Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GrantCommon Stock | 28,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,432 F2 · security: These restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Stock | 32,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002907 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantStock Options · Derivative | 32,307 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 5 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,307 Underlying: Common Stock · 32,307 shares Expires 2022-01-30 F5 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantRestricted Stock Units · Derivative | 13,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 4 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,115 Underlying: Common Stock · 13,115 shares Expires 2002-12-15 F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantRestricted Stock Units · Derivative | 20,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,754 Underlying: Common Stock · 20,854 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantPerformance Share Units · Derivative | 23,170 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · derivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,170 Underlying: Common Stock · 23,170 shares Expires 2015-03-15 F2 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F2 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Witter Jonathan W.President, Retail Banking
|
GrantCommon Stock | 19,309 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002909 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,909 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Blackley Richard ScottPrincipal Accounting Officer
|
GrantCommon Stock | 8,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002910 · doc4.xml · nonDerivative · entry 1 Blackley Richard Scott · CIK 0001525020 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,354 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
GrantStock Options · Derivative | 37,670 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · derivative · entry 9 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,670 Underlying: Common Stock · 37,670 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 13,509 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · derivative · entry 8 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,509 Underlying: Common Stock · 13,509 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
GrantRestricted Stock Units · Derivative | 24,315 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · derivative · entry 7 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,315 Underlying: Common Stock · 24,315 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
GrantPerformance Share Units · Derivative | 27,018 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · derivative · entry 6 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,018 Underlying: Common Stock · 27,018 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversion2009 Performance Share Units · Derivative | 31,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · derivative · entry 5 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,400 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
Tax withholdingCommon Stock | 13,251 | $45.75 | $606,233.25 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,140 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
GrantCommon Stock | 22,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,391 F2 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 31,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002912 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantStock Options · Derivative | 42,196 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · derivative · entry 8 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,196 Underlying: Common Stock · 42,196 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 15,591 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · derivative · entry 7 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,591 Underlying: Common Stock · 15,591 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the fair market value of the underlying shares of the Company's common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantRestricted Stock Units · Derivative | 27,237 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · derivative · entry 6 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,237 Underlying: Common Stock · 27,237 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the fair market value of the underlying shares of the Company's common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantPerformance Share Units · Derivative | 30,264 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · derivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,264 Underlying: Common Stock · 30,264 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversion2009 Performance Share Units · Derivative | 31,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · derivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,707 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
Tax withholdingCommon Stock | 13,381 | $45.75 | $612,180.75 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,911 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
GrantCommon Stock | 25,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,292 F2 · security: The restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionCommon Stock | 31,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002911 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
GrantStock Options · Derivative | 31,178 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 9 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,178 Underlying: Common Stock · 31,178 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
GrantRestricted Stock Units · Derivative | 11,738 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 8 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,738 Underlying: Common Stock · 11,738 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
GrantRestricted Stock Units · Derivative | 20,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 7 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,125 Underlying: Common Stock · 20,125 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
GrantPerformance Share Units · Derivative | 22,362 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 6 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,362 Underlying: Common Stock · 22,362 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversion2009 Performance Share Units · Derivative | 8,314 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · derivative · entry 5 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,314 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Tax withholdingCommon Stock | 3,509 | $45.75 | $160,536.75 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,777 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 8,314 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
GrantCommon Stock | 18,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002913 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,972 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantStock Options · Derivative | 38,515 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 8 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,515 Underlying: Common Stock · 38,515 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantRestricted Stock Units · Derivative | 14,279 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 7 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,279 Underlying: Common Stock · 14,279 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantRestricted Stock Units · Derivative | 24,020 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 6 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,020 Underlying: Common Stock · 24,020 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantPerformance Share Units · Derivative | 30,692 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,692 Underlying: Common Stock · 30,692 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversion2009 Performance Share Units · Derivative | 8,774 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · derivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,774 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
Tax withholdingCommon Stock | 3,199 | $45.75 | $146,354.25 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,360 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 8,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Sanjiv YajnikPresident, Financial Services
|
GrantCommon Stock | 25,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002914 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,785 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
GrantStock Options · Derivative | 9,780 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · derivative · entry 8 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780 Underlying: Common Stock · 9,780 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
GrantRestricted Stock Units · Derivative | 8,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · derivative · entry 7 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,809 Underlying: Common Stock · 8,809 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
GrantRestricted Stock Units · Derivative | 15,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · derivative · entry 6 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,300 Underlying: Common Stock · 15,300 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
GrantPerformance Share Units · Derivative | 16,382 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · derivative · entry 5 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,382 Underlying: Common Stock · 16,382 shares Expires 2015-03-15 F5 · derivative.exercise_price: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. F5 · derivative.exercise_date: These performance share units will settle at the end of a three-year performance period (January 1, 2012 to December 31, 2014) based on the Company's relative Adjusted ROA against a peer group of companies. The number of shares reported represents 200% of the target amount. The reporting person will also be entitled to additional shares representing dividends accrued on the shares issuable at settlement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversion2009 Performance Share Units · Derivative | 9,708 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · derivative · entry 4 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,708 shares Expires 2012-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. F4 · derivative.exercise_date: These performance share units for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 4,886 | $45.75 | $223,534.50 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · nonDerivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,789 F3 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares for the January 29, 2009 grant. This is authorized in the performance share award agreement. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 9,708 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: These performance shares for the January 29, 2009 grant were settled at the end of a three-year performance period based on the Company's total shareholder return as compared to the total shareholder return of a peer group of companies. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Slocum MichaelPresident, Commercial Banking
|
GrantCommon Stock | 19,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002915 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,967 F1 · security: This restricted stock will vest in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Schneider Ryan M.President, Card
|
GrantStock Options · Derivative | 48,678 | $0.00 Strike: $45.75 | $0.00 |
DisclosureSEC source: 0001225208-12-002916 · doc4.xml · derivative · entry 8 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,678 Underlying: Common Stock · 48,678 shares Expires 2022-01-30 F8 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 10, 2013 and annually thereafter. Read SEC document |
| January 31, 2012 Filed Feb 2, 2012 22:19 UTC |
Schneider Ryan M.President, Card
|
GrantRestricted Stock Units · Derivative | 17,460 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-002916 · doc4.xml · derivative · entry 7 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,460 Underlying: Common Stock · 17,460 shares Expires 2012-12-15 F6 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.