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COR

Cencora, Inc.

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2994
SEC CIK
0001140859
Parsed reports
801

Last 12 months

Inside the activity.

3 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202601
Feb 202602
Mar 202600
Apr 202600
May 202610
Jun 202620
Jul 202600
Aug 202601
Sep 202602
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2021 Filed Feb 11, 2021 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 1,419 $88.71 $125,879.49
Disclosure

SEC source: 0001127602-21-005206 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:10 UTC Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 3,085 $0.00 Strike: $37.43 $0.00
Disclosure

SEC source: 0001127602-21-004670 · form4.xml · derivative · entry 3

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,085 shares

Expires 2021-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Exercisable in three equal annual installments on 2/17/2012, 2/17/2013 and 2/17/2014.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:10 UTC SaleCommon Stock 3,085 $108.79 $335,617.15
Disclosure

SEC source: 0001127602-21-004670 · form4.xml · nonDerivative · entry 2

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,392

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:10 UTC Exercise / conversionCommon Stock 3,085 $37.43 $115,471.55
Disclosure

SEC source: 0001127602-21-004670 · form4.xml · nonDerivative · entry 1

HYLE KATHLEEN W · CIK 0001117310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 700 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-004664 · form4.xml · derivative · entry 6

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,419

Underlying: Common Stock · 700 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 700 $110.08 $77,056.00
Disclosure

SEC source: 0001127602-21-004664 · form4.xml · nonDerivative · entry 4

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,057

F1 · balance_after: The share amounts correct previously misstated totals.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 700 $88.71 $62,097.00
Disclosure

SEC source: 0001127602-21-004664 · form4.xml · nonDerivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 73,951 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-004664 · form4.xml · derivative · entry 5

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,119

Underlying: Common Stock · 73,951 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
SaleCommon Stock 83,951 $110.36 $9,264,832.36
Disclosure

SEC source: 0001127602-21-004664 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,057

Read SEC document
February 05, 2021 Filed Feb 9, 2021 21:08 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 73,951 $88.71 $6,560,193.21
Disclosure

SEC source: 0001127602-21-004664 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:08 UTC GrantCommon Stock 292 $106.89 $31,211.88
Disclosure

SEC source: 0001127602-21-003486 · form4.xml · nonDerivative · entry 1

DURCAN DERMOT MARK · CIK 0001202358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,008

F1 · shares: Shares of common stock were issued in lieu of $31,250 quarterly cash retainer.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:07 UTC GrantCommon Stock 234 $106.89 $25,012.26
Disclosure

SEC source: 0001127602-21-003479 · form4.xml · nonDerivative · entry 1

NALLY DENNIS M · CIK 0001685596 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780

F1 · shares: Shares of common stock were issued in lieu of Mr. Nally's quarterly cash retainer of $25,000.

Read SEC document
January 15, 2021 Filed Jan 15, 2021 21:02 UTC Exercise / conversionRestricted Stock Units · Derivative 1,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001751 · form4.xml · derivative · entry 2

GREENBERG LON R · CIK 0001234234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · shares: Receipt of shares deferred until 1/15/2021.

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 15, 2021 Filed Jan 15, 2021 21:02 UTC Exercise / conversionCommon Stock 1,206 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-001751 · form4.xml · nonDerivative · entry 1

GREENBERG LON R · CIK 0001234234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Receipt of shares deferred until 1/15/2021.

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 06, 2021 Filed Jan 7, 2021 21:16 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 16,561 $0.00 Strike: $88.71 $0.00
Disclosure

SEC source: 0001127602-21-001200 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,561 shares

Expires 2021-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 6, 2020.

F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/12/15, 11/12/16, 11/12/17 and 11/12/18

Read SEC document
January 06, 2021 Filed Jan 7, 2021 21:16 UTC
Mauch Robert P.Executive Vice President
SaleCommon Stock 16,561 $105.06 $1,739,898.66
Disclosure

SEC source: 0001127602-21-001200 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 6, 2020.

Read SEC document
January 06, 2021 Filed Jan 7, 2021 21:16 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 16,561 $88.71 $1,469,126.31
Disclosure

SEC source: 0001127602-21-001200 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 6, 2020.

Read SEC document
January 02, 2021 Filed Jan 4, 2021 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,360 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-000230 · form4.xml · derivative · entry 4

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,360 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · shares: Receipt of shares was deferred until 1/2/2021.

F3 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 02, 2021 Filed Jan 4, 2021 22:59 UTC Exercise / conversionCommon Stock 1,360 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000230 · form4.xml · nonDerivative · entry 2

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Receipt of shares was deferred until 1/2/2021.

F3 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 01, 2021 Filed Jan 4, 2021 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 1,818 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001127602-21-000233 · form4.xml · derivative · entry 2

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,818 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · shares: Receipt of shares was deferred until 1/1/2021

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 01, 2021 Filed Jan 4, 2021 23:01 UTC Exercise / conversionCommon Stock 1,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000233 · form4.xml · nonDerivative · entry 1

GOCHNAUER RICHARD W · CIK 0001214315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Receipt of shares was deferred until 1/1/2021

F2 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:59 UTC Exercise / conversionRestricted Stock Units · Derivative 1,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000230 · form4.xml · derivative · entry 3

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F1 · shares: Receipt of shares was deferred until 1/1/2021.

F3 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F3 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
January 01, 2021 Filed Jan 4, 2021 22:59 UTC Exercise / conversionCommon Stock 1,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000230 · form4.xml · nonDerivative · entry 1

McGee Henry Wadsworth III · CIK 0001307634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Receipt of shares was deferred until 1/1/2021.

F3 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
December 31, 2020 Filed Jan 7, 2021 21:13 UTC
Donato Leslie EEVP & Chief Strategy Officer
GrantCommon Stock 30.4563 $83.10 $2,530.80
Disclosure

SEC source: 0001127602-21-001198 · form4.xml · nonDerivative · entry 1

Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59.6433

F1 · shares: Purchase of common stock through Employee Stock Purchase Plan exempt under Rule 16b-3(c).

Read SEC document
December 31, 2020 Filed Jan 7, 2021 21:08 UTC
Battaglia SilvanaExecutive Vice President
GrantCommon Stock 128.1642 $83.10 $10,649.93
Disclosure

SEC source: 0001127602-21-001195 · form4.xml · nonDerivative · entry 1

Battaglia Silvana · CIK 0001774724 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396.8492

F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c).

Read SEC document
December 14, 2020 Filed Dec 16, 2020 14:38 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 59,041 $0.00 Strike: $75.61 $0.00
Disclosure

SEC source: 0001127602-20-031421 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,041 shares

Expires 2023-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 6, 2020.

F3 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20

Read SEC document
December 14, 2020 Filed Dec 16, 2020 14:38 UTC
Mauch Robert P.Executive Vice President
SaleCommon Stock 77,560 $98.02 $7,602,431.20
Disclosure

SEC source: 0001127602-20-031421 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,802

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 6, 2020.

F2 · balance_after: The share amounts correct previously misstated totals.

Read SEC document
December 14, 2020 Filed Dec 16, 2020 14:38 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 59,041 $75.61 $4,464,090.01
Disclosure

SEC source: 0001127602-20-031421 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise and sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 6, 2020.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:14 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,417 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029119 · form4.xml · derivative · entry 3

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:14 UTC
Mauch Robert P.Executive Vice President
Tax withholdingCommon Stock 2,356 $108.12 $254,730.72
Disclosure

SEC source: 0001127602-20-029119 · form4.xml · nonDerivative · entry 2

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,116

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:14 UTC
Mauch Robert P.Executive Vice President
Exercise / conversionCommon Stock 5,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-029119 · form4.xml · nonDerivative · entry 1

Mauch Robert P. · CIK 0001633897 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:11 UTC
Krikorian LazarusSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 4,966 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029116 · form4.xml · derivative · entry 3

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,966 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:11 UTC
Krikorian LazarusSVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,415 $108.12 $152,989.80
Disclosure

SEC source: 0001127602-20-029116 · form4.xml · nonDerivative · entry 2

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,815

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:11 UTC
Krikorian LazarusSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 4,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-029116 · form4.xml · nonDerivative · entry 1

Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionRestricted Stock Units · Derivative 20,637 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029113 · form4.xml · derivative · entry 3

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Tax withholdingCommon Stock 8,973 $108.12 $970,160.76
Disclosure

SEC source: 0001127602-20-029113 · form4.xml · nonDerivative · entry 2

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,036

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:09 UTC
COLLIS STEVEN HDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 20,637 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-029113 · form4.xml · nonDerivative · entry 1

COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:07 UTC
Cleary James FChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,643 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029111 · form4.xml · derivative · entry 3

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:07 UTC
Cleary James FChief Financial Officer
Tax withholdingCommon Stock 2,153 $108.12 $232,782.36
Disclosure

SEC source: 0001127602-20-029111 · form4.xml · nonDerivative · entry 2

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861.3479

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:07 UTC
Cleary James FChief Financial Officer
Exercise / conversionCommon Stock 4,643 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-029111 · form4.xml · nonDerivative · entry 1

Cleary James F · CIK 0001333281 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,014.3479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:05 UTC
Clark GinaExecutive Vice President
Exercise / conversionRestricted Stock Units · Derivative 3,354 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029109 · form4.xml · derivative · entry 3

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,354 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:05 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 1,459 $108.12 $157,747.08
Disclosure

SEC source: 0001127602-20-029109 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,301

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:05 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 3,354 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-029109 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Chou John G.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 5,417 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029105 · form4.xml · derivative · entry 3

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

F2 · derivative.exercise_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

F2 · derivative.expiration_date: Annual grant of restricted stock units that vests 100% on the third anniversary of the date of grant

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 2,356 $108.12 $254,730.72
Disclosure

SEC source: 0001127602-20-029105 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,896

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:02 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 5,417 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-029105 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,252

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Annual grant of restricted stock units received for no consideration and vests 100% on the third anniversary of the date of grant

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:10 UTC
Clark GinaExecutive Vice President
Tax withholdingCommon Stock 5,407 $96.92 $524,046.44
Disclosure

SEC source: 0001127602-20-028973 · form4.xml · nonDerivative · entry 2

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,010

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:10 UTC
Clark GinaExecutive Vice President
Exercise / conversionCommon Stock 15,604 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028973 · form4.xml · nonDerivative · entry 1

Clark Gina · CIK 0001625811 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,417

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:08 UTC
Chou John G.Executive Vice President
Tax withholdingCommon Stock 10,960 $96.92 $1,062,243.20
Disclosure

SEC source: 0001127602-20-028970 · form4.xml · nonDerivative · entry 2

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,040

Read SEC document
November 11, 2020 Filed Nov 13, 2020 21:08 UTC
Chou John G.Executive Vice President
Exercise / conversionCommon Stock 25,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-028970 · form4.xml · nonDerivative · entry 1

Chou John G. · CIK 0001412636 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.