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Cencora, Inc.

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SEC CIK
0001140859
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801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2017 Filed Nov 13, 2017 23:25 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-031963 · form4.xml · derivative · entry 7

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,800

Underlying: Common Stock · 1,200 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
November 08, 2017 Filed Nov 13, 2017 23:25 UTC
Howell Peyton RExecutive Vice President
SaleCommon Stock 1,800 $74.87 $134,766.00
Disclosure

SEC source: 0001127602-17-031963 · form4.xml · nonDerivative · entry 4

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
November 08, 2017 Filed Nov 13, 2017 23:25 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,800 $40.21 $72,378.00
Disclosure

SEC source: 0001127602-17-031963 · form4.xml · nonDerivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
November 08, 2017 Filed Nov 13, 2017 23:25 UTC
Howell Peyton RExecutive Vice President
SaleCommon Stock 1,200 $74.87 $89,844.00
Disclosure

SEC source: 0001127602-17-031963 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
November 08, 2017 Filed Nov 13, 2017 23:25 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,200 $37.37 $44,844.00
Disclosure

SEC source: 0001127602-17-031963 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:43 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,937 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-17-031626 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,813

Underlying: Common Stock · 15,937 shares

Expires 2018-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 15, 2017.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 02/16/12, 02/16/13, 02/16/14 and 02/16/15

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:43 UTC
Chou John G.Executive Vice President
SaleCommon Stock 15,937 $74.50 $1,187,306.50
Disclosure

SEC source: 0001127602-17-031626 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,986.63

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 15, 2017.

Read SEC document
November 06, 2017 Filed Nov 8, 2017 21:43 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 15,937 $36.37 $579,628.69
Disclosure

SEC source: 0001127602-17-031626 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,923.63

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 15, 2017.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · derivative · entry 6

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,250

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,317

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC
Guttman Tim G.Chief Financial Officer
SaleCommon Stock 5,800 $75.00 $435,000.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,368.876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · balance_after: Balance reflects approximately 7,843 shares of common stock inadvertently omitted from the reporting party's Form 3 report filed on February 17, 2012

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC
Guttman Tim G.Chief Financial Officer
SaleCommon Stock 5,800 $73.55 $426,590.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,525.8758

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:21 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-031537 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
November 02, 2017 Filed Nov 3, 2017 20:01 UTC
Danilewitz DaleExecutive Vice President
SaleCommon Stock 2,012 $74.99 $150,879.88
Disclosure

SEC source: 0001127602-17-031181 · form4.xml · nonDerivative · entry 1

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 31, 2017.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 19:19 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 21,350 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-030933 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,767

Underlying: Common Stock · 21,350 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective September 14, 2016 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on September 19, 2016.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 3/01/13, 3/01/14, 3/01/15 and 3/01/16

Read SEC document
November 01, 2017 Filed Nov 2, 2017 19:19 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 21,350 $76.94 $1,642,669.00
Disclosure

SEC source: 0001127602-17-030933 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective September 14, 2016 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
November 01, 2017 Filed Nov 2, 2017 19:19 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 21,350 $37.37 $797,849.50
Disclosure

SEC source: 0001127602-17-030933 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective September 14, 2016 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
November 01, 2017 Filed Nov 3, 2017 19:57 UTC GrantCommon Stock 375 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-17-031180 · form4.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,867

F1 · price: Shares of common stock were issued in lieu of $28,750 quarterly cash retainer

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:56 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 12,523 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-030511 · form4.xml · derivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,423

Underlying: Common Stock · 12,523 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:56 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 12,523 $40.21 $503,549.83
Disclosure

SEC source: 0001127602-17-030511 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
October 26, 2017 Filed Oct 30, 2017 20:56 UTC
Howell Peyton RExecutive Vice President
Disposition to issuerCommon Stock 12,523 $85.80 $1,074,473.40
Disclosure

SEC source: 0001127602-17-030511 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:11 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-030335 · form4.xml · derivative · entry 5

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,946

Underlying: Common Stock · 1,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:11 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,200 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-030335 · form4.xml · derivative · entry 4

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 1,200 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:11 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,800 $40.21 $72,378.00
Disclosure

SEC source: 0001127602-17-030335 · form4.xml · nonDerivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,135

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:11 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,200 $37.37 $44,844.00
Disclosure

SEC source: 0001127602-17-030335 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
October 24, 2017 Filed Oct 26, 2017 20:11 UTC
Howell Peyton RExecutive Vice President
Disposition to issuerCommon Stock 3,000 $82.69 $248,070.00
Disclosure

SEC source: 0001127602-17-030335 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
October 05, 2017 Filed Oct 10, 2017 21:27 UTC
Danilewitz DaleExecutive Vice President
SaleCommon Stock 2,012 $85.00 $171,020.00
Disclosure

SEC source: 0001127602-17-029677 · form4.xml · nonDerivative · entry 1

Danilewitz Dale · CIK 0001625776 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,025

F1 · shares: The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated August 31, 2017.

F2 · balance_after: Reflects the December 31, 2014 acquisition of 67 shares under the Employee Stock Purchase Plan, which is exempt under Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:43 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 21,350 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-028970 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,117

Underlying: Common Stock · 21,350 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 7, 2017

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:43 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Disposition to issuerCommon Stock 21,350 $82.82 $1,768,207.00
Disclosure

SEC source: 0001127602-17-028970 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 7, 2017

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:43 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 21,350 $37.37 $797,849.50
Disclosure

SEC source: 0001127602-17-028970 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 7, 2017

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,050

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · derivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,117

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:22 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,125.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

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October 02, 2017 Filed Oct 4, 2017 20:22 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,325.8758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · balance_after: Reflects the July 7, 2017 acquisition of 264.465 shares under the Employee Stock Purchase Plan, which is exempt under Rule 16b-3(c) and Rule 16b-3(d), and is being voluntarily reported earlier than required

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October 02, 2017 Filed Oct 4, 2017 20:22 UTC
Guttman Tim G.Chief Financial Officer
SaleCommon Stock 11,600 $82.78 $960,248.00
Disclosure

SEC source: 0001127602-17-029200 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,525.8758

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

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September 25, 2017 Filed Sep 26, 2017 20:14 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-028129 · form4.xml · derivative · entry 5

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,746

Underlying: Common Stock · 1,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

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September 25, 2017 Filed Sep 26, 2017 20:14 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 1,443 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-028129 · form4.xml · derivative · entry 4

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Common Stock · 1,443 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:14 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,800 $40.21 $72,378.00
Disclosure

SEC source: 0001127602-17-028129 · form4.xml · nonDerivative · entry 3

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:14 UTC
Howell Peyton RExecutive Vice President
Exercise / conversionCommon Stock 1,443 $37.37 $53,924.91
Disclosure

SEC source: 0001127602-17-028129 · form4.xml · nonDerivative · entry 2

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
September 25, 2017 Filed Sep 26, 2017 20:14 UTC
Howell Peyton RExecutive Vice President
SaleCommon Stock 3,243 $80.23 $260,185.89
Disclosure

SEC source: 0001127602-17-028129 · form4.xml · nonDerivative · entry 1

Howell Peyton R · CIK 0001528056 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,135

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 21, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · derivative · entry 5

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,850

Underlying: Common Stock · 5,800 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,800 $0.00 Strike: $37.37 $0.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · derivative · entry 4

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,917

Underlying: Common Stock · 5,800 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 03/01/13, 03/01/14, 03/01/15 and 03/01/2016

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC
Guttman Tim G.Chief Financial Officer
SaleCommon Stock 11,600 $79.47 $921,852.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · nonDerivative · entry 3

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,261.4108

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $40.21 $233,218.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · nonDerivative · entry 2

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,861.4108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 21:20 UTC
Guttman Tim G.Chief Financial Officer
Exercise / conversionCommon Stock 5,800 $37.37 $216,746.00
Disclosure

SEC source: 0001127602-17-027949 · form4.xml · nonDerivative · entry 1

Guttman Tim G. · CIK 0001542466 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061.4108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 were pursuant to a Rule 10b-5 trading plan dated August 18, 2017 governing stock options scheduled to expire on March 1, 2019 and November 14, 2019.

F2 · balance_after: Reflects the July 7, 2017 acquisition of 264.465 shares under the Employee Stock Purchase Plan, which is exempt under Rule 16b-3(c) and Rule 16b-3(d), and is being voluntarily reported earlier than required

Read SEC document
September 06, 2017 Filed Nov 12, 2019 21:29 UTC
Cleary James FChief Financial Officer
OtherCommon Stock 9.4224 $80.03 $754.07
Disclosure

SEC source: 0001127602-19-032537 · form5.xml · nonDerivative · entry 10

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437.3479

F4 · kind: These purchases consisted of automatic broker-administered dividend reinvestment activity and should have been reported on a Form 5 for the fiscal year ended September 30, 2017.

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September 01, 2017 Filed Sep 5, 2017 20:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $36.37 $0.00
Disclosure

SEC source: 0001127602-17-026952 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2018-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 02/16/12, 02/16/13, 02/16/14 and 02/16/15

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 15,000 $79.92 $1,198,800.00
Disclosure

SEC source: 0001127602-17-026952 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,876

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 20:05 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 15,000 $36.37 $545,550.00
Disclosure

SEC source: 0001127602-17-026952 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of stock options and the sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan previously disclosed in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on September 19, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.