Last 12 months
Inside the activity.
3 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 2 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 2 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2023 Filed Jan 18, 2023 21:42 UTC |
GREENBERG LON RDirector
|
Exercise / conversionCommon Stock · Derivative | 1,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-23-000016 · wf-form4_167407810246946.xml · derivative · entry 2 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,360 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. F2 · price: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. F2 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. F2 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. Read SEC document |
| January 17, 2023 Filed Jan 18, 2023 21:42 UTC |
GREENBERG LON RDirector
|
Exercise / conversionCommon Stock | 1,360 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-23-000016 · wf-form4_167407810246946.xml · nonDerivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Receipt of shares was deferred until 01/15/2023. F2 · price: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:06 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,499 | $0.00 Strike: $77.53 | $0.00 |
DisclosureSEC source: 0001140859-23-000018 · wf-form4_167416236257201.xml · derivative · entry 3 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,993 Underlying: Common Stock · 10,499 shares Expires 2024-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal installments on 11/15/18, 11/15/19, 11/15/20 and 11/15/21. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:06 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
SaleCommon Stock | 10,499 | $164.28 | $1,724,775.72 |
DisclosureSEC source: 0001140859-23-000018 · wf-form4_167416236257201.xml · nonDerivative · entry 2 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,967 F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective 12/13/2022 and disclosed in the Company's 8-K filed with the Security and Exchange Commission on 12/16/2022. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:06 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 10,499 | $77.53 | $813,987.47 |
DisclosureSEC source: 0001140859-23-000018 · wf-form4_167416236257201.xml · nonDerivative · entry 1 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The sale of stock reflected in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective 12/13/2022 and disclosed in the Company's 8-K filed with the Security and Exchange Commission on 12/16/2022. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:18 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 251 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140859-23-000006 · wf-form4_167295345459083.xml · derivative · entry 3 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504 Underlying: Common Stock · 251 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Grant of restricted stock units received for no consideration that vest in three equal installments on 01/03/2023, 01/03/2024, and 01/03/2025. F1 · derivative.exercise_date: Grant of restricted stock units received for no consideration that vest in three equal installments on 01/03/2023, 01/03/2024, and 01/03/2025. F1 · derivative.expiration_date: Grant of restricted stock units received for no consideration that vest in three equal installments on 01/03/2023, 01/03/2024, and 01/03/2025. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:18 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
Tax withholdingCommon Stock | 85 | $164.29 | $13,964.65 |
DisclosureSEC source: 0001140859-23-000006 · wf-form4_167295345459083.xml · nonDerivative · entry 2 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,173 Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:18 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 251 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-23-000006 · wf-form4_167295345459083.xml · nonDerivative · entry 1 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Grant of restricted stock units received for no consideration that vest in three equal installments on 01/03/2023, 01/03/2024, and 01/03/2025. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:44 UTC |
McGee Henry Wadsworth IIIDirector
|
Exercise / conversionCommon Stock · Derivative | 2,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-23-000003 · wf-form4_167286862268519.xml · derivative · entry 2 McGee Henry Wadsworth III · CIK 0001307634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. The reporting person's Form 4 filed on 03/01/2019 incorrectly stated in Table II, Column 8 that the price of the RSUs was $83.30 but it was $0, and in Table II, Column 9 that the total number of RSUs was 4,202 but it was 2,101. F2 · price: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. The reporting person's Form 4 filed on 03/01/2019 incorrectly stated in Table II, Column 8 that the price of the RSUs was $83.30 but it was $0, and in Table II, Column 9 that the total number of RSUs was 4,202 but it was 2,101. F2 · derivative.exercise_date: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. The reporting person's Form 4 filed on 03/01/2019 incorrectly stated in Table II, Column 8 that the price of the RSUs was $83.30 but it was $0, and in Table II, Column 9 that the total number of RSUs was 4,202 but it was 2,101. F2 · derivative.expiration_date: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. The reporting person's Form 4 filed on 03/01/2019 incorrectly stated in Table II, Column 8 that the price of the RSUs was $83.30 but it was $0, and in Table II, Column 9 that the total number of RSUs was 4,202 but it was 2,101. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:44 UTC |
McGee Henry Wadsworth IIIDirector
|
Exercise / conversionCommon Stock | 2,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-23-000003 · wf-form4_167286862268519.xml · nonDerivative · entry 1 McGee Henry Wadsworth III · CIK 0001307634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Receipt of shares was deferred until 01/02/2023. F2 · price: Annual grant of restricted stock units received for no consideration that vests 100% on the third anniversary of the date of grant. The reporting person's Form 4 filed on 03/01/2019 incorrectly stated in Table II, Column 8 that the price of the RSUs was $83.30 but it was $0, and in Table II, Column 9 that the total number of RSUs was 4,202 but it was 2,101. Read SEC document |
| December 30, 2022 Filed Jan 18, 2023 21:11 UTC |
Donato Leslie EEVP & Chief Strategy Officer
|
GrantCommon Stock | 96.664 | $140.85 | $13,615.51 |
DisclosureSEC source: 0001140859-23-000013 · wf-form4_167407627598789.xml · nonDerivative · entry 1 Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,150.631 F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 30, 2022 Filed Jan 18, 2023 21:09 UTC |
Campbell Elizabeth SExecutive Vice President
|
GrantCommon Stock | 60.538 | $140.85 | $8,527.02 |
DisclosureSEC source: 0001140859-23-000011 · wf-form4_167407614166663.xml · nonDerivative · entry 1 Campbell Elizabeth S · CIK 0001882641 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,906.408 F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 30, 2022 Filed Jan 18, 2023 21:06 UTC |
Battaglia SilvanaExecutive Vice President
|
GrantCommon Stock | 68.51 | $140.85 | $9,649.91 |
DisclosureSEC source: 0001140859-23-000009 · wf-form4_167407599519332.xml · nonDerivative · entry 1 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,852.4522 F1 · shares: Purchase of common stock through the Employee Stock Purchase Plan exempt under Rule 16b-3(c) and Rule 16b-3(d). Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 21:04 UTC |
Donato Leslie EEVP & Chief Strategy Officer
|
SaleCommon Stock | 930 | $170.00 | $158,100.00 |
DisclosureSEC source: 0001140859-22-000121 · wf-form4_167182944312326.xml · nonDerivative · entry 1 Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,053.967 Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:04 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,218 | $0.00 Strike: $89.58 | $0.00 |
DisclosureSEC source: 0001140859-22-000119 · wf-form4_167174307834607.xml · derivative · entry 3 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,218 shares Expires 2025-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Exercisable in four equal annual installments on 11/14/19, 11/14/20, 11/14/21 and 11/14/22. Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:04 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
SaleCommon Stock | 2,218 | $169.24 | $375,374.32 |
DisclosureSEC source: 0001140859-22-000119 · wf-form4_167174307834607.xml · nonDerivative · entry 2 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,007 Read SEC document |
| December 21, 2022 Filed Dec 22, 2022 21:04 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
|
Exercise / conversionCommon Stock | 2,218 | $89.58 | $198,688.44 |
DisclosureSEC source: 0001140859-22-000119 · wf-form4_167174307834607.xml · nonDerivative · entry 1 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:02 UTC |
Battaglia SilvanaExecutive Vice President
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 9,031 | $0.00 Strike: $86.09 | $0.00 |
DisclosureSEC source: 0001140859-22-000117 · wf-form4_167157011825432.xml · derivative · entry 4 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,516 Underlying: Common Stock · 9,031 shares Expires 2026-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Exercisable in four equal annual installments on 11/13/20, 11/13/21, 11/13/22 and 11/13/23. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:02 UTC |
Battaglia SilvanaExecutive Vice President
|
SaleCommon Stock | 9,031 | $167.00 | $1,508,177.00 |
DisclosureSEC source: 0001140859-22-000117 · wf-form4_167157011825432.xml · nonDerivative · entry 3 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,783.9422 Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:02 UTC |
Battaglia SilvanaExecutive Vice President
|
Exercise / conversionCommon Stock | 9,031 | $86.09 | $777,478.79 |
DisclosureSEC source: 0001140859-22-000117 · wf-form4_167157011825432.xml · nonDerivative · entry 2 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,814.9422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 21:02 UTC |
Battaglia SilvanaExecutive Vice President
|
SaleCommon Stock | 821 | $167.00 | $137,107.00 |
DisclosureSEC source: 0001140859-22-000117 · wf-form4_167157011825432.xml · nonDerivative · entry 1 Battaglia Silvana · CIK 0001774724 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,783.9422 F1 · balance_after: On July 14, 2022, the reporting person voluntarily filed a Form 4 which inadvertently reported that she purchased 94.46 shares of common stock through the Employee Stock Purchase Plan ("ESPP") exempt under Rule 16b-3(c), when in fact she purchased 96.46 shares of common stock under the ESPP. The amounts in Column 5 of Table I include the two additional shares she purchased under the ESPP. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 45,920 | $0.00 Strike: $75.61 | $0.00 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · derivative · entry 10 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,920 shares Expires 2023-11-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Exercisable in four equal annual installments on 11/9/2017, 11/9/2018, 11/9/2019 and 11/9/2020. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
SaleCommon Stock | 920 | $167.92 | $154,486.40 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 8 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,967 Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
SaleCommon Stock | 6,782 | $166.28 | $1,127,710.96 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 7 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,887 F6 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $166.03 to $166.63, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
SaleCommon Stock | 38,218 | $165.45 | $6,323,168.10 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 6 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,669 F5 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $165.00 to $165.98, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| December 13, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 45,920 | $75.61 | $3,472,011.20 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 5 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:33 UTC |
Clark GinaExecutive Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 162 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000113 · wf-form4_167105719697100.xml · derivative · entry 4 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,884 Underlying: Common Stock · 162 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F2 · shares: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F1 · derivative.exercise_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F1 · derivative.expiration_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:33 UTC |
Clark GinaExecutive Vice President
|
Tax withholdingCommon Stock | 162 | $167.20 | $27,086.40 |
DisclosureSEC source: 0001140859-22-000113 · wf-form4_167105719697100.xml · nonDerivative · entry 3 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,657 F2 · kind: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F3 · price: The closing price of the Company's common stock on 12/12/22, the date used to calculate the FICA tax obligation in accordance with IRS rules. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:33 UTC |
Clark GinaExecutive Vice President
|
Exercise / conversionCommon Stock | 162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000113 · wf-form4_167105719697100.xml · nonDerivative · entry 2 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 22:33 UTC |
Clark GinaExecutive Vice President
|
SaleCommon Stock | 392 | $166.30 | $65,190.38 |
DisclosureSEC source: 0001140859-22-000113 · wf-form4_167105719697100.xml · nonDerivative · entry 1 Clark Gina · CIK 0001625811 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,657 Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · derivative · entry 9 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,346 Underlying: Common Stock · 1,262 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F3 · shares: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F2 · derivative.exercise_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F2 · derivative.expiration_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Tax withholdingCommon Stock | 1,262 | $167.20 | $211,006.40 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 4 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,967 F3 · kind: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F4 · price: The closing price of the Company's common stock on 12/12/22, the date used to calculate the FICA tax obligation in accordance with IRS rules. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
Exercise / conversionCommon Stock | 1,262 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 3 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
SaleCommon Stock | 33,000 | $166.01 | $5,478,330.00 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 2 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,967 F1 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $165.63 to $166.52, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:52 UTC |
COLLIS STEVEN HDirector · Chairman, President & CEO
|
GiftCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000109 · wf-form4_167105472898406.xml · nonDerivative · entry 1 COLLIS STEVEN H · CIK 0001191508 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,967 Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:50 UTC |
Mauch Robert P.Executive Vice President & COO
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Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000107 · wf-form4_167105461559250.xml · derivative · entry 3 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,139 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F1 · derivative.exercise_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F1 · derivative.expiration_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:50 UTC |
Mauch Robert P.Executive Vice President & COO
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Tax withholdingCommon Stock | 505 | $167.20 | $84,436.00 |
DisclosureSEC source: 0001140859-22-000107 · wf-form4_167105461559250.xml · nonDerivative · entry 2 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,884 F2 · kind: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F3 · price: The closing price of the Company's common stock on 12/12/22, the date used to calculate the FICA tax obligation in accordance with IRS rules. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:50 UTC |
Mauch Robert P.Executive Vice President & COO
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Exercise / conversionCommon Stock | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000107 · wf-form4_167105461559250.xml · nonDerivative · entry 1 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:48 UTC |
Cleary James FChief Financial Officer
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Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000105 · wf-form4_167105449281014.xml · derivative · entry 3 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,480 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F2 · shares: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F1 · derivative.exercise_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F1 · derivative.expiration_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:48 UTC |
Cleary James FChief Financial Officer
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Tax withholdingCommon Stock | 371 | $167.20 | $62,031.20 |
DisclosureSEC source: 0001140859-22-000105 · wf-form4_167105449281014.xml · nonDerivative · entry 2 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,120.3479 F2 · kind: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F3 · price: The closing price of the Company's common stock on 12/12/22, the date used to calculate the FICA tax obligation in accordance with IRS rules. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:48 UTC |
Cleary James FChief Financial Officer
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Exercise / conversionCommon Stock | 371 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000105 · wf-form4_167105449281014.xml · nonDerivative · entry 1 Cleary James F · CIK 0001333281 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,491.3479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:46 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
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Exercise / conversionRestricted Stock Units · Derivative | 172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001140859-22-000103 · wf-form4_167105437008217.xml · derivative · entry 3 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,127 Underlying: Common Stock · 172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F2 · shares: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F1 · derivative.exercise_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. F1 · derivative.expiration_date: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:46 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
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Tax withholdingCommon Stock | 172 | $167.20 | $28,758.40 |
DisclosureSEC source: 0001140859-22-000103 · wf-form4_167105437008217.xml · nonDerivative · entry 2 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,007 F2 · kind: Reflects partial lapsing of restrictions on installment scheduled to vest on 11/9/2023 to cover FICA obligation and associated income taxes for retirement eligible employees on 2022 grant of restricted stock units. F3 · price: The closing price of the Company's common stock on 12/12/22, the date used to calculate the FICA tax obligation in accordance with IRS rules. Read SEC document |
| December 12, 2022 Filed Dec 14, 2022 21:46 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
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Exercise / conversionCommon Stock | 172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000103 · wf-form4_167105437008217.xml · nonDerivative · entry 1 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,179 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units received on 11/9/2022 for no consideration that vest in three equal annual installments on 11/9/2023, 11/9/2024, and 11/9/2025. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 21:20 UTC |
Donato Leslie EEVP & Chief Strategy Officer
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SaleCommon Stock | 3,014 | $166.12 | $500,685.68 |
DisclosureSEC source: 0001140859-22-000100 · wf-form4_167088000999414.xml · nonDerivative · entry 1 Donato Leslie E · CIK 0001784795 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,983.967 Read SEC document |
| December 08, 2022 Filed Dec 12, 2022 22:26 UTC |
Walgreens Boots Alliance, Inc.10% owner
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SaleCommon Stock | 5,961,534 | $165.08 | $984,130,032.72 |
DisclosureSEC source: 0000899243-22-038256 · doc4.xml · nonDerivative · entry 1 Walgreens Boots Alliance, Inc. · CIK 0001618921 · 10% owner Walgreens Boots Alliance Holdings LLC · CIK 0001669077 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 33,659,180 F1 · security: As previously disclosed, including in the Schedule 13D filed by Walgreen Co. ("Walgreens") and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016, August 25, 2016, November 4, 2016, January 6, 2021, June 3, 2021, May 12, 2022, August 4, 2022 and November 9, 2022, the Form 8-K filed by the Issuer on March 20, 2013, the Form 8-K filed by Walgreens on March 20, 2013, the Form 8-K filed by Walgreens on June 4, 2021 and the Form 8-K filed by the Issuer on June 2, 2021, the shares referenced in this Form 4 were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreens, Alliance Boots GmbH and the Issuer (the "Framework Agreement"). F2 · security: These shares were held by Walgreens Boots Alliance Holdings LLC ("WBA Holdings"), an indirect wholly owned subsidiary of the Reporting Person. F3 · security: As described in the Schedule 13D, as amended, WBA Investments, Inc., a direct wholly-owned subsidiary of the Reporting Person and the sole member of WBA Holdings, may also be deemed to beneficially own the securities reported in this Form 4. F4 · kind: Represents sale pursuant to Rule 144 (4,750,000 shares) and a sale in private transaction to the Issuer (1,211,534 shares), in each case, by WBA Holdings. F1 · balance_after: As previously disclosed, including in the Schedule 13D filed by Walgreen Co. ("Walgreens") and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016, August 25, 2016, November 4, 2016, January 6, 2021, June 3, 2021, May 12, 2022, August 4, 2022 and November 9, 2022, the Form 8-K filed by the Issuer on March 20, 2013, the Form 8-K filed by Walgreens on March 20, 2013, the Form 8-K filed by Walgreens on June 4, 2021 and the Form 8-K filed by the Issuer on June 2, 2021, the shares referenced in this Form 4 were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreens, Alliance Boots GmbH and the Issuer (the "Framework Agreement"). F1 · ownership.nature: As previously disclosed, including in the Schedule 13D filed by Walgreen Co. ("Walgreens") and others on April 15, 2014, as amended on January 16, 2015, January 25, 2016, March 22, 2016, August 25, 2016, November 4, 2016, January 6, 2021, June 3, 2021, May 12, 2022, August 4, 2022 and November 9, 2022, the Form 8-K filed by the Issuer on March 20, 2013, the Form 8-K filed by Walgreens on March 20, 2013, the Form 8-K filed by Walgreens on June 4, 2021 and the Form 8-K filed by the Issuer on June 2, 2021, the shares referenced in this Form 4 were acquired in accordance with the Framework Agreement, dated as of March 18, 2013 among Walgreens, Alliance Boots GmbH and the Issuer (the "Framework Agreement"). F2 · ownership.nature: These shares were held by Walgreens Boots Alliance Holdings LLC ("WBA Holdings"), an indirect wholly owned subsidiary of the Reporting Person. F3 · ownership.nature: As described in the Schedule 13D, as amended, WBA Investments, Inc., a direct wholly-owned subsidiary of the Reporting Person and the sole member of WBA Holdings, may also be deemed to beneficially own the securities reported in this Form 4. Read SEC document |
| November 13, 2022 Filed Nov 14, 2022 23:59 UTC |
Mauch Robert P.Executive Vice President & COO
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Exercise / conversionRestricted Stock Units · Derivative | 5,808 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000089 · wf-form4_166847034352821.xml · derivative · entry 11 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,808 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Restricted stock units received for no consideration that vest 100% on 11/13/2022. F6 · price: Restricted stock units received for no consideration that vest 100% on 11/13/2022. F6 · derivative.exercise_date: Restricted stock units received for no consideration that vest 100% on 11/13/2022. F6 · derivative.expiration_date: Restricted stock units received for no consideration that vest 100% on 11/13/2022. Read SEC document |
| November 13, 2022 Filed Nov 14, 2022 23:59 UTC |
Mauch Robert P.Executive Vice President & COO
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Tax withholdingCommon Stock | 2,526 | $153.01 | $386,503.26 |
DisclosureSEC source: 0001140859-22-000089 · wf-form4_166847034352821.xml · nonDerivative · entry 8 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,884 F4 · kind: Satisfaction of tax withholding obligation incident to the vesting of restricted stock units. Read SEC document |
| November 13, 2022 Filed Nov 14, 2022 23:59 UTC |
Mauch Robert P.Executive Vice President & COO
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Exercise / conversionCommon Stock | 5,808 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140859-22-000089 · wf-form4_166847034352821.xml · nonDerivative · entry 7 Mauch Robert P. · CIK 0001633897 · Executive Vice President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Restricted stock units received for no consideration that vest 100% on 11/13/2022. Read SEC document |
| November 13, 2022 Filed Nov 14, 2022 23:58 UTC |
Krikorian LazarusSVP & Chief Accounting Officer
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Exercise / conversionRestricted Stock Units · Derivative | 5,390 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001140859-22-000088 · wf-form4_166847029940260.xml · derivative · entry 11 Krikorian Lazarus · CIK 0001627534 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Restricted stock units received for no consideration that vest 100% on 11/13/2022. F6 · price: Restricted stock units received for no consideration that vest 100% on 11/13/2022. F6 · derivative.exercise_date: Restricted stock units received for no consideration that vest 100% on 11/13/2022. F6 · derivative.expiration_date: Restricted stock units received for no consideration that vest 100% on 11/13/2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.