Last 12 months
Inside the activity.
0 purchase rows · 8 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 25, 2019 Filed Mar 26, 2019 20:23 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,485 | $0.18 | $2,067.30 |
DisclosureSEC source: 0001209191-19-021324 · doc4.xml · nonDerivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 25, 2019 Filed Apr 3, 2019 20:13 UTC Amendment |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,485 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-19-023074 · doc4a.xml · derivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,145 Underlying: Common Stock · 11,485 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| March 01, 2019 Filed Apr 11, 2019 20:41 UTC |
WILSON CHARLESDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 174,400 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-19-024380 · doc4.xml · derivative · entry 1 WILSON CHARLES · CIK 0001734926 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,400 Underlying: Common Stock · 174,400 shares Expires 2029-03-01 F1 · derivative.exercise_date: 25% of the shares vests on March 1, 2020, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| March 01, 2019 Filed Apr 11, 2019 20:39 UTC |
VASCONCELLES MICHAELChief Medical Officer
|
GrantStock Option (Right to Buy) · Derivative | 61,900 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-19-024375 · doc4.xml · derivative · entry 1 VASCONCELLES MICHAEL · CIK 0001734755 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,900 Underlying: Common Stock · 61,900 shares Expires 2029-03-01 F1 · derivative.exercise_date: 25% of the shares vests on March 1, 2020, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| March 01, 2019 Filed Apr 11, 2019 20:36 UTC |
HODGE GEOFFREYChief Technical Officer
|
GrantStock Option (Right to Buy) · Derivative | 28,000 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-19-024371 · doc4.xml · derivative · entry 1 HODGE GEOFFREY · CIK 0001734826 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,000 Underlying: Common Stock · 28,000 shares Expires 2029-03-01 F1 · derivative.exercise_date: 25% of the shares vests on March 1, 2020, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| March 01, 2019 Filed Apr 11, 2019 20:34 UTC |
Green John L.See Remarks
|
GrantStock Option (Right to Buy) · Derivative | 21,017 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-19-024366 · doc4.xml · derivative · entry 1 Green John L. · CIK 0001709773 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,017 Underlying: Common Stock · 21,017 shares Expires 2029-03-01 F1 · derivative.exercise_date: 25% of the shares vests on March 1, 2020, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| March 01, 2019 Filed Apr 11, 2019 20:30 UTC |
Ettenberg SethChief Scientific Officer
|
GrantStock Option (Right to Buy) · Derivative | 69,700 | $0.00 Strike: $4.36 | $0.00 |
DisclosureSEC source: 0001209191-19-024361 · doc4.xml · derivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,700 Underlying: Common Stock · 69,700 shares Expires 2029-03-01 F1 · derivative.exercise_date: 25% of the shares vests on March 1, 2020, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:36 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,485 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-19-013558 · doc4.xml · derivative · entry 3 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,630 Underlying: Common Stock · 11,485 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:36 UTC |
Ettenberg SethChief Scientific Officer
|
SaleCommon Stock | 11,485 | $4.25 | $48,852.60 |
DisclosureSEC source: 0001209191-19-013558 · doc4.xml · nonDerivative · entry 2 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $4.37, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:36 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,485 | $0.18 | $2,067.30 |
DisclosureSEC source: 0001209191-19-013558 · doc4.xml · nonDerivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:52 UTC |
Booth BruceDirector
|
GrantStock Option (Right to Buy) · Derivative | 6,757 | $2.70 Strike: $4.47 | $18,243.90 |
DisclosureSEC source: 0001209191-19-002040 · doc4.xml · derivative · entry 1 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,757 Underlying: Common Stock · 6,757 shares Expires 2029-01-02 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. F3 · ownership.direct: This option was granted to the Reporting Person, a director of the Issuer. The proceeds of any sale of shares of common stock issued to the Reporting Person upon exercise of this option will be transferred to Atlas Venture Advisors, LLC and therefore the Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:55 UTC |
PEREZ ROBERT JDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,397 | $2.70 Strike: $4.47 | $11,871.90 |
DisclosureSEC source: 0001209191-19-002045 · doc4.xml · derivative · entry 1 PEREZ ROBERT J · CIK 0001263230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,397 Underlying: Common Stock · 4,397 shares Expires 2029-01-02 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:57 UTC |
Ratcliffe LiamDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,860 | $2.70 Strike: $4.47 | $13,122.00 |
DisclosureSEC source: 0001209191-19-002049 · doc4.xml · derivative · entry 1 Ratcliffe Liam · CIK 0001547100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,860 Underlying: Common Stock · 4,860 shares Expires 2029-01-02 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:54 UTC |
Ferrante Karen JeanDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,073 | $2.70 Strike: $4.47 | $10,997.10 |
DisclosureSEC source: 0001209191-19-002042 · doc4.xml · derivative · entry 1 Ferrante Karen Jean · CIK 0001598502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,073 Underlying: Common Stock · 4,073 shares Expires 2029-01-02 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:50 UTC |
Aldag JornDirector
|
GrantStock Option (Right to Buy) · Derivative | 4,999 | $2.70 Strike: $4.47 | $13,497.30 |
DisclosureSEC source: 0001209191-19-002037 · doc4.xml · derivative · entry 1 Aldag Jorn · CIK 0001734412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,999 Underlying: Common Stock · 4,999 shares Expires 2029-01-02 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| December 26, 2018 Filed Dec 29, 2018 00:09 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,485 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0000899243-18-031952 · doc4.xml · derivative · entry 3 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,115 Underlying: Common Stock · 11,485 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| December 26, 2018 Filed Dec 29, 2018 00:09 UTC |
Ettenberg SethChief Scientific Officer
|
SaleCommon Stock | 11,485 | $4.05 | $46,486.69 |
DisclosureSEC source: 0000899243-18-031952 · doc4.xml · nonDerivative · entry 2 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.36, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 26, 2018 Filed Dec 29, 2018 00:09 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,485 | $0.18 | $2,067.30 |
DisclosureSEC source: 0000899243-18-031952 · doc4.xml · nonDerivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 00:54 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,485 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-18-059969 · doc4.xml · derivative · entry 3 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,600 Underlying: Common Stock · 11,485 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 00:54 UTC |
Ettenberg SethChief Scientific Officer
|
SaleCommon Stock | 11,485 | $7.00 | $80,444.39 |
DisclosureSEC source: 0001209191-18-059969 · doc4.xml · nonDerivative · entry 2 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.79 to $7.41, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| November 26, 2018 Filed Nov 27, 2018 00:54 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,485 | $0.18 | $2,067.30 |
DisclosureSEC source: 0001209191-18-059969 · doc4.xml · nonDerivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:41 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,485 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-18-056421 · doc4.xml · derivative · entry 3 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,085 Underlying: Common Stock · 11,485 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:41 UTC |
Ettenberg SethChief Scientific Officer
|
SaleCommon Stock | 11,485 | $8.46 | $97,201.00 |
DisclosureSEC source: 0001209191-18-056421 · doc4.xml · nonDerivative · entry 2 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.06 to $8.67, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 20:41 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,485 | $0.18 | $2,067.30 |
DisclosureSEC source: 0001209191-18-056421 · doc4.xml · nonDerivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:12 UTC |
Booth BruceDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,935 | $6.22 Strike: $10.37 | $18,255.70 |
DisclosureSEC source: 0001209191-18-053961 · doc4.xml · derivative · entry 1 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935 Underlying: Common Stock · 2,935 shares Expires 2028-10-01 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. F3 · ownership.direct: This option was granted to the Reporting Person, a director of the Issuer. The proceeds of any sale of shares of common stock issued to the Reporting Person upon exercise of this option will be transferred to Atlas Venture Advisors, LLC and therefore the Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:16 UTC |
PEREZ ROBERT JDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,910 | $6.22 Strike: $10.37 | $11,880.20 |
DisclosureSEC source: 0001209191-18-053967 · doc4.xml · derivative · entry 1 PEREZ ROBERT J · CIK 0001263230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,910 Underlying: Common Stock · 1,910 shares Expires 2028-10-01 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:19 UTC |
Ratcliffe LiamDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,111 | $6.22 Strike: $10.37 | $13,130.42 |
DisclosureSEC source: 0001209191-18-053976 · doc4.xml · derivative · entry 1 Ratcliffe Liam · CIK 0001547100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,111 Underlying: Common Stock · 2,111 shares Expires 2028-10-01 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:14 UTC |
Ferrante Karen JeanDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,769 | $6.22 Strike: $10.37 | $11,003.18 |
DisclosureSEC source: 0001209191-18-053965 · doc4.xml · derivative · entry 1 Ferrante Karen Jean · CIK 0001598502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,769 Underlying: Common Stock · 1,769 shares Expires 2028-10-01 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 21:10 UTC |
Aldag JornDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,171 | $6.22 Strike: $10.37 | $13,503.62 |
DisclosureSEC source: 0001209191-18-053949 · doc4.xml · derivative · entry 1 Aldag Jorn · CIK 0001734412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,171 Underlying: Common Stock · 2,171 shares Expires 2028-10-01 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 22:41 UTC |
Ettenberg SethChief Scientific Officer
|
SaleCommon Stock | 11,485 | $12.47 | $143,181.20 |
DisclosureSEC source: 0001209191-18-052358 · doc4.xml · nonDerivative · entry 2 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.11 to $12.90, inclusive. The reporting person undertakes to provide to Unum Therapeutics Inc., any security holder of Unum Therapeutics Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| September 25, 2018 Filed Sep 26, 2018 22:41 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionCommon Stock | 11,485 | $0.18 | $2,067.30 |
DisclosureSEC source: 0001209191-18-052358 · doc4.xml · nonDerivative · entry 1 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2018 Filed Sep 26, 2018 22:41 UTC |
Ettenberg SethChief Scientific Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 11,485 | $0.00 Strike: $0.18 | $0.00 |
DisclosureSEC source: 0001209191-18-052358 · doc4.xml · derivative · entry 3 Ettenberg Seth · CIK 0001734419 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,570 Underlying: Common Stock · 11,485 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 25% of the shares vests on September 3, 2015, and the remaining shares shall vest in 36 equal monthly installments thereafter, subject to the Reporting Persons continuous service with the Issuer. Read SEC document |
| July 26, 2018 Filed Sep 26, 2018 22:39 UTC |
Booth BruceDirector
|
GrantStock Option (Right to Buy) · Derivative | 2,092 | $8.72 Strike: $14.57 | $18,242.24 |
DisclosureSEC source: 0001209191-18-052356 · doc4.xml · derivative · entry 1 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,092 Underlying: Common Stock · 2,092 shares Expires 2028-07-26 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. F3 · ownership.direct: This option was granted to the Reporting Person, a director of the Issuer. The proceeds of any sale of shares of common stock issued to the Reporting Person upon exercise of this option will be transferred to Atlas Venture Advisors, LLC and therefore the Reporting Person disclaims beneficial ownership of such shares. Read SEC document |
| July 26, 2018 Filed Sep 26, 2018 22:46 UTC |
PEREZ ROBERT JDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,361 | $8.72 Strike: $14.57 | $11,867.92 |
DisclosureSEC source: 0001209191-18-052363 · doc4.xml · derivative · entry 1 PEREZ ROBERT J · CIK 0001263230 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,361 Underlying: Common Stock · 1,361 shares Expires 2028-07-26 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| July 26, 2018 Filed Sep 26, 2018 22:47 UTC |
Ratcliffe LiamDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,504 | $8.72 Strike: $14.57 | $13,114.88 |
DisclosureSEC source: 0001209191-18-052365 · doc4.xml · derivative · entry 1 Ratcliffe Liam · CIK 0001547100 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,504 Underlying: Common Stock · 1,504 shares Expires 2028-07-26 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| July 26, 2018 Filed Sep 26, 2018 22:43 UTC |
Ferrante Karen JeanDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,261 | $8.72 Strike: $14.57 | $10,995.92 |
DisclosureSEC source: 0001209191-18-052360 · doc4.xml · derivative · entry 1 Ferrante Karen Jean · CIK 0001598502 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Underlying: Common Stock · 1,261 shares Expires 2028-07-26 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| July 26, 2018 Filed Sep 26, 2018 22:37 UTC |
Aldag JornDirector
|
GrantStock Option (Right to Buy) · Derivative | 1,547 | $8.72 Strike: $14.57 | $13,489.84 |
DisclosureSEC source: 0001209191-18-052354 · doc4.xml · derivative · entry 1 Aldag Jorn · CIK 0001734412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547 Underlying: Common Stock · 1,547 shares Expires 2028-07-26 F1 · shares: The option award was issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director, pursuant to the Issuer's non-employee director compensation plan. The number of options granted was determined by dividing the cash compensation otherwise payable with respect to the quarter by the Black-Scholes value of a single option calculated as of the date of the grant. F2 · derivative.exercise_date: This option is fully vested at time of grant. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 17:11 UTC |
Atlas Venture Fund IX, L.P.10% owner
Atlas Venture Associates IX, L.P.10% owner
Atlas Venture Associates IX, LLC10% owner
|
ConversionSeries B Preferred Stock · Derivative | 83,037 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009264 · doc4.xml · derivative · entry 5 Atlas Venture Fund IX, L.P. · CIK 0001671219 · 10% owner Atlas Venture Associates IX, L.P. · CIK 0001671208 · 10% owner Atlas Venture Associates IX, LLC · CIK 0001671207 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 83,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 17:11 UTC |
Atlas Venture Fund IX, L.P.10% owner
Atlas Venture Associates IX, L.P.10% owner
Atlas Venture Associates IX, LLC10% owner
|
ConversionSeries A Preferred Stock · Derivative | 3,184,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009264 · doc4.xml · derivative · entry 4 Atlas Venture Fund IX, L.P. · CIK 0001671219 · 10% owner Atlas Venture Associates IX, L.P. · CIK 0001671208 · 10% owner Atlas Venture Associates IX, LLC · CIK 0001671207 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,184,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 17:11 UTC |
Atlas Venture Fund IX, L.P.10% owner
Atlas Venture Associates IX, L.P.10% owner
Atlas Venture Associates IX, LLC10% owner
|
PurchaseCommon Stock | 94,052 | $12.00 | $1,128,624.00 |
DisclosureSEC source: 0000899243-18-009264 · doc4.xml · nonDerivative · entry 3 Atlas Venture Fund IX, L.P. · CIK 0001671219 · 10% owner Atlas Venture Associates IX, L.P. · CIK 0001671208 · 10% owner Atlas Venture Associates IX, LLC · CIK 0001671207 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,361,535 F2 · ownership.direct: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 17:11 UTC |
Atlas Venture Fund IX, L.P.10% owner
Atlas Venture Associates IX, L.P.10% owner
Atlas Venture Associates IX, LLC10% owner
|
ConversionCommon Stock | 83,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009264 · doc4.xml · nonDerivative · entry 2 Atlas Venture Fund IX, L.P. · CIK 0001671219 · 10% owner Atlas Venture Associates IX, L.P. · CIK 0001671208 · 10% owner Atlas Venture Associates IX, LLC · CIK 0001671207 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,267,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 17:11 UTC |
Atlas Venture Fund IX, L.P.10% owner
Atlas Venture Associates IX, L.P.10% owner
Atlas Venture Associates IX, LLC10% owner
|
ConversionCommon Stock | 3,184,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009264 · doc4.xml · nonDerivative · entry 1 Atlas Venture Fund IX, L.P. · CIK 0001671219 · 10% owner Atlas Venture Associates IX, L.P. · CIK 0001671208 · 10% owner Atlas Venture Associates IX, LLC · CIK 0001671207 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,184,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.direct: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Each of AVA IX LP and AVA IX LLC disclaim Section 16 beneficial ownership of the securities held by Atlas Venture Fund IX, except to the extent of its pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:07 UTC |
Booth BruceDirector
|
ConversionSeries B Preferred Stock · Derivative | 83,037 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009260 · doc4.xml · derivative · entry 5 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 83,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Dr. Booth is a member of AVA IX LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:07 UTC |
Booth BruceDirector
|
ConversionSeries A Preferred Stock · Derivative | 3,184,446 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009260 · doc4.xml · derivative · entry 4 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 3,184,446 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.exercise_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F1 · derivative.expiration_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Dr. Booth is a member of AVA IX LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:07 UTC |
Booth BruceDirector
|
PurchaseCommon Stock | 94,052 | $12.00 | $1,128,624.00 |
DisclosureSEC source: 0000899243-18-009260 · doc4.xml · nonDerivative · entry 3 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,361,535 F2 · ownership.nature: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Dr. Booth is a member of AVA IX LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:07 UTC |
Booth BruceDirector
|
ConversionCommon Stock | 83,037 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009260 · doc4.xml · nonDerivative · entry 2 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,267,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Dr. Booth is a member of AVA IX LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 21:07 UTC |
Booth BruceDirector
|
ConversionCommon Stock | 3,184,446 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-009260 · doc4.xml · nonDerivative · entry 1 Booth Bruce · CIK 0001451612 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,184,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares had no expiration date. F2 · ownership.nature: The shares are held directly by Atlas Venture Fund IX, L.P. ("Atlas Venture Fund IX"). The general partner of Atlas Venture Fund IX is Atlas Venture Associates IX, L.P. ("AVA IX LP"). Atlas Venture Associates IX, LLC ("AVA IX LLC") is the general partner of AVA IX LP. Dr. Booth is a member of AVA IX LLC and disclaims beneficial ownership of such securities held by Atlas Venture Fund IX, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 20:30 UTC |
Ratcliffe LiamDirector
|
ConversionSeries B Preferred Stock · Derivative | 977,836 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-022971 · doc4.xml · derivative · entry 6 Ratcliffe Liam · CIK 0001547100 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 622,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F4 · ownership.nature: The shares are held directly by New Leaf Ventures III, L.P. ("NLV III").New Leaf Venture Associates III, L.P. ("NLV Associates III") is the sole general partner of NLV III. NLV Management III is the sole general partner of NLV Associates III. NLVP is the investment adviser of NLV III.Each of NLV Associates and NLV Management III disclaim beneficial ownership of these securities and this report shall not be deemed an admission that NLBA I or NLV Management III are beneficial owners of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. Each of the Members may be deemed to have shared voting and dispositive power of these securities. Continued in Footnote 5 F5 · ownership.nature: Continued from Footnote 4: Each of the Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 of any other purpose, except to the extent of their respective pecuniary interests therein. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 20:30 UTC |
Ratcliffe LiamDirector
|
ConversionSeries B Preferred Stock · Derivative | 977,835 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-022971 · doc4.xml · derivative · entry 5 Ratcliffe Liam · CIK 0001547100 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 622,772 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · price: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.exercise_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F1 · derivative.expiration_date: Each share automatically converted into Common Stock, for no additional consideration, on a 1.5701314513884-for-1 basis at the closing of the Issuer's initial public offering. The shares have no expiration date. F2 · ownership.nature: The shares are held directly by New Leaf Biopharma Opportunities I, L.P. ("Biopharma I"). New Leaf BPO Associates I, L.P. ("NLBA I") is the sole general partner of Biopharma I. New Leaf Venture Management III, L.L.C. ("NLV Management III") is the sole general partner of NLBA I. New Leaf Venture Partners, L.L.C. ("NLVP") is the investment adviser of Biopharma I. Each of NLBA I and NLV Management III disclaim beneficial ownership of these securities and this report shall not be deemed an admission that NLBA I or NLV Management III are beneficial owners of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. Each of the Reporting Person, Ronald M. Hunt and Vijay K. Lathi (each a "Member" and collectively, the "Members") is a member of NLV Management III and may be deemed to have shared voting and dispositive power of these securities. Continued in Footnote 3 F3 · ownership.nature: Continued from Footnote 2: Each of the Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 of any other purpose, except to the extent of their respective pecuniary interests therein. Read SEC document |
| April 03, 2018 Filed Apr 3, 2018 20:30 UTC |
Ratcliffe LiamDirector
|
PurchaseCommon Stock | 275,000 | $12.00 | $3,300,000.00 |
DisclosureSEC source: 0001209191-18-022971 · doc4.xml · nonDerivative · entry 4 Ratcliffe Liam · CIK 0001547100 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 897,773 F4 · ownership.nature: The shares are held directly by New Leaf Ventures III, L.P. ("NLV III").New Leaf Venture Associates III, L.P. ("NLV Associates III") is the sole general partner of NLV III. NLV Management III is the sole general partner of NLV Associates III. NLVP is the investment adviser of NLV III.Each of NLV Associates and NLV Management III disclaim beneficial ownership of these securities and this report shall not be deemed an admission that NLBA I or NLV Management III are beneficial owners of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein. Each of the Members may be deemed to have shared voting and dispositive power of these securities. Continued in Footnote 5 F5 · ownership.nature: Continued from Footnote 4: Each of the Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that any of them is the beneficial owner of such securities for purposes of Section 16 of any other purpose, except to the extent of their respective pecuniary interests therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.