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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 49 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601
Nov 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 800 $59.73 $47,784.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 3

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,738

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 300 $59.75 $17,925.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 2

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,538

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:00 UTC SaleCommon Stock 200 $59.76 $11,952.00
Disclosure

SEC source: 0001242043-03-000124 · kim286.xml · nonDerivative · entry 1

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,838

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 400 $59.69 $23,876.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 15

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

F2 · balance_after: Includes shares acquired by the reporting person under the Company's Dividend Reinvestment and Stock Purchase Plan through October 2003.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 400 $59.68 $23,872.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 14

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 200 $59.70 $11,940.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 13

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,104

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 1,734 $59.67 $103,467.78
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 12

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,304

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 2,100 $58.85 $123,585.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 11

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,038

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 2,600 $58.89 $153,114.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 10

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,138

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 2,500 $58.96 $147,400.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 9

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,738

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 2,600 $58.97 $153,322.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 8

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,238

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 2,100 $58.99 $123,879.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 7

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,838

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 500 $59.01 $29,505.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 6

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,938

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 2,600 $59.02 $153,452.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 5

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,438

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 5,000 $59.03 $295,150.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 4

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,038

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 3,200 $59.04 $188,928.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 3

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,038

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 700 $59.06 $41,342.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 2

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,238

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Nov 19, 2003 00:01 UTC SaleCommon Stock 900 $59.07 $53,163.00
Disclosure

SEC source: 0001242043-03-000125 · kim287.xml · nonDerivative · entry 1

KIMSEY JAMES V · CIK 0001242043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,938

F1 · date: Due to SEC rules limiting the number of non-derivative transactions that can be reported on a single Form 4, this Form 4 is a continuation of the Form 4 filed for the same date listed above.

Read SEC document
November 14, 2003 Filed Feb 5, 2004 21:18 UTC Amendment
SCHNALL PETER AExecutive Vice President
SaleCommon Stock 5,046 $60.05 $303,012.30
Disclosure

SEC source: 0001242043-04-000006 · sch306.xml · nonDerivative · entry 3

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,884

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 128,958 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · derivative · entry 19

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 128,958 shares

Expires 2007-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period on or before the third anniversary of the grant date of this option.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.35 $301,750.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 16

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $60.28 $150,700.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 15

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 10,000 $60.25 $602,500.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 14

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 8,958 $60.20 $539,271.60
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 13

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.15 $300,750.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 12

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,326

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 65,000 $60.05 $3,903,250.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 11

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,326

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 32,500 $60.00 $1,950,000.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 10

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,326

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 128,958 $16.25 $2,095,567.50
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 9

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2003 Filed Nov 14, 2003 21:31 UTC
BAILAR GREGORChief Information Officer
SaleCommon Stock 4,681 $60.05 $281,094.05
Disclosure

SEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 6

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,088

Read SEC document
November 13, 2003 Filed Nov 17, 2003 23:07 UTC
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 17,000 $0.00 Strike: $60.14 $0.00
Disclosure

SEC source: 0001242043-03-000120 · sch283.xml · derivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2010-05-30

Read SEC document
November 13, 2003 Filed Nov 17, 2003 23:07 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,046 $0.00 Strike: $46.38 $0.00
Disclosure

SEC source: 0001242043-03-000120 · sch283.xml · derivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,954

Underlying: Common Stock · 22,046 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter.

Read SEC document
November 13, 2003 Filed Nov 17, 2003 23:07 UTC
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 17,000 $60.14 $1,022,380.00
Disclosure

SEC source: 0001242043-03-000120 · sch283.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,008

Read SEC document
November 13, 2003 Filed Nov 17, 2003 23:07 UTC
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 22,046 $46.38 $1,022,493.48
Disclosure

SEC source: 0001242043-03-000120 · sch283.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment
SCHNALL PETER AExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 16,737 $0.00 Strike: $60.14 $0.00
Disclosure

SEC source: 0001242043-04-000006 · sch306.xml · derivative · entry 5

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,737

Underlying: Common Stock · 16,737 shares

Expires 2010-05-30

Read SEC document
November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment
SCHNALL PETER AExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,705 $0.00 Strike: $46.38 $0.00
Disclosure

SEC source: 0001242043-04-000006 · sch306.xml · derivative · entry 4

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,295

Underlying: Common Stock · 21,705 shares

Expires 2010-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on May 30, 2001 and annually from that date thereafter.

Read SEC document
November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment
SCHNALL PETER AExecutive Vice President
Tax withholdingCommon Stock 16,737 $60.14 $1,006,563.18
Disclosure

SEC source: 0001242043-04-000006 · sch306.xml · nonDerivative · entry 2

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,930

Read SEC document
November 13, 2003 Filed Feb 5, 2004 21:18 UTC Amendment
SCHNALL PETER AExecutive Vice President
Exercise / conversionCommon Stock 21,705 $46.38 $1,006,677.90
Disclosure

SEC source: 0001242043-04-000006 · sch306.xml · nonDerivative · entry 1

SCHNALL PETER A · CIK 0001238041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $16.25 $0.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · derivative · entry 18

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,958

Underlying: Common Stock · 25,000 shares

Expires 2007-12-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable upon stockholder approval on April 23, 1998, since the performance-based vesting criteria of the option was satisfied on April 16, 1998, the date on which the trading price of the Common Stock first exceeded $84.00 (pre-stock split) for at least ten trading days in any thirty calendar-day period on or before the third anniversary of the grant date of this option.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $60.42 $60,420.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 8

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 3,000 $60.30 $180,900.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 7

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.25 $301,250.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 6

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 1,000 $60.10 $60,100.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 5

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 5,000 $60.05 $300,250.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 4

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 7,500 $60.00 $450,000.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 3

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,868

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
SaleCommon Stock 2,500 $59.55 $148,875.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 2

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,368

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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November 12, 2003 Filed Nov 14, 2003 21:31 UTC
MORRIS NIGEL WDirector · Vice Chairman
Exercise / conversionCommon Stock 25,000 $16.25 $406,250.00
Disclosure

SEC source: 0001242043-03-000118 · mor281.xml · nonDerivative · entry 1

MORRIS NIGEL W · CIK 0001238040 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the Reporting Person on August 6, 2003 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

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November 12, 2003 Filed Nov 14, 2003 21:31 UTC
BAILAR GREGORChief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 3,331 $0.00 Strike: $60.03 $0.00
Disclosure

SEC source: 0001242043-03-000119 · bai282.xml · derivative · entry 8

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,331

Underlying: Common Stock · 3,331 shares

Expires 2011-11-01

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November 12, 2003 Filed Nov 14, 2003 21:31 UTC
BAILAR GREGORChief Information Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,680 $0.00 Strike: $42.73 $0.00
Disclosure

SEC source: 0001242043-03-000119 · bai282.xml · derivative · entry 7

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,754

Underlying: Common Stock · 4,680 shares

Expires 2011-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option will become exercisable in 33 1/3% increments beginning on November 1, 2002 and annually from that date thereafter.

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November 12, 2003 Filed Nov 14, 2003 21:31 UTC
BAILAR GREGORChief Information Officer
Tax withholdingCommon Stock 3,331 $60.02 $199,926.62
Disclosure

SEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 5

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,769

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November 12, 2003 Filed Nov 14, 2003 21:31 UTC
BAILAR GREGORChief Information Officer
Exercise / conversionCommon Stock 4,680 $42.73 $199,976.40
Disclosure

SEC source: 0001242043-03-000119 · bai282.xml · nonDerivative · entry 4

BAILAR GREGOR · CIK 0001182910 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.