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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
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2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · derivative · entry 29

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784,462

Underlying: Common Stock · 75,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $61.50 $153,750.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $61.35 $153,375.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $61.25 $306,250.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.85 $304,250.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.80 $304,000.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $60.65 $606,500.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 7,500 $60.60 $454,500.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,800 $60.58 $169,624.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 9,700 $60.55 $587,335.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 15,000 $60.45 $906,750.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 75,000 $9.73 $729,750.00
Disclosure

SEC source: 0001242043-03-000074 · mor238.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 1,638 $0.00 Strike: $60.98 $0.00
Disclosure

SEC source: 0001242043-03-000075 · sch237.xml · derivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,638

Underlying: Common Stock · 1,638 shares

Expires 2008-12-17

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,694 $0.00 Strike: $37.08 $0.00
Disclosure

SEC source: 0001242043-03-000075 · sch237.xml · derivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,406

Underlying: Common Stock · 2,694 shares

Expires 2008-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on December 17, 1999 and annually from that date thereafter.

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 1,638 $60.98 $99,885.24
Disclosure

SEC source: 0001242043-03-000075 · sch237.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,962

Read SEC document
September 18, 2003 Filed Sep 22, 2003 23:52 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 2,694 $37.08 $99,893.52
Disclosure

SEC source: 0001242043-03-000075 · sch237.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · derivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,859,462

Underlying: Common Stock · 75,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $61.75 $308,750.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 17

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $61.10 $305,500.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $61.00 $610,000.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $60.91 $60,910.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,100 $60.90 $127,890.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,900 $60.85 $115,615.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,968

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 12,500 $60.75 $759,375.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $60.55 $151,375.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $60.50 $605,000.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.45 $302,250.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.35 $301,750.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.25 $301,250.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 4,000 $60.00 $240,000.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $59.98 $299,900.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 600 $59.84 $35,904.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 400 $59.82 $23,928.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,468

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 17, 2003 Filed Sep 18, 2003 12:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 75,000 $9.73 $729,750.00
Disclosure

SEC source: 0001242043-03-000071 · mor235.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · derivative · entry 23

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934,462

Underlying: Common Stock · 25,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 600 $59.39 $35,634.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 21

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,400 $59.38 $83,132.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 20

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $59.34 $59,340.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,500 $59.33 $88,995.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 18

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,500 $59.32 $88,980.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 17

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,000 $59.30 $118,600.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 600 $59.29 $35,574.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,400 $59.28 $82,992.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,468

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 3,000 $59.25 $177,750.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 200 $59.23 $11,846.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $59.22 $59,220.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 800 $59.20 $47,360.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $59.15 $59,150.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 23:35 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $59.13 $59,130.00
Disclosure

SEC source: 0001242043-03-000069 · mor234.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.