Last 12 months
Inside the activity.
3 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 11,935 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · derivative · entry 10 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,871 Underlying: Common Stock · 11,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · derivative.exercise_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · derivative.expiration_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 12,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · derivative · entry 9 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,719 Underlying: Common Stock · 12,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · derivative.exercise_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · derivative.expiration_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Tax withholdingCommon Stock | 5,190 | $155.00 | $804,450.00 |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · nonDerivative · entry 6 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,699 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 11,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · nonDerivative · entry 5 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Tax withholdingCommon Stock | 5,530 | $155.00 | $857,150.00 |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · nonDerivative · entry 4 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,954 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 12,718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · nonDerivative · entry 3 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,395 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · derivative · entry 11 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,790 Underlying: Common Stock · 3,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · derivative.exercise_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · derivative.expiration_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,634 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · derivative · entry 10 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,634 Underlying: Common Stock · 3,634 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · derivative.exercise_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · derivative.expiration_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Tax withholdingCommon Stock | 1,571 | $155.00 | $243,505.00 |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · nonDerivative · entry 6 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,000.3479 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Exercise / conversionCommon Stock | 3,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · nonDerivative · entry 5 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,571.3479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Tax withholdingCommon Stock | 1,682 | $155.00 | $260,710.00 |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · nonDerivative · entry 4 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,176.3479 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Exercise / conversionCommon Stock | 3,634 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · nonDerivative · entry 3 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,858.3479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,591 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · derivative · entry 10 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184 Underlying: Common Stock · 1,591 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · derivative.exercise_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. F5 · derivative.expiration_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · derivative · entry 9 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,817 Underlying: Common Stock · 1,817 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · derivative.exercise_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. F3 · derivative.expiration_date: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Tax withholdingCommon Stock | 692 | $155.00 | $107,260.00 |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · nonDerivative · entry 6 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,080 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Exercise / conversionCommon Stock | 1,591 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · nonDerivative · entry 5 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2022, 11/10/2023, and 11/10/2024. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Tax withholdingCommon Stock | 791 | $155.00 | $122,605.00 |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · nonDerivative · entry 4 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,181 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Exercise / conversionCommon Stock | 1,817 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · nonDerivative · entry 3 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,972 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Restricted stock units received for no consideration that vest in three equal annual installments on 11/10/2021, 11/10/2022, and 11/10/2023. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:59 UTC |
Mauch Robert P.Executive Vice President & COO
|
GrantRestricted Stock Units · Derivative | 12,644 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000089 · wf-form4_166847034352821.xml · derivative · entry 12 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,644 Underlying: Common Stock · 12,644 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:59 UTC |
Mauch Robert P.Executive Vice President & COO
|
Tax withholdingCommon Stock | 12,347 | $135.33 | $1,670,919.51 |
DisclosureSEC source: 0001140859-22-000089 · wf-form4_166847034352821.xml · nonDerivative · entry 2 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,245 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:59 UTC |
Mauch Robert P.Executive Vice President & COO
|
GrantCommon Stock | 28,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000089 · wf-form4_166847034352821.xml · nonDerivative · entry 1 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,592 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:58 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 4,299 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000088 · wf-form4_166847029940260.xml · derivative · entry 12 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,299 Underlying: Common Stock · 4,299 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:58 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 1,147 | $135.33 | $155,223.51 |
DisclosureSEC source: 0001140859-22-000088 · wf-form4_166847029940260.xml · nonDerivative · entry 2 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,568 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:58 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
GrantCommon Stock | 2,636 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000088 · wf-form4_166847029940260.xml · nonDerivative · entry 1 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,715 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:55 UTC |
Battaglia SilvanaExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 3,793 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000087 · wf-form4_166847012829648.xml · derivative · entry 12 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,793 Underlying: Common Stock · 3,793 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:55 UTC |
Battaglia SilvanaExecutive Vice President
|
Tax withholdingCommon Stock | 4,939 | $135.33 | $668,394.87 |
DisclosureSEC source: 0001140859-22-000087 · wf-form4_166847012829648.xml · nonDerivative · entry 2 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,790.9422 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:55 UTC |
Battaglia SilvanaExecutive Vice President
|
GrantCommon Stock | 11,358 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000087 · wf-form4_166847012829648.xml · nonDerivative · entry 1 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,729.9422 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:55 UTC |
Donato Leslie EEVP & Chief Strategy Officer
|
GrantRestricted Stock Units · Derivative | 3,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000086 · wf-form4_166847007956132.xml · derivative · entry 12 Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,288 Underlying: Common Stock · 3,288 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:55 UTC |
Donato Leslie EEVP & Chief Strategy Officer
|
Tax withholdingCommon Stock | 4,273 | $135.33 | $578,265.09 |
DisclosureSEC source: 0001140859-22-000086 · wf-form4_166847007956132.xml · nonDerivative · entry 2 Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,920.967 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:55 UTC |
Donato Leslie EEVP & Chief Strategy Officer
|
GrantCommon Stock | 8,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000086 · wf-form4_166847007956132.xml · nonDerivative · entry 1 Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,193.967 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:54 UTC |
Campbell Elizabeth SExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 6,069 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000085 · wf-form4_166847001448312.xml · derivative · entry 12 Campbell Elizabeth S · CIK 0001882641 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,069 Underlying: Common Stock · 6,069 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:54 UTC |
Campbell Elizabeth SExecutive Vice President
|
Tax withholdingCommon Stock | 717 | $135.33 | $97,031.61 |
DisclosureSEC source: 0001140859-22-000085 · wf-form4_166847001448312.xml · nonDerivative · entry 2 Campbell Elizabeth S · CIK 0001882641 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,279.87 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:54 UTC |
Campbell Elizabeth SExecutive Vice President
|
GrantCommon Stock | 2,046 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000085 · wf-form4_166847001448312.xml · nonDerivative · entry 1 Campbell Elizabeth S · CIK 0001882641 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,996.87 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
GrantRestricted Stock Units · Derivative | 31,608 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · derivative · entry 12 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,608 Underlying: Common Stock · 31,608 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Tax withholdingCommon Stock | 48,149 | $135.33 | $6,516,004.17 |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · nonDerivative · entry 2 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,766 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:53 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
GrantCommon Stock | 110,737 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000084 · wf-form4_166846996193609.xml · nonDerivative · entry 1 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,915 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 8,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · derivative · entry 13 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,851 Underlying: Common Stock · 8,851 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
Tax withholdingCommon Stock | 13,139 | $153.33 | $2,014,602.87 |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · nonDerivative · entry 2 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,224.3479 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:52 UTC |
Cleary James FChief Financial Officer
|
GrantCommon Stock | 28,395 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000083 · wf-form4_166846990423253.xml · nonDerivative · entry 1 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,363.3479 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
GrantRestricted Stock Units · Derivative | 4,046 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · derivative · entry 12 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,046 Underlying: Common Stock · 4,046 shares Expires not disclosed F7 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · price: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F7 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
Tax withholdingCommon Stock | 7,408 | $135.33 | $1,002,524.64 |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · nonDerivative · entry 2 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,155 F2 · kind: Satisfaction of tax withholding obligation incident to the vesting of performance share units. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 23:50 UTC |
Clark GinaExecutive Vice President
|
GrantCommon Stock | 17,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000082 · wf-form4_166846983547215.xml · nonDerivative · entry 1 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,563 F1 · price: Shares received for no consideration upon the satisfaction of performance criteria underlying an award of performance share units. Read SEC document |
| November 07, 2022 Filed Nov 9, 2022 13:00 UTC |
Walgreens Boots Alliance, Inc.10% owner
|
SaleCommon Stock | 13,234,153 | $154.60 | $2,046,000,053.80 |
DisclosureSEC source: 0000899243-22-035407 · doc4.xml · nonDerivative · entry 1 Walgreens Boots Alliance, Inc. · CIK 0001618921 · 10% owner Walgreens Boots Alliance Holdings LLC · CIK 0001669077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 39,629,714 F1 · security: As previously disclosed, including in the Schedule 13D filed by Walgreen Co. ("Walgreens") and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016, August 25, 2016, November 4, 2016, January 6, 2021, June 3, 2021, May 12, 2022 and August 4, 2022, the Form 8-K filed by the Issuer on March 20, 2013, the Form 8-K filed by Walgreens on March 20, 2013, the Form 8-K filed by Walgreens on June 4, 2021 and the Form 8-K filed by the Issuer on June 2, 2021, the shares referenced in this Form 4 were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreens, Alliance Boots GmbH and the Issuer (the "Framework Agreement") and include 2,000,000 shares acquired pursuant to the consummation of the transactions contemplated by the Share Purchase Agreement, dated as of January 6, 2021 (the "SPA"), by and between the Reporting Person and the Issuer. F2 · security: These shares were held by Walgreens Boots Alliance Holdings LLC ("WBA Holdings"), an indirect wholly owned subsidiary of the Reporting Person. F3 · security: As described in the Schedule 13D, as amended, WBA Investments, Inc., a direct wholly-owned subsidiary of the Reporting Person and the sole member of WBA Holdings, may also be deemed to beneficially own the securities reported in this Form 4. F4 · kind: Represents sale in public offering to underwriters (10,000,000 shares) and a sale in private transaction to the Issuer (3,234,153 shares), in each case, by WBA Holdings. F1 · balance_after: As previously disclosed, including in the Schedule 13D filed by Walgreen Co. ("Walgreens") and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016, August 25, 2016, November 4, 2016, January 6, 2021, June 3, 2021, May 12, 2022 and August 4, 2022, the Form 8-K filed by the Issuer on March 20, 2013, the Form 8-K filed by Walgreens on March 20, 2013, the Form 8-K filed by Walgreens on June 4, 2021 and the Form 8-K filed by the Issuer on June 2, 2021, the shares referenced in this Form 4 were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreens, Alliance Boots GmbH and the Issuer (the "Framework Agreement") and include 2,000,000 shares acquired pursuant to the consummation of the transactions contemplated by the Share Purchase Agreement, dated as of January 6, 2021 (the "SPA"), by and between the Reporting Person and the Issuer. F1 · ownership.nature: As previously disclosed, including in the Schedule 13D filed by Walgreen Co. ("Walgreens") and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016, August 25, 2016, November 4, 2016, January 6, 2021, June 3, 2021, May 12, 2022 and August 4, 2022, the Form 8-K filed by the Issuer on March 20, 2013, the Form 8-K filed by Walgreens on March 20, 2013, the Form 8-K filed by Walgreens on June 4, 2021 and the Form 8-K filed by the Issuer on June 2, 2021, the shares referenced in this Form 4 were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreens, Alliance Boots GmbH and the Issuer (the "Framework Agreement") and include 2,000,000 shares acquired pursuant to the consummation of the transactions contemplated by the Share Purchase Agreement, dated as of January 6, 2021 (the "SPA"), by and between the Reporting Person and the Issuer. F2 · ownership.nature: These shares were held by Walgreens Boots Alliance Holdings LLC ("WBA Holdings"), an indirect wholly owned subsidiary of the Reporting Person. F3 · ownership.nature: As described in the Schedule 13D, as amended, WBA Investments, Inc., a direct wholly-owned subsidiary of the Reporting Person and the sole member of WBA Holdings, may also be deemed to beneficially own the securities reported in this Form 4. Read SEC document |
| November 04, 2022 Filed Nov 4, 2022 22:19 UTC |
Mauch Robert P.Executive Vice President & COO
|
SaleCommon Stock | 21,802 | $160.00 | $3,488,320.00 |
DisclosureSEC source: 0001140859-22-000069 · wf-form4_166760032699064.xml · nonDerivative · entry 1 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,197 F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on 5/6/22. Read SEC document |
| November 01, 2022 Filed Nov 2, 2022 21:01 UTC |
NALLY DENNIS MDirector
|
GrantCommon Stock | 200 | $156.32 | $31,264.00 |
DisclosureSEC source: 0001140859-22-000062 · wf-form4_166742284851125.xml · nonDerivative · entry 1 NALLY DENNIS M · CIK 0001685596 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,399 F1 · shares: Shares of common stock were issued in lieu of $31,250 quarterly cash retainer. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 21:20 UTC |
Kim Lorence H.Director
|
GrantCommon Stock | 558 | $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000066 · wf-form4_166751043795860.xml · nonDerivative · entry 1 Kim Lorence H. · CIK 0001643746 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 558 F1 · price: Grant of restricted stock units received for no consideration and vests 100% on the first anniversary of the date of grant. Reporting Person is deferring delivery of shares until 3/10/2028. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 20:31 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 11,480 | $0.00 Strike: $75.61 | $0.00 |
DisclosureSEC source: 0001140859-22-000058 · wf-form4_166560669784186.xml · derivative · entry 3 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,920 Underlying: Common Stock · 11,480 shares Expires 2023-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 20:31 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
SaleCommon Stock | 11,480 | $141.72 | $1,626,945.60 |
DisclosureSEC source: 0001140859-22-000058 · wf-form4_166560669784186.xml · nonDerivative · entry 2 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,178 F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective 8/20/21 and disclosed in the Company's 8-K filed with the Security and Exchange Commission on 8/26/21. Read SEC document |
| October 11, 2022 Filed Oct 12, 2022 20:31 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 11,480 | $75.61 | $868,002.80 |
DisclosureSEC source: 0001140859-22-000058 · wf-form4_166560669784186.xml · nonDerivative · entry 1 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective 8/20/21 and disclosed in the Company's 8-K filed with the Security and Exchange Commission on 8/26/21. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 20:24 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 11,480 | $0.00 Strike: $75.61 | $0.00 |
DisclosureSEC source: 0001140859-22-000052 · wf-form4_166327348294030.xml · derivative · entry 3 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,400 Underlying: Common Stock · 11,480 shares Expires 2023-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/17, 11/9/18, 11/9/19 and 11/9/20. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.