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NYSE · USD

COF

CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 21,000 $61.75 $1,296,750.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,100 $61.71 $129,591.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 7,900 $61.70 $487,430.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,668

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 9,300 $61.67 $573,531.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,568

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $61.40 $153,500.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $61.22 $153,050.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2003 Filed Nov 6, 2003 23:02 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 75,000 $16.25 $1,218,750.00
Disclosure

SEC source: 0001242043-03-000109 · mor276.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 2,000 $61.73 $123,460.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 16

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,859

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 4,500 $61.70 $277,650.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 15

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,859

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 900 $61.69 $55,521.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 14

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,359

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 1,800 $61.68 $111,024.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 13

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,259

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 600 $61.67 $37,002.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 12

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,059

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 4,200 $61.66 $258,972.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 11

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,659

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 22,000 $61.65 $1,356,300.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 10

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,859

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 2,800 $61.64 $172,592.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 9

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,859

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 4,400 $61.63 $271,172.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 8

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,659

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 1,600 $61.62 $98,592.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 7

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,059

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 100 $61.61 $6,161.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 6

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,659

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 1,700 $61.60 $104,720.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 5

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,759

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 200,000 $61.58 $12,316,000.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 4

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,459

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 1,300 $61.57 $80,041.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 3

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,459

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 100 $61.55 $6,155.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 2

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,759

Read SEC document
November 03, 2003 Filed Nov 4, 2003 21:45 UTC SaleCommon Stock 2,000 $61.54 $123,080.00
Disclosure

SEC source: 0001242043-03-000107 · wes273.xml · nonDerivative · entry 1

WESTREICH STANLEY · CIK 0001238046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,859

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 165,538 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · derivative · entry 25

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,358

Underlying: Common Stock · 165,538 shares

Expires 2007-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period on or before the third anniversary of the grant date of this option.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 12,462 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · derivative · entry 24

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,462 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 15,200 $61.95 $941,640.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 22

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 18,100 $61.90 $1,120,390.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 21

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 40,000 $61.85 $2,474,000.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 20

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 18,000 $61.80 $1,112,400.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 9,900 $61.75 $611,325.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 18

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,600 $61.74 $98,784.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 17

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,400 $61.73 $86,422.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,668

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 3,000 $61.71 $185,130.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $61.70 $308,500.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 100 $61.68 $6,168.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,100 $61.67 $129,507.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,168

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,800 $61.66 $110,988.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,268

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 16,800 $61.65 $1,035,720.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,068

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $61.25 $306,250.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 500 $61.23 $30,615.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 4,500 $61.22 $275,490.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 600 $61.21 $36,726.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 4,400 $61.20 $269,280.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,468

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $60.90 $609,000.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 20,000 $60.60 $1,212,000.00
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 165,538 $16.25 $2,689,992.50
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2003 Filed Nov 5, 2003 16:22 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 12,462 $9.73 $121,255.26
Disclosure

SEC source: 0001242043-03-000108 · mor275.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
October 31, 2003 Filed Nov 4, 2003 21:41 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $9.73 $0.00
Disclosure

SEC source: 0001242043-03-000106 · mor274.xml · derivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,462

Underlying: Common Stock · 25,000 shares

Expires 2005-09-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable in 33 1/3% increments beginning on September 15, 1996 and annually from that date thereafter.

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October 31, 2003 Filed Nov 4, 2003 21:41 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,600 $61.20 $159,120.00
Disclosure

SEC source: 0001242043-03-000106 · mor274.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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October 31, 2003 Filed Nov 4, 2003 21:41 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 400 $61.16 $24,464.00
Disclosure

SEC source: 0001242043-03-000106 · mor274.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,468

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.