Tapewire

Nasdaq · USD

COO

COOPER COMPANIES, INC.

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Tapewire entity
3395
SEC CIK
0000711404
Parsed reports
441

Last 12 months

Inside the activity.

10 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202550
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202650
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2022 Filed Apr 4, 2022 21:55 UTC GrantRestricted Stock Units · Derivative 662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003133 · primarydocument.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662

Underlying: Common Stock · 662 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 735 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003133 · primarydocument.xml · derivative · entry 2

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:55 UTC Exercise / conversionCommon Stock 735 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003133 · primarydocument.xml · nonDerivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:51 UTC
Rivas MariaDirector
GrantRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003131 · primarydocument.xml · derivative · entry 3

Rivas Maria · CIK 0001755794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:51 UTC
Rivas MariaDirector
Exercise / conversionRestricted Stock Units · Derivative 502 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003131 · primarydocument.xml · derivative · entry 2

Rivas Maria · CIK 0001755794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 502 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:51 UTC
Rivas MariaDirector
Exercise / conversionCommon Stock 502 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003131 · primarydocument.xml · nonDerivative · entry 1

Rivas Maria · CIK 0001755794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:53 UTC
Jay ColleenDirector
GrantRestricted Stock Units · Derivative 630 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003132 · primarydocument.xml · derivative · entry 3

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630

Underlying: Common Stock · 630 shares

Expires not disclosed

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:53 UTC
Jay ColleenDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003132 · primarydocument.xml · derivative · entry 2

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.

F2 · derivative.expiration_date: RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.

Read SEC document
April 01, 2022 Filed Apr 4, 2022 21:53 UTC
Jay ColleenDirector
Exercise / conversionCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-003132 · primarydocument.xml · nonDerivative · entry 1

Jay Colleen · CIK 0001670561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 13,039 $0.00 Strike: $162.28 $0.00
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · derivative · entry 9

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,039 shares

Expires 2022-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Vests 13,039 share(s) on 09-Dec-2015, 13,039 share(s) on 09-Dec-2016, 13,039 share(s) on 09-Dec-2017, 13,039 share(s) on 09-Dec-2018, 13,039 share(s) on 09-Dec-2019

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC SaleCommon Stock 209 $418.91 $87,552.19
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 7

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,798

F6 · price: Sale price represents an average sale price between $418.44 and $419.335.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC SaleCommon Stock 1,644 $418.15 $687,438.60
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 6

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,007

F5 · price: Sale price represents an average sale price between $417.33 and $418.27.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC SaleCommon Stock 1,895 $416.46 $789,191.70
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 5

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,651

F4 · price: Sale price represents an average sale price between $416.23 and $417.06.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC SaleCommon Stock 1,885 $415.71 $783,613.35
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 4

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,546

F3 · price: Sale price represents an average sale price between $415.22 and $416.21.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC SaleCommon Stock 2,521 $414.62 $1,045,257.02
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 3

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,431

F2 · price: Sale price represents an average sale price between $414.17 and $415.12.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC SaleCommon Stock 4,885 $413.78 $2,021,315.30
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 2

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,952

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $413.16 to $414.14. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in the footnotes to this Form 4.

Read SEC document
March 29, 2022 Filed Mar 29, 2022 22:11 UTC Exercise / conversionCommon Stock 13,039 $162.28 $2,115,968.92
Disclosure

SEC source: 0001562180-22-002983 · primarydocument.xml · nonDerivative · entry 1

WEISS ROBERT S · CIK 0001181959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,837

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 836 $0.00 Strike: $175.31 $0.00
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · derivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 836 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 705 share(s) on 13-Dec-2017, 705 share(s) on 13-Dec-2018, 704 share(s) on 13-Dec-2019, 705 share(s) on 13-Dec-2020, 704 share(s) on 13-Dec-2021

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 3,248 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · derivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,248 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 812 share(s) on 12-Dec-2018, 812 share(s) on 12-Dec-2019, 812 share(s) on 12-Dec-2020, 812 share(s) on 12-Dec-2021, 811 share(s) on 12-Dec-2022

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionStock Options (Right to Buy) · Derivative 1,523 $0.00 Strike: $229.66 $0.00
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · derivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,523 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 4,400 $421.50 $1,854,600.00
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,553.383

F1 · balance_after: Includes 14.378 shares acquired under the COO ESPP on 2/1/2022

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
SaleCommon Stock 1,207 $421.55 $508,810.85
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,939.005

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 1,523 $229.66 $349,772.18
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,146.005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 836 $175.31 $146,559.16
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,623.005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2022 Filed Mar 18, 2022 22:15 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 3,248 $229.66 $745,935.68
Disclosure

SEC source: 0001562180-22-002819 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,787.005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 109 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000406 · primarydocument.xml · derivative · entry 9

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108

Underlying: Common Stock · 109 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 109 share(s) on 08-Jan-2019, 109 share(s) on 08-Jan-2020, 109 share(s) on 08-Jan-2021, 109 share(s) on 08-Jan-2022, 108 share(s) on 08-Jan-2023

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionRestricted Stock Units · Derivative 142 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000406 · primarydocument.xml · derivative · entry 8

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 142 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 143 share(s) on 08-Jan-2018, 143 share(s) on 08-Jan-2019, 142 share(s) on 08-Jan-2020, 143 share(s) on 08-Jan-2021, 142 share(s) on 08-Jan-2022

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Andrews Brian GEVP, CFO & Treasurer
Tax withholdingCommon Stock 58 $408.64 $23,701.12
Disclosure

SEC source: 0001562180-22-000406 · primarydocument.xml · nonDerivative · entry 4

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,094.509

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Andrews Brian GEVP, CFO & Treasurer
Tax withholdingCommon Stock 75 $408.64 $30,648.00
Disclosure

SEC source: 0001562180-22-000406 · primarydocument.xml · nonDerivative · entry 3

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,152.509

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionCommon Stock 109 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000406 · primarydocument.xml · nonDerivative · entry 2

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,227.509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Andrews Brian GEVP, CFO & Treasurer
Exercise / conversionCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000406 · primarydocument.xml · nonDerivative · entry 1

Andrews Brian G · CIK 0001565801 · EVP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,118.509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionRestricted Stock Units · Derivative 589 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000407 · primarydocument.xml · derivative · entry 4

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 589 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 589 share(s) on 08-Jan-2020, 589 share(s) on 08-Jan-2021, 589 share(s) on 08-Jan-2022, 589 share(s) on 08-Jan-2023, 588 share(s) on 08-Jan-2024

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Sheffield Holly RPresident, CSI
Tax withholdingCommon Stock 185 $408.64 $75,598.40
Disclosure

SEC source: 0001562180-22-000407 · primarydocument.xml · nonDerivative · entry 2

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,888.278

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:27 UTC
Sheffield Holly RPresident, CSI
Exercise / conversionCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000407 · primarydocument.xml · nonDerivative · entry 1

Sheffield Holly R · CIK 0001745369 · President, CSI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,073.278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · derivative · entry 9

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510

Underlying: Common Stock · 255 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 256 share(s) on 08-Jan-2020, 255 share(s) on 08-Jan-2021, 255 share(s) on 08-Jan-2022, 255 share(s) on 08-Jan-2023, 255 share(s) on 08-Jan-2024

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 205 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · derivative · entry 8

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

Underlying: Common Stock · 205 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 205 share(s) on 08-Jan-2019, 205 share(s) on 08-Jan-2020, 204 share(s) on 08-Jan-2021, 205 share(s) on 08-Jan-2022, 204 share(s) on 08-Jan-2023

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionRestricted Stock Units · Derivative 176 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · derivative · entry 7

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 176 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 177 share(s) on 08-Jan-2018, 177 share(s) on 08-Jan-2019, 177 share(s) on 08-Jan-2020, 177 share(s) on 08-Jan-2021, 176 share(s) on 08-Jan-2022

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 93 $408.64 $38,003.52
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · nonDerivative · entry 6

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,539.005

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 135 $408.64 $55,166.40
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · nonDerivative · entry 5

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632.005

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Tax withholdingCommon Stock 108 $408.64 $44,133.12
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · nonDerivative · entry 4

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,767.005

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 176 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · nonDerivative · entry 3

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875.005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 255 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · nonDerivative · entry 2

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699.005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:26 UTC
Ricupati AgostinoSVP, Fin & Tax; Chief Actg Off
Exercise / conversionCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000405 · primarydocument.xml · nonDerivative · entry 1

Ricupati Agostino · CIK 0001710066 · SVP, Fin & Tax; Chief Actg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444.005

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 289 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · derivative · entry 15

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868

Underlying: Common Stock · 289 shares

Expires 2030-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 25%/year over 4 years - Jan 8 vest date beginning on 08-Jan-2021

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January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 180 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · derivative · entry 14

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

Underlying: Common Stock · 180 shares

Expires 2029-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 20%/year over 5 years - vest date beginning on 08-Jan-2020

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January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · derivative · entry 13

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392

Underlying: Common Stock · 196 shares

Expires 2028-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 197 share(s) on 08-Jan-2020, 196 share(s) on 08-Jan-2021, 196 share(s) on 08-Jan-2022, 196 share(s) on 08-Jan-2023, 196 share(s) on 08-Jan-2024

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 218 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · derivative · entry 12

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217

Underlying: Common Stock · 218 shares

Expires 2027-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Vests 218 share(s) on 08-Jan-2019, 218 share(s) on 08-Jan-2020, 218 share(s) on 08-Jan-2021, 218 share(s) on 08-Jan-2022, 217 share(s) on 08-Jan-2023

Read SEC document
January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Exercise / conversionRestricted Stock Units · Derivative 228 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · derivative · entry 11

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 228 shares

Expires 2026-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vests 229 share(s) on 08-Jan-2018, 228 share(s) on 08-Jan-2019, 228 share(s) on 08-Jan-2020, 228 share(s) on 08-Jan-2021, 228 share(s) on 08-Jan-2022

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January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Tax withholdingCommon Stock 68 $408.64 $27,787.52
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · nonDerivative · entry 10

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197

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January 08, 2022 Filed Jan 11, 2022 22:25 UTC
Drury Mark JVP, General Counsel & Sec.
Tax withholdingCommon Stock 100 $408.64 $40,864.00
Disclosure

SEC source: 0001562180-22-000404 · primarydocument.xml · nonDerivative · entry 9

Drury Mark J · CIK 0001803905 · VP, General Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.