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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2023 Filed Apr 3, 2023 22:28 UTC
Rivas MariaDirector
Exercise / conversionCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003271 · primarydocument.xml · nonDerivative · entry 1

Rivas Maria · CIK 0001755794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,132

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:27 UTC GrantRestricted Stock Units · Derivative 723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003270 · primarydocument.xml · derivative · entry 3

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:27 UTC Exercise / conversionRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003270 · primarydocument.xml · derivative · entry 2

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:27 UTC Exercise / conversionCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003270 · primarydocument.xml · nonDerivative · entry 1

MADDEN TERESA S · CIK 0001083781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:25 UTC GrantRestricted Stock Units · Derivative 723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003269 · primarydocument.xml · derivative · entry 3

Lucchese Cynthia L · CIK 0001337319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:25 UTC Exercise / conversionRestricted Stock Units · Derivative 512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003269 · primarydocument.xml · derivative · entry 2

Lucchese Cynthia L · CIK 0001337319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:25 UTC Exercise / conversionCommon Stock 512 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003269 · primarydocument.xml · nonDerivative · entry 1

Lucchese Cynthia L · CIK 0001337319 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 22:32 UTC SaleCommon Stock 1,000 $370.00 $370,000.00
Disclosure

SEC source: 0001562180-23-003276 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863.237

F1 · balance_after: Includes 15.38 shares acquired under the COO ESPP on 2/1/2023 and a reduction in ownership due to a transfer of securities related to a domestic relations order

Read SEC document
March 15, 2023 Filed Mar 15, 2023 20:18 UTC SaleCommon Stock 700 $335.78 $235,043.90
Disclosure

SEC source: 0001562180-23-002810 · primarydocument.xml · nonDerivative · entry 4

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,134

Read SEC document
March 09, 2023 Filed Mar 9, 2023 23:03 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
SaleCommon Stock 1,216 $340.53 $414,087.40
Disclosure

SEC source: 0001562180-23-002680 · primarydocument.xml · nonDerivative · entry 1

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,290

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.5165 to $340.765. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
March 09, 2023 Filed Mar 15, 2023 20:18 UTC GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002810 · primarydocument.xml · nonDerivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gsry S. Petersmeyer Profit Sharing Plan

Disclosed balance after: 75

Read SEC document
March 09, 2023 Filed Mar 15, 2023 20:18 UTC GiftCommon Stock 75 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002810 · primarydocument.xml · nonDerivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,834

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,510 $131.60 Strike: $131.60 $4,936,316.00
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · derivative · entry 13

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,510 shares

Expires 2023-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 12-9-2015 NQ Grant: The option vested in equal increments on the first through the fifth anniversaries of the date of grant.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 246 $345.91 $85,092.88
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 11

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F10 · price: Sale price represents an average sale price between $345.785 and $345.955.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 772 $344.46 $265,922.35
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 10

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,246

F9 · price: Sale price represents an average sale price between $344.00 and $344.87.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 500 $342.24 $171,120.00
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 9

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,018

F8 · price: Sale price represents an average sale price between $342.18 and $342.50.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 1,986 $341.15 $677,531.84
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 8

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,518

F7 · price: Sale price represents an average sale price between $340.92 and $341.79.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 4,084 $340.48 $1,390,524.40
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 7

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,504

F6 · price: Sale price represents an average sale price between $339.895 and $340.89.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 1,963 $339.48 $666,399.24
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 6

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,588

F5 · price: Sale price represents an average sale price between $338.89 and $339.885.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 4,164 $338.13 $1,407,973.32
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 5

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,551

F4 · price: Sale price represents an average sale price between $337.81 and $338.70.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 6,053 $337.20 $2,041,065.55
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,715

F3 · price: Sale price represents an average sale price between $336.81 and $337.805.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 12,814 $336.28 $4,309,079.11
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,768

F2 · price: Sale price represents an average sale price between $335.81 and $336.795.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC SaleCommon Stock 4,928 $335.47 $1,653,171.52
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,582

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $334.81 to $335.80. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 00:42 UTC Exercise / conversionCommon Stock 37,510 $131.60 $4,936,316.00
Disclosure

SEC source: 0001562180-23-002591 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionRestricted Stock Units · Derivative 385 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · derivative · entry 18

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154

Underlying: Common Stock · 385 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2022

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionRestricted Stock Units · Derivative 633 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · derivative · entry 17

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,265

Underlying: Common Stock · 633 shares

Expires 2030-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2021

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionRestricted Stock Units · Derivative 66 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · derivative · entry 16

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Stock · 66 shares

Expires 2029-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 20%/year over 5 years - vest date beginning on 08-Jan-2020

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionRestricted Stock Units · Derivative 541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · derivative · entry 15

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Common Stock · 541 shares

Expires 2029-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 20%/year over 5 years - vest date beginning on 08-Jan-2020

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionRestricted Stock Units · Derivative 451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · derivative · entry 14

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451

Underlying: Common Stock · 451 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 452 share(s) on 08-Jan-2020, 451 share(s) on 08-Jan-2021, 452 share(s) on 08-Jan-2022, 451 share(s) on 08-Jan-2023, 451 share(s) on 08-Jan-2024

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionRestricted Stock Units · Derivative 391 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · derivative · entry 13

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 391 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 392 share(s) on 08-Jan-2019, 392 share(s) on 08-Jan-2020, 392 share(s) on 08-Jan-2021, 392 share(s) on 08-Jan-2022, 391 share(s) on 08-Jan-2023

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 197 $345.17 $67,998.49
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 12

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,506

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 200 $345.17 $69,034.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 11

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,703

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 34 $345.17 $11,735.78
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 10

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 277 $345.17 $95,612.09
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 9

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 231 $345.17 $79,734.27
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 8

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,214

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 345 $345.17 $119,083.65
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 7

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,445

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionCommon Stock 633 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 6

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 5

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionCommon Stock 541 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 4

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionCommon Stock 385 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 3

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionCommon Stock 451 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 2

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:42 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
Exercise / conversionCommon Stock 391 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000340 · primarydocument.xml · nonDerivative · entry 1

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:41 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000339 · primarydocument.xml · derivative · entry 4

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588

Underlying: Common Stock · 589 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 589 share(s) on 08-Jan-2020, 589 share(s) on 08-Jan-2021, 589 share(s) on 08-Jan-2022, 589 share(s) on 08-Jan-2023, 588 share(s) on 08-Jan-2024

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:41 UTC
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 295 $345.17 $101,825.15
Disclosure

SEC source: 0001562180-23-000339 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,848.356

Read SEC document
January 08, 2023 Filed Jan 10, 2023 21:41 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000339 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,143.356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2023 Filed Jan 10, 2023 21:40 UTC Exercise / conversionRestricted Stock Units · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000338 · primarydocument.xml · derivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255

Underlying: Common Stock · 255 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 256 share(s) on 08-Jan-2020, 255 share(s) on 08-Jan-2021, 255 share(s) on 08-Jan-2022, 255 share(s) on 08-Jan-2023, 255 share(s) on 08-Jan-2024

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January 08, 2023 Filed Jan 10, 2023 21:40 UTC Exercise / conversionRestricted Stock Units · Derivative 204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000338 · primarydocument.xml · derivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 204 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 205 share(s) on 08-Jan-2019, 205 share(s) on 08-Jan-2020, 204 share(s) on 08-Jan-2021, 205 share(s) on 08-Jan-2022, 204 share(s) on 08-Jan-2023

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January 08, 2023 Filed Jan 10, 2023 21:40 UTC Tax withholdingCommon Stock 117 $345.17 $40,384.89
Disclosure

SEC source: 0001562180-23-000338 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,910.857

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January 08, 2023 Filed Jan 10, 2023 21:40 UTC Tax withholdingCommon Stock 151 $345.17 $52,120.67
Disclosure

SEC source: 0001562180-23-000338 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,027.857

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January 08, 2023 Filed Jan 10, 2023 21:40 UTC Exercise / conversionCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-000338 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,178.857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.