Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 18,601 | $48.28 | $898,056.28 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 42,679 | $18.28 | $780,172.12 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 54,870 | $48.95 | $2,685,886.50 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 8,809 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025620 · doc4.xml · derivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,809 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Slocum MichaelPresident, Commercial Banking
|
Disposition to issuerCommon Stock | 8,809 | $57.73 | $508,543.57 |
DisclosureSEC source: 0001225208-12-025620 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,952 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 8,809 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025620 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,591 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025621 · doc4.xml · derivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,591 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
SCHNALL PETER AChief Risk Officer
|
Disposition to issuerCommon Stock | 15,591 | $57.73 | $900,068.43 |
DisclosureSEC source: 0001225208-12-025621 · doc4.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,911 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionCommon Stock | 15,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025621 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 21,886 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025622 · doc4.xml · derivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,886 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
PERLIN GARY LChief Financial Officer
|
Disposition to issuerCommon Stock | 21,886 | $57.73 | $1,263,478.78 |
DisclosureSEC source: 0001225208-12-025622 · doc4.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,218 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionCommon Stock | 21,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025622 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,738 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025624 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,738 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Disposition to issuerCommon Stock | 11,738 | $57.73 | $677,634.74 |
DisclosureSEC source: 0001225208-12-025624 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,777 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 11,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025624 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionRestricted Stock Units · Derivative | 17,460 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025623 · doc4.xml · derivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,460 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Schneider Ryan M.President, Card
|
Disposition to issuerCommon Stock | 17,460 | $57.73 | $1,007,965.80 |
DisclosureSEC source: 0001225208-12-025623 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,498 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionCommon Stock | 17,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025623 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 13,509 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025626 · doc4.xml · derivative · entry 4 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,509 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Berson Jory AChief Human Resources Officer
|
Disposition to issuerCommon Stock | 13,509 | $57.73 | $779,874.57 |
DisclosureSEC source: 0001225208-12-025626 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,565 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 13,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025626 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 15,230 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025625 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,230 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Disposition to issuerCommon Stock | 15,230 | $57.73 | $879,227.90 |
DisclosureSEC source: 0001225208-12-025625 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,290 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Stock | 15,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025625 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,520 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,033 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025627 · doc4.xml · derivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,033 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Alexander Robert M.Chief Information Officer
|
Disposition to issuerCommon Stock | 11,033 | $57.73 | $636,935.09 |
DisclosureSEC source: 0001225208-12-025627 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,618 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 11,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025627 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionRestricted Stock Units · Derivative | 14,279 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025628 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,279 shares Expires 2012-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Sanjiv YajnikPresident, Financial Services
|
Disposition to issuerCommon Stock | 14,279 | $57.73 | $824,326.67 |
DisclosureSEC source: 0001225208-12-025628 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,054 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 14,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025628 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 13,115 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-12-025629 · doc4.xml · derivative · entry 3 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,115 shares Expires 2002-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Witter Jonathan W.President, Retail Banking
|
Disposition to issuerCommon Stock | 13,115 | $57.73 | $757,128.95 |
DisclosureSEC source: 0001225208-12-025629 · doc4.xml · nonDerivative · entry 2 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,620 Read SEC document |
| December 15, 2012 Filed Dec 18, 2012 22:13 UTC |
Witter Jonathan W.President, Retail Banking
|
Exercise / conversionCommon Stock | 13,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025629 · doc4.xml · nonDerivative · entry 1 Witter Jonathan W. · CIK 0001528493 · President, Retail Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 15, 2012, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:00 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionStock Options · Derivative | 4,934 | $0.00 Strike: $34.13 | $0.00 |
DisclosureSEC source: 0001225208-12-024585 · doc4.xml · derivative · entry 4 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,934 shares Expires 2012-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on December 6, 2003 and annually thereafter. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:00 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
SaleCommon Stock | 4,934 | $57.91 | $285,727.94 |
DisclosureSEC source: 0001225208-12-024585 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,777 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $57.84 to $57.97. Information about the number of shares sold at each price can be provided upon request. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 22:00 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 4,934 | $34.13 | $168,397.42 |
DisclosureSEC source: 0001225208-12-024585 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 25, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:18 UTC |
Slocum MichaelPresident, Commercial Banking
|
SaleCommon Stock | 4,822 | $58.10 | $280,158.20 |
DisclosureSEC source: 0001225208-12-024223 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,952 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on November 1, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 15, 2012 Filed Dec 5, 2012 21:58 UTC |
Blackley Richard ScottPrincipal Accounting Officer
|
SaleCommon Stock | 63 | $55.34 | $3,486.42 |
DisclosureSEC source: 0001225208-12-024584 · doc4.xml · nonDerivative · entry 2 Blackley Richard Scott · CIK 0001525020 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,249 Read SEC document |
| November 05, 2012 Filed Nov 8, 2012 00:18 UTC |
Blackley Richard ScottPrincipal Accounting Officer
|
OtherCommon Stock | 213 | $60.70 | $12,929.10 |
DisclosureSEC source: 0001225208-12-022681 · doc4.xml · nonDerivative · entry 1 Blackley Richard Scott · CIK 0001525020 · Principal Accounting Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F1 · shares: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. Proceeds from the sale were reinvested in other investment options in the Company's 401(k) Plan. Read SEC document |
| November 02, 2012 Filed Nov 5, 2012 22:20 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionStock Options · Derivative | 53,910 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-022396 · doc4.xml · derivative · entry 4 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 53,910 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| November 02, 2012 Filed Nov 5, 2012 22:20 UTC |
PERLIN GARY LChief Financial Officer
|
SaleCommon Stock | 53,910 | $61.50 | $3,315,465.00 |
DisclosureSEC source: 0001225208-12-022396 · doc4.xml · nonDerivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,218 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: The shares were sold at prices ranging from $61.50 to $61.54. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| November 02, 2012 Filed Nov 5, 2012 22:20 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionCommon Stock | 53,910 | $18.28 | $985,474.80 |
DisclosureSEC source: 0001225208-12-022396 · doc4.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:20 UTC |
PERLIN GARY LChief Financial Officer
|
SaleCommon Stock | 28,314 | $60.50 | $1,712,997.00 |
DisclosureSEC source: 0001225208-12-022396 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,218 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 26, 2012 Filed Oct 30, 2012 21:16 UTC |
PERLIN GARY LChief Financial Officer
|
SaleCommon Stock | 10,707 | $59.48 | $636,852.36 |
DisclosureSEC source: 0001225208-12-022025 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,532 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $59.38 to $59.51. Information regarding the number of shares sold at each price will be provided upon request. Read SEC document |
| October 23, 2012 Filed Dec 18, 2012 22:13 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GiftCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025625 · doc4.xml · nonDerivative · entry 4 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · Finneran/Cotter Children's Trust Disclosed balance after: 83,333 Read SEC document |
| October 23, 2012 Filed Dec 18, 2012 22:13 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
GiftCommon Stock | 83,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025625 · doc4.xml · nonDerivative · entry 3 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,302 Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:29 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 7,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-021718 · doc4.xml · derivative · entry 9 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,848 Underlying: Common Stock · 7,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:29 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionStock Options · Derivative | 5,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-12-021718 · doc4.xml · derivative · entry 8 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,848 Underlying: Common Stock · 5,000 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 26, 2011 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F3 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:29 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 8,000 | $61.26 | $490,080.00 |
DisclosureSEC source: 0001225208-12-021718 · doc4.xml · nonDerivative · entry 5 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,616 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| October 22, 2012 Filed Oct 24, 2012 21:29 UTC |
Alexander Robert M.Chief Information Officer
|
SaleCommon Stock | 7,000 | $61.26 | $428,820.00 |
DisclosureSEC source: 0001225208-12-021718 · doc4.xml · nonDerivative · entry 4 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,616 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 8, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.