COIN

SEC source: 0001209191-23-058467 · doc4.xml · nonDerivative · entry 1

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 836,870

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $136.04 and the highest price at which shares were sold was $137.03. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (8) to this Form 4.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 9

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 841,170

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $138.29 and the highest price at which shares were sold was $138.32.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 8

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 841,470

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $137.25 and the highest price at which shares were sold was $138.16.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 7

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 849,239

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $136.25 and the highest price at which shares were sold was $137.24.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 6

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 879,108

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $135.25 and the highest price at which shares were sold was $136.24.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 5

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 909,776

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $134.24 and the highest price at which shares were sold was $135.235.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 4

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 926,106

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $133.22 and the highest price at which shares were sold was $134.20.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 3

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 932,806

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $132.21 and the highest price at which shares were sold was $133.18.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 2

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 937,206

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $131.195 and the highest price at which shares were sold was $132.18.

SEC source: 0001209191-23-058057 · doc4.xml · nonDerivative · entry 1

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 938,806

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $130.16 and the highest price at which shares were sold was $130.66. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (10) to this Form 4.

SEC source: 0001209191-23-057616 · doc4.xml · derivative · entry 10

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 26,686,950

Underlying: Class A Common Stock · 23,075 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 9

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 0

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F11 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $145.82 and the highest price at which shares were sold was $145.94.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 8

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 400

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $144.19 and the highest price at which shares were sold was $144.95.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 7

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 2,800

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $143.19 and the highest price at which shares were sold was $144.18.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 6

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 5,600

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $142.15 and the highest price at which shares were sold was $143.09.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 5

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 10,692

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $141.14 and the highest price at which shares were sold was $142.13.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 4

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 14,918

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $140.05 and the highest price at which shares were sold was $141.04.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 3

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 18,881

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $139.045 and the highest price at which shares were sold was $140.04.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 2

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 22,275

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $137.905 and the highest price at which shares were sold was $138.80. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (4) through (11) to this Form 4.

SEC source: 0001209191-23-057616 · doc4.xml · nonDerivative · entry 1

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 23,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F2 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F3 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-23-057617 · doc4.xml · derivative · entry 3

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 446,722

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option vested on August 31, 2021 and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on August 31, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

SEC source: 0001209191-23-057617 · doc4.xml · nonDerivative · entry 2

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,665

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $145.00 and the highest price at which shares were sold was $145.24. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

SEC source: 0001209191-23-057617 · doc4.xml · nonDerivative · entry 1

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

SEC source: 0001209191-23-057397 · doc4.xml · nonDerivative · entry 1

Choi Emilie · CIK 0001851658 · President & COO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 206,668

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2023, during an open trading window.

F2 · balance_after: Includes 84 shares of Class A Common Stock issued to the Reporting Person on November 14, 2023 pursuant to the Issuer's employee stock purchase plan.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 14

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 939,006

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F15 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $134.18 and the highest price at which shares were sold was $134.23.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 13

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 939,206

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F14 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $133.075 and the highest price at which shares were sold was $134.02.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 12

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 964,865

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F13 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $132.075 and the highest price at which shares were sold was $133.07.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 11

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 983,860

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F12 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $131.07 and the highest price at which shares were sold was $132.06.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 10

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 990,160

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F11 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $130.07 and the highest price at which shares were sold was $131.06.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 9

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,011,371

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F10 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $129.07 and the highest price at which shares were sold was $130.06.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 8

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,022,242

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $128.07 and the highest price at which shares were sold was $129.06.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 7

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,029,142

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F8 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $127.07 and the highest price at which shares were sold was $128.03.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 6

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,033,682

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F7 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $126.07 and the highest price at which shares were sold was $127.02.

SEC source: 0001209191-23-057066 · doc4.xml · derivative · entry 3

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 456,722

Underlying: Class A Common Stock · 10,000 shares

Expires 2030-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

F3 · derivative.exercise_date: 1/4 of the total shares underlying the option vested on August 31, 2021 and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on August 31, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

SEC source: 0001209191-23-057066 · doc4.xml · nonDerivative · entry 2

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,665

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $130.00 and the highest price at which shares were sold was $130.26. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

SEC source: 0001209191-23-057066 · doc4.xml · nonDerivative · entry 1

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

SEC source: 0001209191-23-056900 · doc4.xml · derivative · entry 7

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 26,710,025

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F5 · kind: The transactions reported on this line were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-23-056900 · doc4.xml · nonDerivative · entry 4

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 0

F5 · kind: The transactions reported on this line were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $125.00 and the highest price at which shares were sold was $125.67. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth herein.

SEC source: 0001209191-23-056900 · doc4.xml · nonDerivative · entry 3

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Brian Armstrong Living Trust

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the conversion of Class B Common Stock held of record by The Brian Armstrong Living Trust into Class A Common Stock.

F5 · kind: The transactions reported on this line were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 16, 2023, during an open trading window.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 5

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,036,842

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F6 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $129.10 and the highest price at which shares were sold was $129.12.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 4

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,036,992

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F5 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $128.10 and the highest price at which shares were sold was $129.09.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 3

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,042,707

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F4 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $127.10 and the highest price at which shares were sold was $128.09.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 2

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,046,815

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F3 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $126.09 and the highest price at which shares were sold was $127.08.

SEC source: 0001209191-23-057401 · doc4.xml · nonDerivative · entry 1

Ehrsam Frederick Ernest III · CIK 0001851442 · Director · 10% owner

10b5-1 filing: Plan reported

Ownership: Indirect · By The Frederick Ernest Ehrsam III Living Trust

Disclosed balance after: 1,050,748

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 21, 2023, during an open trading window.

F2 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $125.01 and the highest price at which shares were sold was $125.95. The Reporting Person undertakes to provide upon request to the staff of the Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) through (15) to this Form 4.

SEC source: 0001209191-23-056900 · doc4.xml · derivative · entry 6

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Ehrsam 2014 Irrevocable Trust

Disclosed balance after: 3,008,393

Underlying: Class A Common Stock · 42,801 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Ehrsam 2014 Irrevocable Trust into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by The Ehrsam 2014 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

SEC source: 0001209191-23-056900 · doc4.xml · derivative · entry 5

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Ehrsam 2014 Irrevocable Trust

Disclosed balance after: 3,051,194

Underlying: Class A Common Stock · 2,100,704 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · kind: Reflects the transfer on November 27, 2023, of 2,100,704 shares of Class B Common Stock from The Frederick Ernest Ehrsam III 2020 Grantor Retained Annuity Trust ("GRAT") to The Ehrsam 2014 Irrevocable Trust in satisfaction of a GRAT annuity payment. The GRAT annuity payment reflected on this Form was entered into in connection with long-term estate planning.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by The Ehrsam 2014 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

SEC source: 0001209191-23-056900 · doc4.xml · nonDerivative · entry 2

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Ehrsam 2014 Irrevocable Trust

Disclosed balance after: 0

F3 · ownership.nature: These shares are held by The Ehrsam 2014 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

SEC source: 0001209191-23-056900 · doc4.xml · nonDerivative · entry 1

Armstrong Brian · CIK 0001851492 · Director · Chairman and CEO · 10% owner

Brian Armstrong Living Trust · CIK 0001856705 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Plan reported

Ownership: Indirect · By The Ehrsam 2014 Irrevocable Trust

Disclosed balance after: 42,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock held of record by The Ehrsam 2014 Irrevocable Trust into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: These shares are held by The Ehrsam 2014 Irrevocable Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, if any.

SEC source: 0001209191-23-056903 · doc4.xml · derivative · entry 10

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 466,722

Underlying: Class A Common Stock · 20,000 shares

Expires 2030-09-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

F10 · derivative.exercise_date: 1/4 of the total shares underlying the option vested on August 31, 2021 and the remaining 3/4th of the shares underlying the option will vest in equal monthly installments thereafter until the option is fully vested on August 31, 2024, subject to the Reporting Person's continued service to the Issuer on each vesting date. The option contains an early-exercise provision and is exercisable as to unvested shares, subject to the Issuer's right of repurchase.

SEC source: 0001209191-23-056903 · doc4.xml · nonDerivative · entry 9

Grewal Paul · CIK 0001851414 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,665

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 23, 2023, during an open trading window.

F9 · price: Represents the weighted average sale price. The lowest price at which shares were sold was $120.36 and the highest price at which shares were sold was $120.75.