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CAPITAL ONE FINANCIAL CORP

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547
SEC CIK
0000927628
Parsed reports
2,528

Last 12 months

Inside the activity.

0 purchase rows · 62 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025013
Dec 202503
Jan 202604
Feb 2026014
Mar 202602
Apr 202602
May 202604
Jun 202601
Jul 202605
Aug 2026010
Sep 202603
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 13, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 150 $86.80 $13,020.00
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622,086

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.80 to $86.81. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,457 $85.46 $466,355.22
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622,236

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.38 to $85.68. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 25,443 $84.96 $2,161,637.28
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,627,693

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.38 to $85.37. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,653,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,558

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,786 $84.07 $486,429.02
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612,578

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.72 to $84.35. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 25,419 $83.32 $2,117,911.08
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,618,364

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.70 to $83.69. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 12, 2020 Filed Nov 16, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000308 · wf-form4_160556101193890.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,643,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · derivative · entry 15

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,116

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,648 $87.01 $404,422.48
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 12

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,603,225

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.53 to $87.41. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 4,518 $85.55 $386,514.90
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,607,873

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.05 to $86.00. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 21,774 $84.46 $1,839,032.04
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612,391

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.99 to $84.92. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 11, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,634,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · derivative · entry 14

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,674

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 1,647 $88.46 $145,693.62
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,593,607

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.42 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 15,671 $87.94 $1,378,107.74
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,595,254

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.41 to $88.39. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 13,242 $86.97 $1,151,656.74
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610,925

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.41 to $87.39. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,624,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:17 UTC
Alexander Robert M.Chief Information Officer
Exercise / conversionStock Options · Derivative 50,383 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000302 · wf-form4_160521584582941.xml · derivative · entry 5

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,383 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · derivative.exercise_date: This option became exercisable in 1/3 increments beginning on January 26, 2012 and annually thereafter.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:17 UTC
Alexander Robert M.Chief Information Officer
SaleCommon Stock 50,003 $87.75 $4,387,763.25
Disclosure

SEC source: 0000927628-20-000302 · wf-form4_160521584582941.xml · nonDerivative · entry 2

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,902

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.71 to $88.19. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:17 UTC
Alexander Robert M.Chief Information Officer
Exercise / conversionCommon Stock 50,383 $48.28 $2,432,491.24
Disclosure

SEC source: 0000927628-20-000302 · wf-form4_160521584582941.xml · nonDerivative · entry 1

Alexander Robert M. · CIK 0001425374 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · derivative · entry 13

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,232

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 13,771 $89.25 $1,229,061.75
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,583,609

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.98 to $89.73. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 13,247 $88.51 $1,172,491.97
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597,380

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.97 to $88.96. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,327 $87.66 $291,644.82
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610,627

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.96 to $87.83. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:18 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000303 · wf-form4_160521587726589.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,613,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,790

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 8,291 $79.45 $658,719.95
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,573,396

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.31 to $79.58. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 20,512 $78.67 $1,613,679.04
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,581,687

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.22 to $79.17. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,107 $78.03 $242,439.21
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602,199

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.22 to $78.20. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,605,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · derivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,348

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 8,821 $78.58 $693,154.18
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,564,748

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.30 to $79.01. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,984 $77.70 $464,956.80
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,573,569

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.29 to $78.25. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 17,450 $76.83 $1,340,683.50
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579,553

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.24 to $77.23. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 05, 2020 Filed Nov 9, 2020 21:10 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000299 · wf-form4_160495619012784.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,597,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · derivative · entry 11

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,906

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
GiftCommon Stock 10,360 $0.00 $0.00
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 9

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,556,445

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 9,408 $76.81 $722,628.48
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,566,805

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.46 to $77.13. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 12,595 $76.07 $958,101.65
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 7

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576,213

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.46 to $76.44. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 7,208 $74.83 $539,374.64
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,588,808

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.40. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 3,279 $73.97 $242,547.63
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 5

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,596,016

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.46 to $74.44. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 4

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,599,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · derivative · entry 10

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,464

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 21,227 $78.38 $1,663,772.26
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 3

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,558,737

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.06 to $78.80. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 10,833 $77.50 $839,557.50
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 2

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,579,964

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.99 to $77.93. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document
November 03, 2020 Filed Nov 5, 2020 21:24 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionCommon Stock 40,558 $48.28 $1,958,140.24
Disclosure

SEC source: 0000927628-20-000297 · wf-form4_160461128083518.xml · nonDerivative · entry 1

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,590,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:05 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
Exercise / conversionStock Options · Derivative 40,558 $0.00 Strike: $48.28 $0.00
Disclosure

SEC source: 0000927628-20-000292 · wf-form4_160443754399236.xml · derivative · entry 8

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,022

Underlying: Common Stock · 40,558 shares

Expires 2021-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:05 UTC
FAIRBANK RICHARD DDirector · Chairman, CEO and President
SaleCommon Stock 5,457 $75.27 $410,748.39
Disclosure

SEC source: 0000927628-20-000292 · wf-form4_160443754399236.xml · nonDerivative · entry 6

FAIRBANK RICHARD D · CIK 0001238032 · Director · Chairman, CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550,239

F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on August 12, 2020, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.23 to $75.60. Information regarding the number of shares sold at each price will be provided upon request.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.