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Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 08, 2024 Filed Jan 11, 2024 00:11 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionCommon Stock 723 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-000418 · primarydocument.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,996.16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 260 $373.57 $97,128.20
Disclosure

SEC source: 0001562180-24-001332 · primarydocument.xml · nonDerivative · entry 6

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,447

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 365 $373.57 $136,353.05
Disclosure

SEC source: 0001562180-24-001332 · primarydocument.xml · nonDerivative · entry 5

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,256

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 38 $373.57 $14,195.66
Disclosure

SEC source: 0001562180-24-001332 · primarydocument.xml · nonDerivative · entry 4

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,989

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 222 $373.57 $82,932.54
Disclosure

SEC source: 0001562180-24-001332 · primarydocument.xml · nonDerivative · entry 3

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,962

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 313 $373.57 $116,927.41
Disclosure

SEC source: 0001562180-24-001332 · primarydocument.xml · nonDerivative · entry 2

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Warner Gerard H IIIPresident, CooperVision, Inc.
Tax withholdingCommon Stock 383 $373.57 $143,077.31
Disclosure

SEC source: 0001562180-24-001332 · primarydocument.xml · nonDerivative · entry 1

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,570

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 212 $373.57 $79,196.84
Disclosure

SEC source: 0001562180-24-001331 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,040.356

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 312 $373.57 $116,553.84
Disclosure

SEC source: 0001562180-24-001331 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,854.356

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment Tax withholdingCommon Stock 297 $373.57 $110,950.29
Disclosure

SEC source: 0001562180-24-001330 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270.36

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment Tax withholdingCommon Stock 143 $373.57 $53,420.51
Disclosure

SEC source: 0001562180-24-001330 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,036.36

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:58 UTC Amendment
Andrews Brian GEVP, CFO & Treasurer
Tax withholdingCommon Stock 404 $373.57 $150,922.28
Disclosure

SEC source: 0001562180-24-001329 · primarydocument.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,592.16

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 08, 2024 Filed Feb 15, 2024 21:57 UTC Amendment
Khadder NicholasVP, General Counsel & Corp Sec
Tax withholdingCommon Stock 157 $373.57 $58,650.49
Disclosure

SEC source: 0001562180-24-001328 · primarydocument.xml · nonDerivative · entry 1

Khadder Nicholas · CIK 0001598911 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167.959

F1 · shares: Reflects corrected number of shares withheld to cover taxes on release of RSUs on January 8, 2024.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 23:05 UTC SaleCommon Stock 150 $336.03 $50,404.20
Disclosure

SEC source: 0001562180-24-000314 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,297

Read SEC document
December 21, 2023 Filed Dec 21, 2023 22:26 UTC GiftCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008539 · primarydocument.xml · nonDerivative · entry 2

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gsry S. Petersmeyer Profit Sharing Plan

Disclosed balance after: 217

Read SEC document
December 21, 2023 Filed Dec 21, 2023 22:26 UTC GiftCommon Stock 17 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008539 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,447

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:25 UTC Exercise / conversionStock Options (Right to buy) · Derivative 79,370 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001562180-23-008538 · primarydocument.xml · derivative · entry 8

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 79,370 shares

Expires 2024-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:25 UTC SaleCommon Stock 938 $366.70 $343,964.60
Disclosure

SEC source: 0001562180-23-008538 · primarydocument.xml · nonDerivative · entry 5

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,693

F4 · price: Sale price represents an average sale price between $366.28 and $367.14.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:25 UTC SaleCommon Stock 29,272 $365.51 $10,699,208.72
Disclosure

SEC source: 0001562180-23-008538 · primarydocument.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,631

F3 · price: Sale price represents an average sale price between $365.27 and $366.25.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:25 UTC SaleCommon Stock 27,715 $364.74 $10,108,769.10
Disclosure

SEC source: 0001562180-23-008538 · primarydocument.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,903

F2 · price: Sale price represents an average sale price between $364.27 and $365.26.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:25 UTC SaleCommon Stock 21,445 $363.87 $7,803,192.15
Disclosure

SEC source: 0001562180-23-008538 · primarydocument.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,618

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.27 to $364.26. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
December 19, 2023 Filed Dec 21, 2023 22:25 UTC Exercise / conversionCommon Stock 79,370 $175.31 $13,914,354.70
Disclosure

SEC source: 0001562180-23-008538 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 00:15 UTC SaleCommon Stock 300 $368.55 $110,565.00
Disclosure

SEC source: 0001562180-23-008385 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,464

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $368.50 to $368.61. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 00:04 UTC
McBride Daniel GEVP & Chief Operating Officer
GiftCommon Stock 300 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-008378 · primarydocument.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,326.087

F1 · price: The shares reported in this transaction represent a gift to a charitable organization.

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:12 UTC GrantRestricted Stock Units · Derivative 2,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008384 · primarydocument.xml · derivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,351

Underlying: Common Stock · 2,351 shares

Expires 2033-12-12

F2 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2024

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:11 UTC
Khadder NicholasVP, General Counsel & Corp Sec
GrantRestricted Stock Units · Derivative 2,351 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008383 · primarydocument.xml · derivative · entry 2

Khadder Nicholas · CIK 0001598911 · VP, General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,351

Underlying: Common Stock · 2,351 shares

Expires 2033-12-12

F2 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2024

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:11 UTC
White Albert G IIIDirector · President & CEO
GrantRestricted Stock Units · Derivative 18,339 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008382 · primarydocument.xml · derivative · entry 2

White Albert G III · CIK 0001357705 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,339

Underlying: Common Stock · 18,339 shares

Expires 2033-12-12

F1 · derivative.exercise_date: 25%/year over 4 years - Anniversary beginning on 08-Jan-2024

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:10 UTC
Warner Gerard H IIIPresident, CooperVision, Inc.
GrantRestricted Stock Units · Derivative 2,939 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008381 · primarydocument.xml · derivative · entry 2

Warner Gerard H III · CIK 0001908671 · President, CooperVision, Inc.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,939

Underlying: Common Stock · 2,939 shares

Expires 2033-12-12

F1 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2024

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:09 UTC
Sheffield Holly RPresident, CSI
GrantRestricted Stock Units · Derivative 3,306 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008380 · primarydocument.xml · derivative · entry 3

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,306

Underlying: Common Stock · 3,306 shares

Expires 2033-12-12

F1 · derivative.exercise_date: 25%/year over 4 years - Anniversary beginning on 08-Jan-2024

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:05 UTC
Andrews Brian GEVP, CFO & Treasurer
GrantRestricted Stock Units · Derivative 3,527 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008379 · primarydocument.xml · derivative · entry 4

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,527

Underlying: Common Stock · 3,527 shares

Expires 2033-12-12

F3 · derivative.exercise_date: 25%/year over 4 years - Anniversary beginning on 08-Jan-2024

Read SEC document
December 12, 2023 Filed Dec 15, 2023 00:04 UTC
McBride Daniel GEVP & Chief Operating Officer
GrantRestricted Stock Units · Derivative 4,555 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008378 · primarydocument.xml · derivative · entry 5

McBride Daniel G · CIK 0001368867 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,555

Underlying: Common Stock · 4,555 shares

Expires 2033-12-12

F3 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2024

Read SEC document
December 01, 2023 Filed Dec 5, 2023 20:02 UTC GrantRestricted Stock Units · Derivative 264 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-008089 · primarydocument.xml · derivative · entry 1

Kurzius Lawrence Erik · CIK 0001352090 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264

Underlying: Common Stock · 264 shares

Expires 2024-04-01

F1 · price: There is no exercise price associated with the grant of Restricted Stock Units.

Read SEC document
September 22, 2023 Filed Sep 26, 2023 21:19 UTC
McBride Daniel GEVP & Chief Operating Officer
GiftCommon Stock 23,624 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-007035 · primarydocument.xml · nonDerivative · entry 1

McBride Daniel G · CIK 0001368867 · EVP & Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,559.838

F1 · balance_after: On September 22, 2023, the reporting person transferred 23,624 shares of COO common stock to the McBride Family Trust. The reporting person is trustee of the trust, and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust,

Read SEC document
June 04, 2023 Filed Jun 7, 2023 18:45 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 1,104 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004922 · primarydocument.xml · derivative · entry 4

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,104 shares

Expires 2028-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 1,105 share(s) on 04-JUN 2020, 1,105 share(s) on 04-JUN 2021, 1,105 share(s) on 04-JUN 2022, 1,104 shares on 04-JUN 2023

Read SEC document
June 04, 2023 Filed Jun 7, 2023 18:45 UTC
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 374 $356.47 $133,319.78
Disclosure

SEC source: 0001562180-23-004922 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,578.356

Read SEC document
June 04, 2023 Filed Jun 7, 2023 18:45 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionCommon Stock 1,104 $356.47 $393,542.88
Disclosure

SEC source: 0001562180-23-004922 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,952.356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:31 UTC GrantRestricted Stock Units · Derivative 795 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003275 · primarydocument.xml · derivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 795

Underlying: Common Stock · 795 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:31 UTC Exercise / conversionRestricted Stock Units · Derivative 693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003275 · primarydocument.xml · derivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:31 UTC Exercise / conversionCommon Stock 693 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003275 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:30 UTC Exercise / conversionRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003274 · primarydocument.xml · derivative · entry 4

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 0

Underlying: Common Stock · 630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:30 UTC GrantRestricted Stock Units · Derivative 723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003274 · primarydocument.xml · derivative · entry 3

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:30 UTC Exercise / conversionCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003274 · primarydocument.xml · nonDerivative · entry 1

PETERSMEYER GARY S · CIK 0001206986 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Gary and Catherine Petersmeyer Trust DTD

Disclosed balance after: 2,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:29 UTC GrantRestricted Stock Units · Derivative 759 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003273 · primarydocument.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 759

Underlying: Common Stock · 759 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:29 UTC Exercise / conversionRestricted Stock Units · Derivative 662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003273 · primarydocument.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:29 UTC Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003273 · primarydocument.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2023 Filed Apr 3, 2023 22:28 UTC
Jay ColleenDirector
GrantRestricted Stock Units · Derivative 723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003272 · primarydocument.xml · derivative · entry 3

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2023 Filed Apr 3, 2023 22:28 UTC
Jay ColleenDirector
Exercise / conversionRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003272 · primarydocument.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2023 Filed Apr 3, 2023 22:28 UTC
Jay ColleenDirector
Exercise / conversionCommon Stock 630 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003272 · primarydocument.xml · nonDerivative · entry 1

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2023 Filed Apr 3, 2023 22:28 UTC
Rivas MariaDirector
GrantRestricted Stock Units · Derivative 723 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003271 · primarydocument.xml · derivative · entry 3

Rivas Maria · CIK 0001755794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723

Underlying: Common Stock · 723 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

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April 01, 2023 Filed Apr 3, 2023 22:28 UTC
Rivas MariaDirector
Exercise / conversionRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003271 · primarydocument.xml · derivative · entry 2

Rivas Maria · CIK 0001755794 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 630 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.