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COR

Cencora, Inc.

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2994
SEC CIK
0001140859
Parsed reports
801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2020 Filed Feb 10, 2020 21:21 UTC
Krikorian LazarusSenior Vice President
GrantRestricted Stock Units · Derivative 5,835 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004616 · form4.xml · derivative · entry 1

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,835

Underlying: Common Stock · 5,835 shares

Expires not disclosed

F1 · derivative.expiration_date: Special retention grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:16 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,905 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-001276 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,429

Underlying: Common Stock · 19,905 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:16 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 19,905 $84.42 $1,680,380.10
Disclosure

SEC source: 0001127602-20-001276 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,122

F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 25, 2019.

Read SEC document
January 06, 2020 Filed Jan 7, 2020 21:16 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,905 $68.49 $1,363,293.45
Disclosure

SEC source: 0001127602-20-001276 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 25, 2019.

Read SEC document
December 31, 2019 Filed Jan 31, 2020 21:05 UTC
Battaglia SilvanaExecutive Vice President
GrantCommon Stock 140.932 $72.27 $10,184.73
Disclosure

SEC source: 0001127602-20-002880 · form4.xml · nonDerivative · entry 1

Battaglia Silvana · CIK 0001774724 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140.932

F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c).

Read SEC document
December 31, 2019 Filed Feb 6, 2020 21:04 UTC
Gaddes Kathy H.Executive Vice President
GrantCommon Stock 29.7518 $72.27 $2,150.07
Disclosure

SEC source: 0001127602-20-003980 · form4.xml · nonDerivative · entry 1

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,906.1364

F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c).

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 19,905 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-034761 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,334

Underlying: Common Stock · 19,905 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 25, 2019.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 19,905 $86.97 $1,731,072.16
Disclosure

SEC source: 0001127602-19-034761 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,122

F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 25, 2019.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 19,905 $68.49 $1,363,293.45
Disclosure

SEC source: 0001127602-19-034761 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,027

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective June 19, 2019 and disclosed in the Company's 8-K filed with the Securities and Exchange Commission on June 25, 2019.

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:03 UTC
Clark GinaExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,917 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-19-034355 · form4.xml · derivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,917 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:03 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 10,917 $88.70 $968,337.90
Disclosure

SEC source: 0001127602-19-034355 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Read SEC document
December 04, 2019 Filed Dec 5, 2019 21:03 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 10,917 $68.49 $747,705.33
Disclosure

SEC source: 0001127602-19-034355 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:17 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
OtherCommon Stock 7,544 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033676 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,122

F1 · shares: The reporting person transferred 7,544 shares of AmerisourceBergen common stock to his ex-wife pursuant to a divorce settlement. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:12 UTC
Chou John G.Executive Vice President
GiftCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033673 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,795

Read SEC document
November 21, 2019 Filed Nov 25, 2019 21:12 UTC
Chou John G.Executive Vice President
GiftCommon Stock 1,150 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033673 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,945

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:51 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 1,017 $82.33 $83,729.61
Disclosure

SEC source: 0001127602-19-032866 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,095

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:51 UTC
Chou John G.Executive Vice President
GrantCommon Stock 2,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032866 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,112

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:41 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 333 $82.33 $27,415.89
Disclosure

SEC source: 0001127602-19-032859 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:41 UTC
Clark GinaExecutive Vice President
GrantCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032859 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,855

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:38 UTC
Cleary James FChief Financial Officer
Tax withholdingCommon Stock 477 $82.33 $39,271.41
Disclosure

SEC source: 0001127602-19-032857 · form4.xml · nonDerivative · entry 2

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,840.3479

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:38 UTC
Cleary James FChief Financial Officer
GrantCommon Stock 1,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032857 · form4.xml · nonDerivative · entry 1

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,317.3479

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:36 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 3,556 $82.33 $292,765.48
Disclosure

SEC source: 0001127602-19-032852 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,666

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:36 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
GrantCommon Stock 8,178 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032852 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,222

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:31 UTC
Gaddes Kathy H.Executive Vice President
Tax withholdingCommon Stock 333 $82.33 $27,415.89
Disclosure

SEC source: 0001127602-19-032844 · form4.xml · nonDerivative · entry 2

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876.3846

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:31 UTC
Gaddes Kathy H.Executive Vice President
GrantCommon Stock 1,169 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032844 · form4.xml · nonDerivative · entry 1

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209.3846

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
Tax withholdingCommon Stock 1,017 $82.33 $83,729.61
Disclosure

SEC source: 0001127602-19-032835 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,829

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
GrantCommon Stock 2,338 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032835 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,846

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:54 UTC
Battaglia SilvanaExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 18,062 $86.09 Strike: $86.09 $1,554,957.58
Disclosure

SEC source: 0001127602-19-032868 · form4.xml · derivative · entry 2

Battaglia Silvana · CIK 0001774724 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,062

Underlying: Common Stock · 18,062 shares

Expires 2026-11-13

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:54 UTC
Battaglia SilvanaExecutive Vice President
GrantRestricted Stock Units · Derivative 2,324 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032868 · form4.xml · derivative · entry 1

Battaglia Silvana · CIK 0001774724 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,324

Underlying: Common Stock · 2,324 shares

Expires 2026-11-13

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:51 UTC
Chou John G.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 41,542 $86.09 Strike: $86.09 $3,576,350.78
Disclosure

SEC source: 0001127602-19-032866 · form4.xml · derivative · entry 4

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,542

Underlying: Common Stock · 41,542 shares

Expires 2026-11-13

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:51 UTC
Chou John G.Executive Vice President
GrantRestricted Stock Units · Derivative 5,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032866 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,344

Underlying: Common Stock · 5,344 shares

Expires 2026-11-13

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:41 UTC
Clark GinaExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 27,093 $86.09 Strike: $86.09 $2,332,436.37
Disclosure

SEC source: 0001127602-19-032859 · form4.xml · derivative · entry 4

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,093

Underlying: Common Stock · 27,093 shares

Expires 2026-11-13

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:41 UTC
Clark GinaExecutive Vice President
GrantRestricted Stock Units · Derivative 3,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032859 · form4.xml · derivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,485

Underlying: Common Stock · 3,485 shares

Expires 2026-11-13

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:38 UTC
Cleary James FChief Financial Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 45,154 $86.09 Strike: $86.09 $3,887,307.86
Disclosure

SEC source: 0001127602-19-032857 · form4.xml · derivative · entry 5

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,154

Underlying: Common Stock · 45,154 shares

Expires 2026-11-13

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:38 UTC
Cleary James FChief Financial Officer
GrantRestricted Stock Units · Derivative 5,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032857 · form4.xml · derivative · entry 4

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,808

Underlying: Common Stock · 5,808 shares

Expires 2026-11-13

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:36 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 22,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032852 · form4.xml · derivative · entry 4

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,651

Underlying: Common Stock · 22,651 shares

Expires 2026-11-13

F3 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F4 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:36 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
GrantNon-qualified Stock Option (Right to Buy) · Derivative 176,099 $86.09 Strike: $86.09 $15,160,362.91
Disclosure

SEC source: 0001127602-19-032852 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,099

Underlying: Common Stock · 176,099 shares

Expires 2026-11-13

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:33 UTC
Donato Leslie EEVP & Chief Strategy Officer
GrantNon-qualified Stock Option (Right to Buy) · Derivative 13,547 $86.09 Strike: $86.09 $1,166,261.23
Disclosure

SEC source: 0001127602-19-032848 · form4.xml · derivative · entry 2

Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,547

Underlying: Common Stock · 13,547 shares

Expires 2026-11-13

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:33 UTC
Donato Leslie EEVP & Chief Strategy Officer
GrantRestricted Stock Units · Derivative 1,743 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032848 · form4.xml · derivative · entry 1

Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

Underlying: Common Stock · 1,743 shares

Expires 2026-11-13

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:28 UTC
Krikorian LazarusSenior Vice President
GrantRestricted Stock Units · Derivative 5,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032841 · form4.xml · derivative · entry 2

Krikorian Lazarus · CIK 0001627534 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,390

Underlying: Common Stock · 5,390 shares

Expires 2026-11-13

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:31 UTC
Gaddes Kathy H.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 16,256 $86.09 Strike: $86.09 $1,399,479.04
Disclosure

SEC source: 0001127602-19-032844 · form4.xml · derivative · entry 4

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,256

Underlying: Common Stock · 16,256 shares

Expires 2026-11-13

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:31 UTC
Gaddes Kathy H.Executive Vice President
GrantRestricted Stock Units · Derivative 2,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032844 · form4.xml · derivative · entry 3

Gaddes Kathy H. · CIK 0001672979 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,091

Underlying: Common Stock · 2,091 shares

Expires 2026-11-13

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

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November 13, 2019 Filed Nov 15, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 45,154 $86.09 Strike: $86.09 $3,887,307.86
Disclosure

SEC source: 0001127602-19-032835 · form4.xml · derivative · entry 4

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,154

Underlying: Common Stock · 45,154 shares

Expires 2026-11-13

F4 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23.

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November 13, 2019 Filed Nov 15, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
GrantRestricted Stock Units · Derivative 5,808 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032835 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,808

Underlying: Common Stock · 5,808 shares

Expires 2026-11-13

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

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November 08, 2019 Filed Nov 12, 2019 21:31 UTC
Cleary James FChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,439 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032541 · form4.xml · derivative · entry 3

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,439 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

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November 08, 2019 Filed Nov 12, 2019 21:31 UTC
Cleary James FChief Financial Officer
Tax withholdingCommon Stock 1,079 $86.07 $92,869.53
Disclosure

SEC source: 0001127602-19-032541 · form4.xml · nonDerivative · entry 2

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,797.3479

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November 08, 2019 Filed Nov 12, 2019 21:31 UTC
Cleary James FChief Financial Officer
Exercise / conversionCommon Stock 3,439 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032541 · form4.xml · nonDerivative · entry 1

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,876.3479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

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November 08, 2019 Filed Nov 12, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,290 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032531 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,290 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_price: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 08, 2019 Filed Nov 12, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
Tax withholdingCommon Stock 2,301 $86.07 $198,047.07
Disclosure

SEC source: 0001127602-19-032531 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,508

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November 08, 2019 Filed Nov 12, 2019 21:25 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 5,290 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-032531 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.