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COR

Cencora, Inc.

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2994
SEC CIK
0001140859
Parsed reports
801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 11, 2020 Filed Nov 13, 2020 21:07 UTC
Cleary James FChief Financial Officer
Tax withholdingCommon Stock 8,469 $96.92 $820,815.48
Disclosure

SEC source: 0001127602-20-028968 · form4.xml · nonDerivative · entry 2

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,975.3479

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:07 UTC
Cleary James FChief Financial Officer
Exercise / conversionCommon Stock 21,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028968 · form4.xml · nonDerivative · entry 1

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,444.3479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:03 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 41,750 $96.92 $4,046,410.00
Disclosure

SEC source: 0001127602-20-028961 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,393

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:03 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 96,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028961 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:04 UTC
Mauch Robert P.Executive Vice President
Tax withholdingCommon Stock 10,774 $96.92 $1,044,216.08
Disclosure

SEC source: 0001127602-20-028965 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,260

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:04 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 25,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028965 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:40 UTC
Krikorian LazarusSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 4,216 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028813 · form4.xml · derivative · entry 1

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,216

Underlying: Common Stock · 4,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:38 UTC
Donato Leslie EEVP & Chief Strategy Officer
GrantRestricted Stock Units · Derivative 3,998 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028809 · form4.xml · derivative · entry 1

Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,998

Underlying: Common Stock · 3,998 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:35 UTC
Battaglia SilvanaExecutive Vice President
GrantRestricted Stock Units · Derivative 4,361 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028805 · form4.xml · derivative · entry 1

Battaglia Silvana · CIK 0001774724 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,361

Underlying: Common Stock · 4,361 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:14 UTC
Clark GinaExecutive Vice President
GrantRestricted Stock Units · Derivative 5,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028782 · form4.xml · derivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,451

Underlying: Common Stock · 5,451 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:12 UTC
Chou John G.Executive Vice President
GrantRestricted Stock Units · Derivative 8,721 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028778 · form4.xml · derivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,721

Underlying: Common Stock · 8,721 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:10 UTC
Cleary James FChief Financial Officer
GrantRestricted Stock Units · Derivative 10,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028772 · form4.xml · derivative · entry 1

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,902

Underlying: Common Stock · 10,902 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:07 UTC
Mauch Robert P.Executive Vice President
GrantRestricted Stock Units · Derivative 11,992 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028765 · form4.xml · derivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,992

Underlying: Common Stock · 11,992 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:04 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
GrantRestricted Stock Units · Derivative 38,155 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028761 · form4.xml · derivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,155

Underlying: Common Stock · 38,155 shares

Expires not disclosed

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · price: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

F1 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vest in three equal annual installments on November 10, 2021, 2022, and 2023, respectively.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:01 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,602 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-028611 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,602 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:01 UTC
Chou John G.Executive Vice President
SaleCommon Stock 5,602 $108.42 $607,368.84
Disclosure

SEC source: 0001127602-20-028611 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,795

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 21:01 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 5,602 $68.49 $383,680.98
Disclosure

SEC source: 0001127602-20-028611 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 21:09 UTC GrantCommon Stock 130 $96.07 $12,489.10
Disclosure

SEC source: 0001127602-20-027836 · form4.xml · nonDerivative · entry 1

NALLY DENNIS M · CIK 0001685596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546

F1 · shares: Shares of common stock were issued in lieu of $12,500, the amount equal to 50% of Mr. Nally's quarterly cash retainer.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 21:08 UTC GrantCommon Stock 325 $96.07 $31,222.75
Disclosure

SEC source: 0001127602-20-027833 · form4.xml · nonDerivative · entry 1

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,716

F1 · shares: Shares of common stock were issued in lieu of $31,250 quarterly cash retainer.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:03 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,602 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-027077 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,602

Underlying: Common Stock · 5,602 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:03 UTC
Chou John G.Executive Vice President
SaleCommon Stock 5,602 $97.89 $548,379.78
Disclosure

SEC source: 0001127602-20-027077 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,795

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
October 15, 2020 Filed Oct 16, 2020 20:03 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 5,602 $68.49 $383,680.98
Disclosure

SEC source: 0001127602-20-027077 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 20:02 UTC
Clark GinaExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,479 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-20-025784 · form4.xml · derivative · entry 4

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,479 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
September 25, 2020 Filed Sep 28, 2020 20:02 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 2,479 $94.20 $233,521.80
Disclosure

SEC source: 0001127602-20-025784 · form4.xml · nonDerivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,813

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 20:02 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 2,479 $88.71 $219,912.09
Disclosure

SEC source: 0001127602-20-025784 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
September 25, 2020 Filed Sep 28, 2020 20:02 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 618 $94.20 $58,215.60
Disclosure

SEC source: 0001127602-20-025784 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,813

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:02 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,602 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-025180 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,204

Underlying: Common Stock · 5,602 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:02 UTC
Chou John G.Executive Vice President
SaleCommon Stock 5,602 $94.88 $531,517.76
Disclosure

SEC source: 0001127602-20-025180 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,795

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:02 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 5,602 $68.49 $383,680.98
Disclosure

SEC source: 0001127602-20-025180 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC
Clark GinaExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,479 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-20-024376 · form4.xml · derivative · entry 4

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,479

Underlying: Common Stock · 2,479 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 2,479 $97.72 $242,247.88
Disclosure

SEC source: 0001127602-20-024376 · form4.xml · nonDerivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,431

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 2,479 $88.71 $219,912.09
Disclosure

SEC source: 0001127602-20-024376 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,910

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
August 27, 2020 Filed Aug 28, 2020 20:13 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 618 $97.72 $60,390.96
Disclosure

SEC source: 0001127602-20-024376 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,431

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:32 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,262 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-024040 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,262 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:32 UTC
Mauch Robert P.Executive Vice President
SaleCommon Stock 5,262 $101.72 $535,250.64
Disclosure

SEC source: 0001127602-20-024040 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,829

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated February 12, 2020.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 20:32 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 5,262 $68.49 $360,394.38
Disclosure

SEC source: 0001127602-20-024040 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated February 12, 2020.

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August 17, 2020 Filed Aug 19, 2020 19:52 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,602 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-023896 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,806

Underlying: Common Stock · 5,602 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

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August 17, 2020 Filed Aug 19, 2020 19:52 UTC
Chou John G.Executive Vice President
SaleCommon Stock 5,602 $104.28 $584,176.56
Disclosure

SEC source: 0001127602-20-023896 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,795

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document
August 17, 2020 Filed Aug 19, 2020 19:52 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 5,602 $68.49 $383,680.98
Disclosure

SEC source: 0001127602-20-023896 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

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August 03, 2020 Filed Aug 3, 2020 20:05 UTC GrantCommon Stock 125 $100.19 $12,523.75
Disclosure

SEC source: 0001127602-20-022543 · form4.xml · nonDerivative · entry 1

NALLY DENNIS M · CIK 0001685596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

F1 · shares: Shares of common stock were issued in lieu of $12,500, the amount equal to 50% of Mr. Nally's quarterly cash retainer.

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August 03, 2020 Filed Aug 3, 2020 20:02 UTC GrantCommon Stock 312 $100.19 $31,259.28
Disclosure

SEC source: 0001127602-20-022535 · form4.xml · nonDerivative · entry 1

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,391

F1 · shares: Shares of common stock were issued in lieu of $31,250 quarterly cash retainer.

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July 27, 2020 Filed Jul 28, 2020 20:03 UTC
Clark GinaExecutive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 2,479 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-20-022168 · form4.xml · derivative · entry 4

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958

Underlying: Common Stock · 2,479 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

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July 27, 2020 Filed Jul 28, 2020 20:03 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 2,479 $103.38 $256,279.02
Disclosure

SEC source: 0001127602-20-022168 · form4.xml · nonDerivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,049

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

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July 27, 2020 Filed Jul 28, 2020 20:03 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 2,479 $88.71 $219,912.09
Disclosure

SEC source: 0001127602-20-022168 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
July 27, 2020 Filed Jul 28, 2020 20:03 UTC
Clark GinaExecutive Vice President
SaleCommon Stock 618 $103.38 $63,888.84
Disclosure

SEC source: 0001127602-20-022168 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,049

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated March 23, 2020.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 20:01 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,262 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-021881 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,262

Underlying: Common Stock · 5,262 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
July 20, 2020 Filed Jul 21, 2020 20:01 UTC
Mauch Robert P.Executive Vice President
SaleCommon Stock 5,262 $104.40 $549,352.80
Disclosure

SEC source: 0001127602-20-021881 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,829

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated February 12, 2020.

Read SEC document
July 20, 2020 Filed Jul 21, 2020 20:01 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 5,262 $68.49 $360,394.38
Disclosure

SEC source: 0001127602-20-021881 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated February 12, 2020.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:02 UTC
Chou John G.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,602 $0.00 Strike: $68.49 $0.00
Disclosure

SEC source: 0001127602-20-021641 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,408

Underlying: Common Stock · 5,602 shares

Expires 2020-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/14, 11/13/15, 11/13/16 and 11/13/17

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:02 UTC
Chou John G.Executive Vice President
SaleCommon Stock 5,602 $100.43 $562,608.86
Disclosure

SEC source: 0001127602-20-021641 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,795

F1 · shares: The exercise and sale of stock reflected in this Form 4 was affected pursuant to a Rule 10b5-1 trading plan entered by the reporting person effective February 12, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.