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Nasdaq · USD

COIN

Coinbase Global, Inc.

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480
SEC CIK
0001679788
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725

Last 12 months

Inside the activity.

0 purchase rows · 256 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 20250107
Dec 2025032
Jan 2026020
Feb 2026021
Mar 202603
Apr 202601
May 2026016
Jun 2026011
Jul 2026014
Aug 2026016
Sep 2026013
Oct 202602

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · derivative · entry 8

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F2 · kind: Represents the conversion of Class B Common Stock held of record by the Reporting Person into Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · derivative · entry 7

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · derivative · entry 6

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,668

Underlying: Class B Common Stock · 150,000 shares

Expires 2028-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F9 · derivative.exercise_date: The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining 3/4th of the options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 6,731 $39.89 $268,471.99
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · nonDerivative · entry 4

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,568

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $39.80 and the highest price at which shares were sold was $40.00.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 31,039 $39.29 $1,219,581.28
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · nonDerivative · entry 3

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,299

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $38.795 and the highest price at which shares were sold was $39.79.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 50,230 $37.87 $1,902,416.04
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · nonDerivative · entry 2

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,338

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $37.76 and the highest price at which shares were sold was $38.75. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (5) through (7) to this Form 4.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:28 UTC
HAAS ALESIA JChief Financial Officer
ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000005 · wf-form4_167355892086532.xml · nonDerivative · entry 1

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F2 · kind: Represents the conversion of Class B Common Stock held of record by the Reporting Person into Class A Common Stock.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:24 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 9,668 $37.76 $365,063.68
Disclosure

SEC source: 0001679788-23-000004 · wf-form4_167355864031372.xml · nonDerivative · entry 1

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 183,836

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:18 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
ConversionClass B Common Stock · Derivative 14,866 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000002 · wf-form4_167303990414373.xml · derivative · entry 6

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 26,486,747

Underlying: Class A Common Stock · 14,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:18 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 4,704 $37.89 $178,255.73
Disclosure

SEC source: 0001679788-23-000002 · wf-form4_167303990414373.xml · nonDerivative · entry 5

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 0

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $37.58 and the highest price at which shares were sold was $38.38.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:18 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 4,850 $37.28 $180,791.03
Disclosure

SEC source: 0001679788-23-000002 · wf-form4_167303990414373.xml · nonDerivative · entry 4

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 4,704

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $36.77 and the highest price at which shares were sold was $37.56.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:18 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 2,612 $35.92 $93,825.13
Disclosure

SEC source: 0001679788-23-000002 · wf-form4_167303990414373.xml · nonDerivative · entry 3

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 9,554

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $35.59 and the highest price at which shares were sold was $36.53.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:18 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 2,700 $35.12 $94,835.88
Disclosure

SEC source: 0001679788-23-000002 · wf-form4_167303990414373.xml · nonDerivative · entry 2

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 12,166

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $34.57 and the highest price at which shares were sold was $35.53. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) to (7) to this Form 4.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 16:18 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
ConversionClass A Common Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000002 · wf-form4_167303990414373.xml · nonDerivative · entry 1

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 14,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:15 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 11,012 $34.62 $381,235.44
Disclosure

SEC source: 0001679788-23-000001 · wf-form4_167303970327009.xml · nonDerivative · entry 1

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 174,168

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 23:53 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 11,332 $32.58 $369,196.56
Disclosure

SEC source: 0001679788-22-000143 · wf-form4_167235797905868.xml · nonDerivative · entry 1

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 163,156

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:50 UTC
HAAS ALESIA JChief Financial Officer
ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000142 · wf-form4_167235783592123.xml · derivative · entry 7

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F2 · kind: Represents the conversion of Class B Common Stock held of record by the Reporting Person into Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:50 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000142 · wf-form4_167235783592123.xml · derivative · entry 6

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:50 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001679788-22-000142 · wf-form4_167235783592123.xml · derivative · entry 5

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,668

Underlying: Class B Common Stock · 150,000 shares

Expires 2028-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F8 · derivative.exercise_date: The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining 3/4th of the options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:50 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 30,931 $34.46 $1,065,817.30
Disclosure

SEC source: 0001679788-22-000142 · wf-form4_167235783592123.xml · nonDerivative · entry 3

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,568

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $34.11 and the highest price at which shares were sold was $34.50.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:50 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 63,069 $33.52 $2,114,236.86
Disclosure

SEC source: 0001679788-22-000142 · wf-form4_167235783592123.xml · nonDerivative · entry 2

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,499

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $33.11 and the highest price at which shares were sold was $34.09. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (5) and (6) to this Form 4.

Read SEC document
December 27, 2022 Filed Dec 29, 2022 23:50 UTC
HAAS ALESIA JChief Financial Officer
ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000142 · wf-form4_167235783592123.xml · nonDerivative · entry 1

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F2 · kind: Represents the conversion of Class B Common Stock held of record by the Reporting Person into Class A Common Stock.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 16:10 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
ConversionClass B Common Stock · Derivative 14,866 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000141 · wf-form4_167174342505114.xml · derivative · entry 5

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 26,501,613

Underlying: Class A Common Stock · 14,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 16:10 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 500 $36.56 $18,282.20
Disclosure

SEC source: 0001679788-22-000141 · wf-form4_167174342505114.xml · nonDerivative · entry 4

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 0

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $36.50 and the highest price at which shares were sold was $36.725.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 16:10 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 4,250 $35.88 $152,504.88
Disclosure

SEC source: 0001679788-22-000141 · wf-form4_167174342505114.xml · nonDerivative · entry 3

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 500

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $35.49 and the highest price at which shares were sold was $36.46.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 16:10 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 10,116 $35.01 $354,192.52
Disclosure

SEC source: 0001679788-22-000141 · wf-form4_167174342505114.xml · nonDerivative · entry 2

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 4,750

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $34.48 and the highest price at which shares were sold was $35.46. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) to (6) to this Form 4.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 16:10 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
ConversionClass A Common Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000141 · wf-form4_167174342505114.xml · nonDerivative · entry 1

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 14,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 20, 2022 Filed Dec 22, 2022 21:08 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 10,520 $34.75 $365,570.00
Disclosure

SEC source: 0001679788-22-000140 · wf-form4_167174328186273.xml · nonDerivative · entry 1

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 151,824

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 20, 2022 Filed Feb 14, 2024 21:41 UTC PurchaseClass A Common Stock 14 $35.39 $495.46
Disclosure

SEC source: 0001415889-24-003756 · form5-02142024_090218.xml · nonDerivative · entry 1

Kramer Kelly A. · CIK 0001629885 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,955

Read SEC document
December 14, 2022 Filed Feb 14, 2023 21:16 UTC
Choi EmiliePresident
GiftClass A Common Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000022 · wf-form5_167640935379828.xml · nonDerivative · entry 2

Choi Emilie · CIK 0001851658 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Starvurst Annuity Trust

Disclosed balance after: 51,046

F1 · kind: Reflects the transfer on December 14, 2022, of 893 shares of Class A Common Stock from The Reporting Person to the Starvurst Annuity Trust. The transfer reflected on this Form was entered into in connection with the Reporting Person's long-term estate planning.

F2 · ownership.nature: These shares are held by the Starvurst Annuity Trust, of which the Reporting Person's spouse is the trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest therein, if any.

Read SEC document
December 14, 2022 Filed Feb 14, 2023 21:16 UTC
Choi EmiliePresident
GiftClass A Common Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001679788-23-000022 · wf-form5_167640935379828.xml · nonDerivative · entry 1

Choi Emilie · CIK 0001851658 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,052

F1 · kind: Reflects the transfer on December 14, 2022, of 893 shares of Class A Common Stock from The Reporting Person to the Starvurst Annuity Trust. The transfer reflected on this Form was entered into in connection with the Reporting Person's long-term estate planning.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
ConversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · derivative · entry 8

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F2 · kind: Represents the conversion of Class B Common Stock held of record by The Reporting Person into Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionClass B Common Stock · Derivative 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · derivative · entry 7

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class A Common Stock · 150,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · derivative · entry 6

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,668

Underlying: Class B Common Stock · 150,000 shares

Expires 2028-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F9 · derivative.exercise_date: The options vested with respect to 1/4th of the total shares on April 17, 2019, and the remaining 3/4th of the options vest in equal monthly installments thereafter until the options are fully vested on April 17, 2022, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 30,300 $46.04 $1,395,012.00
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · nonDerivative · entry 4

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,568

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $46.01 and the highest price at which shares were sold was $46.06.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 24,162 $45.49 $1,099,015.82
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · nonDerivative · entry 3

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,868

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $45.01 and the highest price at which shares were sold was $46.005.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
SaleClass A Common Stock 37,538 $44.61 $1,674,543.90
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · nonDerivative · entry 2

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,030

F4 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window, to cover the exercise price, commissions, fees and estimated tax withholding obligations in connection with the exercise of stock options. The Reporting Person did not sell or otherwise dispose of shares for any reason other than to cover such exercise price, commissions, fees and estimated required taxes.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $44.01 and the highest price at which shares were sold was $44.97. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (5) through (7) to this Form 4.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:04 UTC
HAAS ALESIA JChief Financial Officer
ConversionClass A Common Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000138 · wf-form4_167114542521281.xml · nonDerivative · entry 1

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: These transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F2 · kind: Represents the conversion of Class B Common Stock held of record by The Reporting Person into Class A Common Stock.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:05 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 8,685 $46.04 $399,857.40
Disclosure

SEC source: 0001679788-22-000139 · wf-form4_167114552169115.xml · nonDerivative · entry 1

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 141,304

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 06, 2022 Filed Dec 8, 2022 22:28 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 8,043 $45.73 $367,806.39
Disclosure

SEC source: 0001679788-22-000137 · wf-form4_167053851358178.xml · nonDerivative · entry 2

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 132,619

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:16 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
ConversionClass B Common Stock · Derivative 14,866 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000136 · wf-form4_167045139551261.xml · derivative · entry 6

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 26,516,479

Underlying: Class A Common Stock · 14,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:16 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 600 $49.24 $29,541.60
Disclosure

SEC source: 0001679788-22-000136 · wf-form4_167045139551261.xml · nonDerivative · entry 5

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 0

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $48.775 and the highest price at which shares were sold was $49.59.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:16 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 1,900 $48.16 $91,495.26
Disclosure

SEC source: 0001679788-22-000136 · wf-form4_167045139551261.xml · nonDerivative · entry 4

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 600

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $47.68 and the highest price at which shares were sold was $48.605.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:16 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 5,347 $47.12 $251,955.99
Disclosure

SEC source: 0001679788-22-000136 · wf-form4_167045139551261.xml · nonDerivative · entry 3

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 2,500

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $46.70 and the highest price at which shares were sold was $47.655.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:16 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
SaleClass A Common Stock 7,019 $46.12 $323,691.71
Disclosure

SEC source: 0001679788-22-000136 · wf-form4_167045139551261.xml · nonDerivative · entry 2

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 7,847

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $45.66 and the highest price at which shares were sold was $46.655. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) to (7) to this Form 4.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 17:16 UTC
Armstrong BrianDirector · Chairman and CEO · 10% owner
ConversionClass A Common Stock 14,866 $0.00 $0.00
Disclosure

SEC source: 0001679788-22-000136 · wf-form4_167045139551261.xml · nonDerivative · entry 1

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 14,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 26, 2022, during an open trading window.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 29, 2022 Filed Dec 8, 2022 22:28 UTC
Lutke TobiasDirector
PurchaseClass A Common Stock 8,704 $43.05 $374,707.20
Disclosure

SEC source: 0001679788-22-000137 · wf-form4_167053851358178.xml · nonDerivative · entry 1

Lutke Tobias · CIK 0001666546 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 7910240 Canada Inc.

Disclosed balance after: 124,576

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

F2 · ownership.nature: These shares are held of record by 7910240 Canada Inc., of which the Reporting Person is the sole director. The Reporting Person disclaims beneficial ownership of the shares owned by 7910240 Canada Inc., except to the extent of his pecuniary interest therein, if any.

Read SEC document
November 25, 2022 Filed Nov 29, 2022 22:04 UTC
Grewal PaulChief Legal Officer
SaleClass A Common Stock 1,818 $44.39 $80,692.11
Disclosure

SEC source: 0001679788-22-000132 · wf-form4_166975946839774.xml · nonDerivative · entry 1

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,242

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2022, during an open trading window.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $44.03 and the highest price at which shares were sold was $44.92. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 22:00 UTC
Jones Jennifer N.Chief Accounting Officer
SaleClass A Common Stock 2,175 $43.85 $95,373.75
Disclosure

SEC source: 0001679788-22-000131 · wf-form4_166967270872846.xml · nonDerivative · entry 1

Jones Jennifer N. · CIK 0001851432 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,631

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022, during an open trading window.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 01:57 UTC
HAAS ALESIA JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 143,023 $0.00 Strike: $18.13 $0.00
Disclosure

SEC source: 0001679788-22-000127 · wf-form4_166916861993305.xml · derivative · entry 14

HAAS ALESIA J · CIK 0001668711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,433

Underlying: Class A Common Stock · 143,023 shares

Expires 2030-04-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022, during an open trading window.

F15 · derivative.exercise_date: The options vest in equal monthly increments over four years, with the first 1/48 of the options vesting on February 1, 2020, until the options are fully vested on January 1, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.