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COR

Cencora, Inc.

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2994
SEC CIK
0001140859
Parsed reports
801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2019 Filed Nov 12, 2019 21:28 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 18,516 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032535 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,516 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:28 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 8,051 $86.07 $692,949.57
Disclosure

SEC source: 0001127602-19-032535 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,044

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:28 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 18,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032535 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:21 UTC
Gaddes Kathy H.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032520 · form4.xml · derivative · entry 3

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,645 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:21 UTC
Gaddes Kathy H.Executive Vice President
Tax withholdingCommon Stock 754 $86.07 $64,896.78
Disclosure

SEC source: 0001127602-19-032520 · form4.xml · nonDerivative · entry 2

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,040.3846

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:21 UTC
Gaddes Kathy H.Executive Vice President
Exercise / conversionCommon Stock 2,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032520 · form4.xml · nonDerivative · entry 1

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794.3846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:24 UTC
Krikorian LazarusSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 4,365 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032527 · form4.xml · derivative · entry 3

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,365 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:24 UTC
Krikorian LazarusSenior Vice President
Tax withholdingCommon Stock 1,244 $86.07 $107,071.08
Disclosure

SEC source: 0001127602-19-032527 · form4.xml · nonDerivative · entry 2

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,264

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:24 UTC
Krikorian LazarusSenior Vice President
Exercise / conversionCommon Stock 4,365 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032527 · form4.xml · nonDerivative · entry 1

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:17 UTC
Clark GinaExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 2,645 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032516 · form4.xml · derivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,645 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:17 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 754 $86.07 $64,896.78
Disclosure

SEC source: 0001127602-19-032516 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,686

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:17 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 2,645 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032516 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:15 UTC
Chou John G.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032513 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,290 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:15 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 2,301 $86.07 $198,047.07
Disclosure

SEC source: 0001127602-19-032513 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,774

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:15 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 5,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032513 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,997 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-19-032030 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,997 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
Chou John G.Executive Vice President
SaleCommon Stock 13,997 $87.90 $1,230,336.30
Disclosure

SEC source: 0001127602-19-032030 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,785

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:07 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 13,997 $40.21 $562,819.37
Disclosure

SEC source: 0001127602-19-032030 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,905 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-031871 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,239

Underlying: Common Stock · 19,905 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 19,905 $86.08 $1,713,422.40
Disclosure

SEC source: 0001127602-19-031871 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,579

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

Read SEC document
November 04, 2019 Filed Nov 5, 2019 21:07 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,905 $68.49 $1,363,293.45
Disclosure

SEC source: 0001127602-19-031871 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

Read SEC document
November 01, 2019 Filed Nov 4, 2019 21:20 UTC GrantCommon Stock 345 $86.87 $29,970.15
Disclosure

SEC source: 0001127602-19-031657 · form4.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,219

F1 · shares: Shares of common stock were issued in lieu of $30,000 quarterly cash retainer.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:04 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,997 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-19-030278 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,997

Underlying: Common Stock · 13,997 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:04 UTC
Chou John G.Executive Vice President
SaleCommon Stock 13,997 $81.48 $1,140,475.56
Disclosure

SEC source: 0001127602-19-030278 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,785

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:04 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 13,997 $40.21 $562,819.37
Disclosure

SEC source: 0001127602-19-030278 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:01 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,905 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-030276 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,144

Underlying: Common Stock · 19,905 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:01 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 19,905 $82.12 $1,634,598.60
Disclosure

SEC source: 0001127602-19-030276 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,579

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:01 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,905 $68.49 $1,363,293.45
Disclosure

SEC source: 0001127602-19-030276 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

Read SEC document
September 19, 2019 Filed Sep 20, 2019 20:01 UTC
Clark GinaExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 7,800 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-028873 · form4.xml · derivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917

Underlying: Common Stock · 7,800 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
September 19, 2019 Filed Sep 20, 2019 20:01 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 7,800 $84.96 $662,688.00
Disclosure

SEC source: 0001127602-19-028873 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,795

Read SEC document
September 19, 2019 Filed Sep 20, 2019 20:01 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 7,800 $68.49 $534,222.00
Disclosure

SEC source: 0001127602-19-028873 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 20:03 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,905 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-028101 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,049

Underlying: Common Stock · 19,905 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
September 09, 2019 Filed Sep 10, 2019 20:03 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 19,905 $86.89 $1,729,545.45
Disclosure

SEC source: 0001127602-19-028101 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,579

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 20:03 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,905 $68.49 $1,363,293.45
Disclosure

SEC source: 0001127602-19-028101 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:06 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,997 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-19-028067 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,994

Underlying: Common Stock · 13,997 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

Read SEC document
September 05, 2019 Filed Sep 9, 2019 20:06 UTC
Chou John G.Executive Vice President
SaleCommon Stock 13,997 $86.29 $1,207,801.13
Disclosure

SEC source: 0001127602-19-028067 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,785

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

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September 05, 2019 Filed Sep 9, 2019 20:06 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 13,997 $40.21 $562,819.37
Disclosure

SEC source: 0001127602-19-028067 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

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September 03, 2019 Filed Sep 9, 2019 20:24 UTC
Donato Leslie EEVP & Chief Strategy Officer
GrantRestricted Stock Units · Derivative 2,975 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028072 · form4.xml · derivative · entry 1

Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Common Stock · 2,975 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · derivative.exercise_date: Grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · derivative.expiration_date: Grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

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August 05, 2019 Filed Aug 6, 2019 20:02 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,905 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-026169 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,954

Underlying: Common Stock · 19,905 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

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August 05, 2019 Filed Aug 6, 2019 20:02 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 19,905 $89.58 $1,783,089.90
Disclosure

SEC source: 0001127602-19-026169 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,579

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

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August 05, 2019 Filed Aug 6, 2019 20:02 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,905 $68.49 $1,363,293.45
Disclosure

SEC source: 0001127602-19-026169 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 19, 2019.

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August 05, 2019 Filed Aug 6, 2019 19:59 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 13,997 $0.00 Strike: $40.21 $0.00
Disclosure

SEC source: 0001127602-19-026166 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,991

Underlying: Common Stock · 13,997 shares

Expires 2019-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/13, 11/14/14, 11/14/15 and 11/14/16

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August 05, 2019 Filed Aug 6, 2019 19:59 UTC
Chou John G.Executive Vice President
SaleCommon Stock 13,997 $89.58 $1,253,851.26
Disclosure

SEC source: 0001127602-19-026166 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,785

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 19:59 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 13,997 $40.21 $562,819.37
Disclosure

SEC source: 0001127602-19-026166 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective June 4, 2019.

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August 01, 2019 Filed Aug 2, 2019 20:35 UTC GrantCommon Stock 327 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-025880 · form4.xml · nonDerivative · entry 1

LONG MICHAEL J · CIK 0001186373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,874

F1 · price: Shares of common stock were issued in lieu of $30,000 quarterly cash retainer.

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July 11, 2019 Filed Jul 11, 2019 20:42 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,585 $0.00 Strike: $37.43 $0.00
Disclosure

SEC source: 0001127602-19-024392 · form4.xml · derivative · entry 3

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,585 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 19, 2019.

F2 · derivative.exercise_date: Exercisable in three equal annual installments on 2/17/2012, 2/17/2013 and 2/17/2014.

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July 11, 2019 Filed Jul 11, 2019 20:42 UTC SaleCommon Stock 10,585 $91.97 $973,502.45
Disclosure

SEC source: 0001127602-19-024392 · form4.xml · nonDerivative · entry 2

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,925

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 19, 2019.

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July 11, 2019 Filed Jul 11, 2019 20:42 UTC Exercise / conversionCommon Stock 10,585 $37.43 $396,196.55
Disclosure

SEC source: 0001127602-19-024392 · form4.xml · nonDerivative · entry 1

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated May 19, 2019.

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June 28, 2019 Filed Jul 8, 2019 20:03 UTC
Gaddes Kathy H.Executive Vice President
GrantCommon Stock 27.386 $72.47 $1,984.69
Disclosure

SEC source: 0001127602-19-024094 · form4.xml · nonDerivative · entry 1

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,149.3846

F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c)

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June 19, 2019 Filed Jun 20, 2019 20:18 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 107,826 $0.00 Strike: $58.74 $0.00
Disclosure

SEC source: 0001127602-19-022375 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 107,826 shares

Expires 2020-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 08/07/14, 08/07/15, 08/07/16 and 08/07/17

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.