Last 12 months
Inside the activity.
0 purchase rows · 62 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 13 |
| Dec 2025 | 0 | 3 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 14 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 4 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2013 Filed Jan 29, 2013 22:26 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 2,931 | $56.32 | $165,073.92 |
DisclosureSEC source: 0001225208-13-002398 · doc4.xml · nonDerivative · entry 4 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,317 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 27, 2013 Filed Jan 29, 2013 22:27 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 4,991 | $56.32 | $281,093.12 |
DisclosureSEC source: 0001225208-13-002401 · doc4.xml · nonDerivative · entry 4 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,083 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 27, 2013 Filed Jan 29, 2013 22:26 UTC |
SCHNALL PETER AChief Risk Officer
|
Tax withholdingCommon Stock | 4,184 | $56.32 | $235,642.88 |
DisclosureSEC source: 0001225208-13-002400 · doc4.xml · nonDerivative · entry 4 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,143 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 27, 2010. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 7,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002392 · doc4.xml · derivative · entry 5 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,939 Underlying: Common Stock · 7,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F3 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F3 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Disposition to issuerCommon Stock | 7,938 | $59.86 | $475,168.68 |
DisclosureSEC source: 0001225208-13-002392 · doc4.xml · nonDerivative · entry 2 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,289 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
FINNERAN JOHN G JRGen. Counsel & Corp. Secretary
|
Exercise / conversionCommon Stock | 7,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002392 · doc4.xml · nonDerivative · entry 1 FINNERAN JOHN G JR · CIK 0001238033 · Gen. Counsel & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · balance_after: This number was adjusted by subtracting one share to correct an over-reporting of the number of securities beneficially owned. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002394 · doc4.xml · derivative · entry 7 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,528 Underlying: Common Stock · 5,528 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Alexander Robert M.Chief Information Officer
|
Disposition to issuerCommon Stock | 5,528 | $59.86 | $330,906.08 |
DisclosureSEC source: 0001225208-13-002394 · doc4.xml · nonDerivative · entry 3 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,569 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Alexander Robert M.Chief Information Officer
|
Tax withholdingCommon Stock | 2,049 | $56.32 | $115,399.68 |
DisclosureSEC source: 0001225208-13-002394 · doc4.xml · nonDerivative · entry 2 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,097 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Alexander Robert M.Chief Information Officer
|
Exercise / conversionCommon Stock | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002394 · doc4.xml · nonDerivative · entry 1 Alexander Robert M. · CIK 0001425374 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002393 · doc4.xml · derivative · entry 6 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,250 Underlying: Common Stock · 7,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Berson Jory AChief Human Resources Officer
|
Disposition to issuerCommon Stock | 7,250 | $59.86 | $433,985.00 |
DisclosureSEC source: 0001225208-13-002393 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,247 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Berson Jory AChief Human Resources Officer
|
Tax withholdingCommon Stock | 2,318 | $56.32 | $130,549.76 |
DisclosureSEC source: 0001225208-13-002393 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,497 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Berson Jory AChief Human Resources Officer
|
Exercise / conversionCommon Stock | 7,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002393 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · derivative · entry 6 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,598 Underlying: Common Stock · 4,597 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Disposition to issuerCommon Stock | 4,597 | $59.86 | $275,176.42 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 3 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,738 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Tax withholdingCommon Stock | 2,039 | $56.32 | $114,836.48 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 2 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,335 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
LaPrade,III Frank G.Chief Enterprise Srvcs Officer
|
Exercise / conversionCommon Stock | 4,597 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002396 · doc4.xml · nonDerivative · entry 1 LaPrade,III Frank G. · CIK 0001497948 · Chief Enterprise Srvcs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionRestricted Stock Units · Derivative | 6,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002397 · doc4.xml · derivative · entry 3 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,707 Underlying: Common Stock · 6,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F2 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F2 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Sanjiv YajnikPresident, Financial Services
|
Disposition to issuerCommon Stock | 6,706 | $59.86 | $401,421.16 |
DisclosureSEC source: 0001225208-13-002397 · doc4.xml · nonDerivative · entry 2 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,963 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 6,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002397 · doc4.xml · nonDerivative · entry 1 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionRestricted Stock Units · Derivative | 7,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002399 · doc4.xml · derivative · entry 5 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,975 Underlying: Common Stock · 7,974 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Schneider Ryan M.President, Card
|
Disposition to issuerCommon Stock | 7,974 | $59.86 | $477,323.64 |
DisclosureSEC source: 0001225208-13-002399 · doc4.xml · nonDerivative · entry 3 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,353 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Schneider Ryan M.President, Card
|
Tax withholdingCommon Stock | 3,145 | $56.32 | $177,126.40 |
DisclosureSEC source: 0001225208-13-002399 · doc4.xml · nonDerivative · entry 2 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,327 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Schneider Ryan M.President, Card
|
Exercise / conversionCommon Stock | 7,974 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002399 · doc4.xml · nonDerivative · entry 1 Schneider Ryan M. · CIK 0001420501 · President, Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionRestricted Stock Units · Derivative | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002398 · doc4.xml · derivative · entry 5 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,079 Underlying: Common Stock · 4,078 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Slocum MichaelPresident, Commercial Banking
|
Disposition to issuerCommon Stock | 4,078 | $59.86 | $244,109.08 |
DisclosureSEC source: 0001225208-13-002398 · doc4.xml · nonDerivative · entry 3 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,248 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Slocum MichaelPresident, Commercial Banking
|
Tax withholdingCommon Stock | 2,704 | $56.32 | $152,289.28 |
DisclosureSEC source: 0001225208-13-002398 · doc4.xml · nonDerivative · entry 2 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,326 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
Slocum MichaelPresident, Commercial Banking
|
Exercise / conversionCommon Stock | 4,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002398 · doc4.xml · nonDerivative · entry 1 Slocum Michael · CIK 0001528494 · President, Commercial Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:27 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 11,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002401 · doc4.xml · derivative · entry 5 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,745 Underlying: Common Stock · 11,744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:27 UTC |
PERLIN GARY LChief Financial Officer
|
Disposition to issuerCommon Stock | 11,744 | $59.86 | $702,995.84 |
DisclosureSEC source: 0001225208-13-002401 · doc4.xml · nonDerivative · entry 3 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,074 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:27 UTC |
PERLIN GARY LChief Financial Officer
|
Tax withholdingCommon Stock | 3,723 | $56.32 | $209,679.36 |
DisclosureSEC source: 0001225208-13-002401 · doc4.xml · nonDerivative · entry 2 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,818 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:27 UTC |
PERLIN GARY LChief Financial Officer
|
Exercise / conversionCommon Stock | 11,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002401 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
SCHNALL PETER AChief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 8,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002400 · doc4.xml · derivative · entry 5 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,120 Underlying: Common Stock · 8,119 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
SCHNALL PETER AChief Risk Officer
|
Disposition to issuerCommon Stock | 8,119 | $59.86 | $486,003.34 |
DisclosureSEC source: 0001225208-13-002400 · doc4.xml · nonDerivative · entry 3 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,327 F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
SCHNALL PETER AChief Risk Officer
|
Tax withholdingCommon Stock | 2,584 | $56.32 | $145,530.88 |
DisclosureSEC source: 0001225208-13-002400 · doc4.xml · nonDerivative · entry 2 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,446 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 26, 2011. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 26, 2013 Filed Jan 29, 2013 22:26 UTC |
SCHNALL PETER AChief Risk Officer
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Exercise / conversionCommon Stock | 8,119 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002400 · doc4.xml · nonDerivative · entry 1 SCHNALL PETER A · CIK 0001238041 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 26, 2013, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the twenty trading days preceding the vesting date. Read SEC document |
| January 07, 2013 Filed Jan 9, 2013 21:38 UTC |
PERLIN GARY LChief Financial Officer
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SaleCommon Stock | 24,421 | $62.00 | $1,514,102.00 |
DisclosureSEC source: 0001225208-13-001211 · doc4.xml · nonDerivative · entry 1 PERLIN GARY L · CIK 0001252395 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,797 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 13, 2012, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
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Exercise / conversionStock Options · Derivative | 3,734 | $0.00 Strike: $56.28 | $0.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · derivative · entry 15 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,734 shares Expires 2013-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on December 15, 2004 and annually thereafter. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionStock Options · Derivative | 54,870 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · derivative · entry 14 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,870 shares Expires 2018-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on February 21, 2009 and annually thereafter. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionStock Options · Derivative | 42,679 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · derivative · entry 13 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,679 shares Expires 2019-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionStock Options · Derivative | 18,601 | $0.00 Strike: $48.28 | $0.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · derivative · entry 12 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,204 Underlying: Common Stock · 18,601 shares Expires 2021-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option is exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 54,870 | $60.00 | $3,292,200.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 11 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,963 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 42,679 | $60.00 | $2,560,740.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 10 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,833 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 22,810 | $60.00 | $1,368,600.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 9 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,512 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 17,373 | $60.00 | $1,042,380.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 8 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,322 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 5,575 | $60.00 | $334,500.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 7 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,695 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 3,934 | $60.00 | $236,040.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 6 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,270 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
SaleCommon Stock | 3,734 | $60.00 | $224,040.00 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 5 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,204 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 23:17 UTC |
Sanjiv YajnikPresident, Financial Services
|
Exercise / conversionCommon Stock | 3,734 | $56.28 | $210,149.52 |
DisclosureSEC source: 0001225208-13-000889 · doc4.xml · nonDerivative · entry 4 Sanjiv Yajnik · CIK 0001466919 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on October 23, 2012 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.