Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Schneider Ryan M.President, Card
|
GrantCommon Stock | 99,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002548 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,785 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Berson Jory APresident, Financial Services
|
GrantStock Options · Derivative | 229,111 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · derivative · entry 4 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,111 Underlying: Common Stock · 229,111 shares Expires 2019-01-28 F7 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Berson Jory APresident, Financial Services
|
GrantPerformance Share Units · Derivative | 40,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · derivative · entry 3 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,478 Underlying: Common Stock · 40,478 shares Expires 2012-03-15 F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Berson Jory APresident, Financial Services
|
GrantCommon Stock | 16,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,462 F2 · security: This restricted stock will vest on July 29, 2009. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Berson Jory APresident, Financial Services
|
GrantCommon Stock | 118,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,372 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantStock Options · Derivative | 163,972 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002551 · doc4.xml · derivative · entry 4 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,972 Underlying: Common Stock · 163,972 shares Expires 2019-01-28 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantPerformance Share Units · Derivative | 28,970 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002551 · doc4.xml · derivative · entry 3 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,970 Underlying: Common Stock · 28,970 shares Expires 2012-03-15 F3 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F4 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F5 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantCommon Stock | 12,377 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002551 · doc4.xml · nonDerivative · entry 2 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,586 F2 · security: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantCommon Stock | 87,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002551 · doc4.xml · nonDerivative · entry 1 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,209 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantStock Options · Derivative | 970,403 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002550 · doc4.xml · derivative · entry 2 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 970,403 Underlying: Common Stock · 970,403 shares Expires 2019-01-28 F1 · security: All performance shares issued and shares issued on exercise of stock options shall be subject to the TARP Capital Purchase Program restrictions as described in the grant agreement. F5 · derivative.exercise_date: This grant will become exercisable in full on the third anniversary of the grant date. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FAIRBANK RICHARD DDirector · Chairman, CEO and President
|
GrantPerformance Share Units · Derivative | 190,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002550 · doc4.xml · derivative · entry 1 FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,478 Underlying: Common Stock · 190,478 shares Expires 2012-03-15 F1 · security: All performance shares issued and shares issued on exercise of stock options shall be subject to the TARP Capital Purchase Program restrictions as described in the grant agreement. F2 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F3 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F4 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantStock Options · Derivative | 216,319 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,319 Underlying: Common Stock · 216,319 shares Expires 2019-01-28 F7 · derivative.exercise_date: The options will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantPerformance Share Units · Derivative | 42,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · derivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,462 Underlying: Common Stock · 42,462 shares Expires 2012-03-15 F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Tax withholdingCommon Stock | 62,353 | $18.28 | $1,139,812.84 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,017 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation on the above restricted stock grants, as a resullt of the reporting person's eligibility for retirement. This is authorized in the applicable grant agreement. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantCommon Stock | 18,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,370 F2 · security: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantCommon Stock | 128,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002552 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,804 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
PERLIN GARY LChief Financial Officer
|
GrantStock Options · Derivative | 323,451 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002553 · doc4.xml · derivative · entry 4 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,451 Underlying: Common Stock · 323,451 shares Expires 2019-01-28 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
PERLIN GARY LChief Financial Officer
|
GrantPerformance Share Units · Derivative | 57,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002553 · doc4.xml · derivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,144 Underlying: Common Stock · 57,144 shares Expires 2012-03-15 F3 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F4 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F5 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock | 24,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002553 · doc4.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,165 F2 · security: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock | 172,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002553 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,411 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantStock Options · Derivative | 231,357 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002555 · doc4.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,357 Underlying: Common Stock · 231,357 shares Expires 2019-01-28 F7 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantPerformance Share Units · Derivative | 40,874 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002555 · doc4.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,874 Underlying: Common Stock · 40,874 shares Expires 2012-03-15 F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock | 16,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002555 · doc4.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,966 F2 · security: This restricted stock will vest on July 29, 2009. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock | 118,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002555 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,876 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Pike Lynn AnnPresident, Banking
|
GrantStock Options · Derivative | 271,788 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002554 · doc4.xml · derivative · entry 4 Pike Lynn A · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,788 Underlying: Common Stock · 271,788 shares Expires 2019-01-28 F6 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Pike Lynn AnnPresident, Banking
|
GrantPerformance Share Units · Derivative | 48,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002554 · doc4.xml · derivative · entry 3 Pike Lynn A · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,016 Underlying: Common Stock · 48,016 shares Expires 2012-03-15 F3 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F4 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F5 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Pike Lynn AnnPresident, Banking
|
GrantCommon Stock | 18,566 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002554 · doc4.xml · nonDerivative · entry 2 Pike Lynn A · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,229 F2 · security: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC |
Pike Lynn AnnPresident, Banking
|
GrantCommon Stock | 138,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002554 · doc4.xml · nonDerivative · entry 1 Pike Lynn A · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,663 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:31 UTC Amendment |
Alexander Robert M.Chief Information Officer
|
GrantCommon Stock | 22,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002996 · doc4a.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,084 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:31 UTC Amendment |
Alexander Robert M.Chief Information Officer
|
GrantCommon Stock | 66,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002996 · doc4a.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,068 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
Berson Jory APresident, Financial Services
|
GrantCommon Stock | 33,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002997 · doc4a.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,462 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
Berson Jory APresident, Financial Services
|
GrantCommon Stock | 100,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002997 · doc4a.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,934 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantCommon Stock | 36,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002998 · doc4a.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,370 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantCommon Stock | 110,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002998 · doc4a.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,512 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock | 49,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002999 · doc4a.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,165 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
PERLIN GARY LChief Financial Officer
|
GrantCommon Stock | 148,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002999 · doc4a.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,793 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock | 33,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003001 · doc4a.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,966 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock | 101,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003001 · doc4a.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,267 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantCommon Stock | 27,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003002 · doc4a.xml · nonDerivative · entry 2 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,488 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
SCHUYLER MATTHEW WChief Human Resources Officer
|
GrantCommon Stock | 81,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003002 · doc4a.xml · nonDerivative · entry 1 SCHUYLER MATTHEW W · CIK 0001238042 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,156 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
Pike Lynn AnnPresident, Banking
|
GrantCommon Stock | 39,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003003 · doc4a.xml · nonDerivative · entry 2 Pike Lynn A · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,229 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
Pike Lynn AnnPresident, Banking
|
GrantCommon Stock | 117,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003003 · doc4a.xml · nonDerivative · entry 1 Pike Lynn A · CIK 0001397863 · President, Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,978 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
Schneider Ryan M.President, Card
|
GrantCommon Stock | 26,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003004 · doc4a.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,736 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment |
Schneider Ryan M.President, Card
|
GrantCommon Stock | 78,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-003004 · doc4a.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,511 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| September 22, 2008 Filed Sep 24, 2008 20:37 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionStock Options · Derivative | 1,638 | $0.00 Strike: $60.98 | $0.00 |
DisclosureSEC source: 0001225208-08-015069 · doc4.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,638 shares Expires 2008-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 22, 2008 Filed Sep 24, 2008 20:37 UTC |
SCHNALL PETER AChief Risk Officer
|
SaleCommon Stock | 1,638 | $61.04 | $99,983.52 |
DisclosureSEC source: 0001225208-08-015069 · doc4.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,757 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| September 22, 2008 Filed Sep 24, 2008 20:37 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionCommon Stock | 1,638 | $60.98 | $99,885.24 |
DisclosureSEC source: 0001225208-08-015069 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 25, 2007 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC |
Berson Jory APresident, Financial Services
|
Exercise / conversionStock Options · Derivative | 300 | $56.46 Strike: $56.46 | $16,938.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · derivative · entry 7 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2009-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC |
Berson Jory APresident, Financial Services
|
Exercise / conversionStock Options · Derivative | 25,000 | $56.46 Strike: $56.46 | $1,411,500.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · derivative · entry 6 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,662 Underlying: Common Stock · 25,000 shares Expires 2009-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in two increments, the first on April 29, 2005 and the second on April 29, 2008. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC |
Berson Jory APresident, Financial Services
|
SaleCommon Stock | 25,300 | $59.95 | $1,516,735.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · nonDerivative · entry 5 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,170 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.