to expire on January 30, 2023.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
BELANOFF JOSEPH KChief Executive Officer
Exercise / conversionCommon Stock 800,000 $2.08 $1,664,000.00
Disclosure

SEC source: 0000899243-22-025827 · doc4.xml · nonDerivative · entry 1

BELANOFF JOSEPH K · CIK 0001286199 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
Robb Gary CharlesChief Business Officer
Exercise / conversionStock option (right to buy) · Derivative 32,677 $0.00 Strike: $2.08 $0.00
Disclosure

SEC source: 0000899243-22-025826 · doc4.xml · derivative · entry 6

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,964

Underlying: Common Stock · 32,677 shares

Expires 2023-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Fully exercisable.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
Robb Gary CharlesChief Business Officer
SaleCommon Stock 45,000 $26.00 $1,170,000.00
Disclosure

SEC source: 0000899243-22-025826 · doc4.xml · nonDerivative · entry 2

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,123

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2022.

F2 · price: Represents the weighted average sale price for the entire number of shares sold. The actual sale prices range from $26.00 to $26.001. Information on the exact number of shares sold at each sale price can be obtained from the issuer upon request.

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July 06, 2022 Filed Jul 8, 2022 21:20 UTC
Robb Gary CharlesChief Business Officer
Exercise / conversionCommon Stock 32,677 $2.08 $67,968.16
Disclosure

SEC source: 0000899243-22-025826 · doc4.xml · nonDerivative · entry 1

Robb Gary Charles · CIK 0001529655 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2022 Filed Feb 14, 2025 21:40 UTC
BELANOFF JOSEPH KDirector · Chief Executive Officer
OtherCommon Stock 348,811 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-021329 · ownership.xml · nonDerivative · entry 2

BELANOFF JOSEPH K · CIK 0001286199 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 04/29/02

Disclosed balance after: 2,831,918

F1 · kind: Transfer of shares without consideration to the Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 04/29/02.

F2 · ownership.nature: Reporting Person has voting power over the shares held by the Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 04/29/02 pursuant to voting agreements and disclaims beneficial ownership of all of such shares, except to the extent of his pecuniary interest therein.

F3 · ownership.nature: Due to an administrative error, prior reporting of the name of this trust has been corrected. The exact name of the trust, "Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 04/29/02" was mistakenly identified as the "Joseph K. Belanoff and Katherine A. Blenko Revocable Living Trust DTD 01/29/02".

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.